14th Apr 2015 16:51
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 6,667 | 60.5100 USD | 59.6400 USD |
A ADSs | PURCHASES | 153,925 | 59.6900 USD | 59.1100 USD |
A ADSs | SALES | 13,297 | 59.6700 USD | 59.1700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 209 | 27.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 157 | 27.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 703 | 27.7800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 135 | 27.3947 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 447 | 27.3947 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,518 | 27.3947 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 27.5690 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,501 | 27.6825 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,564 | 27.6825 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,423 | 27.7428 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,930 | 27.7428 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,194 | 27.7428 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 727 | 27.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,621 | 19.8183 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,405 | 20.0051 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,453 | 20.0209 GBP |
EUR 0.07 A ordinary | CFD | LONG | 236,703 | 20.0209 GBP |
EUR 0.07 A ordinary | CFD | LONG | 52,844 | 20.0209 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,470 | 20.0255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,105 | 19.9154 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,159 | 19.9843 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,417 | 20.0047 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,789 | 20.0136 GBP |
B ADSs | CFD | SHORT | 300 | 60.0133 USD |
B ADSs | CFD | SHORT | 200 | 60.1400 USD |
B ADSs | CFD | SHORT | 1,000 | 60.1480 USD |
B ADSs | CFD | SHORT | 94 | 60.1641 USD |
B ADSs | CFD | SHORT | 73 | 60.1641 USD |
B ADSs | CFD | SHORT | 3,000 | 60.1846 USD |
B ADSs | CFD | SHORT | 900 | 60.2044 USD |
B ADSs | CFD | SHORT | 400 | 60.2800 USD |
B ADSs | CFD | SHORT | 700 | 60.3157 USD |
EUR 0.07 B ordinary | CFD | LONG | 1,163 | 20.0650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,463 | 20.0791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,755 | 20.1203 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,523 | 20.1258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 97,000 | 20.1653 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,374 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,347 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 556 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 712 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,107 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,903 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,718 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 736 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 701 | 20.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,000 | 20.2321 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,828 | 20.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 287,364 | 20.2410 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72,862 | 20.2410 GBP |
EUR 0.07 B ordinary | CFD | LONG | 111,350 | 20.2428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,690 | 20.2459 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,812 | 20.2496 GBP |
EUR 0.07 B ordinary | CFD | LONG | 310 | 20.2550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,440 | 20.2681 GBP |
EUR 0.07 B ordinary | CFD | LONG | 975 | 20.2797 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,951 | 20.4818 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,316 | 20.1353 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,207 | 20.1377 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 547 | 20.1416 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,818 | 20.2158 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,405 | 20.2600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 876 | 20.2643 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,481 | 20.2672 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 170 | 20.2708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 519 | 20.3017 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,267 | 20.8453 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,951 | 21.0315 GBP |
A ADSs | CFD | LONG | 700 | 59.2329 USD |
A ADSs | CFD | LONG | 11,100 | 59.4691 USD |
A ADSs | CFD | LONG | 400 | 59.5125 USD |
A ADSs | CFD | SHORT | 22 | 59.3300 USD |
A ADSs | CFD | SHORT | 18 | 59.3300 USD |
A ADSs | CFD | SHORT | 516 | 59.3651 USD |
A ADSs | CFD | SHORT | 685 | 59.3651 USD |
A ADSs | CFD | SHORT | 1,400 | 59.3892 USD |
A ADSs | CFD | SHORT | 139,484 | 59.3911 USD |
A ADSs | CFD | SHORT | 500 | 59.4000 USD |
A ADSs | CFD | SHORT | 300 | 59.4100 USD |
A ADSs | CFD | SHORT | 10,200 | 59.4500 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L