5th May 2015 07:01
AMENDMENT (NMC)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,215,649 | 29.0450 EUR | 28.3100 EUR |
EUR 0.07 A ordinary | SALES | 1,053,789 | 29.0400 EUR | 28.3150 EUR |
EUR 0.07 A ordinary | PURCHASES | 857,025 | 20.6900 GBP | 20.3350 GBP |
EUR 0.07 A ordinary | SALES | 618,761 | 20.7000 GBP | 20.3450 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,087,882 | 20.9650 GBP | 20.5690 GBP |
EUR 0.07 B ordinary | SALES | 751,088 | 20.9200 GBP | 20.5600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 16,608 | 28.5600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,294 | 28.6741 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,217 | 28.6741 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,061 | 28.6869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 44,440 | 28.6869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 264,385 | 28.6919 EUR |
EUR 0.07 A ordinary | CFD | LONG | 440 | 28.7442 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,500 | 28.9000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43,245 | 28.5010 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,558 | 28.5600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 69,582 | 28.5690 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 250 | 28.6741 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,076 | 28.7060 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 272,692 | 28.7377 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,125 | 28.7873 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 28.9331 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79,420 | 28.9639 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30,000 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,163 | 20.4923 GBP |
EUR 0.07 A ordinary | CFD | LONG | 912 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 448 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 254 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 125 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,787 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,355 | 20.4965 GBP |
EUR 0.07 A ordinary | CFD | LONG | 302,768 | 20.4973 GBP |
EUR 0.07 A ordinary | CFD | LONG | 122 | 20.5113 GBP |
EUR 0.07 A ordinary | CFD | LONG | 82 | 20.5113 GBP |
EUR 0.07 A ordinary | CFD | LONG | 31 | 20.5200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79 | 20.5200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16 | 20.5200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,516 | 20.5200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 798 | 20.4209 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 20.4209 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 152 | 20.4209 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 368 | 20.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,736 | 20.5027 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 329,083 | 20.5027 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 367 | 20.5050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 206 | 20.5100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 143,000 | 20.5433 GBP |
B ADSs | CFD | SHORT | 9,523 | 64.0331 USD |
B ADSs | CFD | SHORT | 2,023 | 64.1142 USD |
B ADSs | CFD | SHORT | 5,811 | 64.1142 USD |
EUR 0.07 B ordinary | CFD | LONG | 25 | 20.6589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 448 | 20.6589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,508 | 20.6589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 418 | 20.6589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,173 | 20.7145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 328 | 20.7145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,163 | 20.7145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,800 | 20.6351 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 325 | 20.6440 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,709 | 20.6440 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 91 | 20.6440 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,908 | 20.6568 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 86 | 20.6900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 120 | 20.7245 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81 | 20.7245 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,515 | 20.7830 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,985 | 20.7830 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,499 | 20.7258 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 235 | 1.0000 | E | 22/04/2016 | 91.8800 CHF |
EUR 0.07 A ordinary | CALL | SALE | 112,000 | 2,133.4600 | E | 29/04/2015 | 0.0000 GBP |
EUR 0.07 B ordinary | CALL | SALE | 70,000 | 2,231.9200 | E | 29/04/2015 | 0.0000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 MAY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L