29th May 2015 10:29
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 28 MAY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 3,322 | 61.1900 USD | 60.4900 USD |
B ADSs | SALES | 1,300 | 61.1200 USD | 60.6300 USD |
A ADSs | PURCHASES | 3,300 | 60.1200 USD | 59.6200 USD |
A ADSs | SALES | 13,349 | 60.1700 USD | 59.5700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 3 | 27.4450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72 | 27.4450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,662 | 27.5387 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65 | 27.3911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,511 | 27.3911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 240 | 27.3911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 27.4056 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 27.4057 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 27.4062 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,621 | 27.4723 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 222 | 27.4923 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,353 | 27.4923 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 49 | 27.4923 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,550 | 19.5146 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,150 | 19.5152 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,101 | 19.5261 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,214 | 19.5653 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,907 | 19.5715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,732 | 19.5377 GBP |
B ADSs | CFD | LONG | 500 | 60.7740 USD |
B ADSs | CFD | LONG | 200 | 60.8100 USD |
B ADSs | CFD | LONG | 100 | 60.8200 USD |
B ADSs | CFD | LONG | 500 | 60.8220 USD |
B ADSs | CFD | SHORT | 200 | 60.6300 USD |
B ADSs | CFD | SHORT | 922 | 60.7834 USD |
B ADSs | CFD | SHORT | 1,800 | 60.8944 USD |
B ADSs | CFD | SHORT | 400 | 60.9800 USD |
EUR 0.07 B ordinary | CFD | LONG | 112,000 | 19.7560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36 | 19.7701 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 19.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 19.8160 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,360 | 19.8169 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,741 | 19.8192 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,700 | 19.8392 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,006 | 19.8392 GBP |
EUR 0.07 B ordinary | CFD | LONG | 700 | 19.8392 GBP |
EUR 0.07 B ordinary | CFD | LONG | 429 | 19.8463 GBP |
EUR 0.07 B ordinary | CFD | LONG | 700 | 19.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,700 | 19.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,019 | 19.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,109 | 19.8847 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,752 | 19.9340 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,400 | 19.9340 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500 | 19.9340 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,046 | 19.7511 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 66,046 | 19.8043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,181 | 19.8166 GBP |
A ADSs | CFD | LONG | 400 | 59.8300 USD |
A ADSs | CFD | LONG | 1,600 | 59.8681 USD |
A ADSs | CFD | LONG | 1,250 | 59.8904 USD |
A ADSs | CFD | LONG | 836 | 59.9175 USD |
A ADSs | CFD | LONG | 6,100 | 59.9708 USD |
A ADSs | CFD | LONG | 3,150 | 59.9908 USD |
A ADSs | CFD | LONG | 5 | 60.1100 USD |
A ADSs | CFD | LONG | 8 | 60.1100 USD |
A ADSs | CFD | SHORT | 1,400 | 59.7650 USD |
A ADSs | CFD | SHORT | 1,900 | 59.8589 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 MAY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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