15th May 2015 14:16
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 MAY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | PURCHASES | 56 | 28.8008 EUR | 28.8008 EUR |
EUR 0.07 B ordinary | SALES | 56 | 28.8150 EUR | 28.8000 EUR |
EUR 0.07 A ordinary | PURCHASES | 634,312 | 28.7350 EUR | 25.0000 EUR |
EUR 0.07 A ordinary | SALES | 620,748 | 28.7200 EUR | 27.0000 EUR |
EUR 0.07 A ordinary | PURCHASES | 290,440 | 20.5300 GBP | 20.3100 GBP |
EUR 0.07 A ordinary | SALES | 454,846 | 20.5300 GBP | 20.3050 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,628,199 | 20.8400 GBP | 20.6850 GBP |
EUR 0.07 B ordinary | SALES | 2,028,996 | 20.8300 GBP | 20.6800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 11,234 | 28.3139 EUR |
EUR 0.07 A ordinary | CFD | LONG | 379 | 28.3668 EUR |
EUR 0.07 A ordinary | CFD | LONG | 910 | 28.3961 EUR |
EUR 0.07 A ordinary | CFD | LONG | 245 | 28.4050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 28.4050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,072 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,848 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 215,306 | 28.4663 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,947 | 28.4868 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,734 | 28.5619 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,621 | 28.3265 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 28.3265 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 145 | 28.3265 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22,400 | 28.3632 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,789 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 226,060 | 28.4485 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38 | 28.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 28.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 367 | 28.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,699 | 28.4934 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,233 | 28.6383 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,177 | 28.6383 EUR |
EUR 0.07 A ordinary | CFD | LONG | 758 | 20.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41 | 20.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 138 | 20.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,186 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 20.3727 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 502 | 20.3727 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 91 | 20.3727 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 40,000 | 20.3800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,500 | 20.3841 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 20.3950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,500 | 20.4000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,561 | 20.4326 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,972 | 20.4392 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,143 | 20.4422 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 94 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 454 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 182 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 381 | 20.4138 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,919 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 250,162 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42 | 20.7248 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,500 | 20.7256 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,779 | 20.7275 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,000 | 20.7307 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 20.7450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,500 | 20.7450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,584 | 20.7497 GBP |
EUR 0.07 B ordinary | CFD | LONG | 191 | 20.7497 GBP |
EUR 0.07 B ordinary | CFD | LONG | 651 | 20.7497 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,447 | 20.7580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62,300 | 20.7580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,853 | 20.7580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,600 | 20.7616 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 20.7837 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,397 | 20.7837 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,535 | 20.7837 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,075 | 20.7837 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,898 | 20.7984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 194 | 20.7984 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,853 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,066 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,447 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 194,715 | 20.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,012 | 20.7415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 54 | 20.7415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 184 | 20.7415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,973 | 20.7430 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 20.7576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,779 | 20.7692 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,511 | 20.7991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,232,235 | 20.8150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,845 | 20.8150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,974 | 20.8150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,692 | 20.8150 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 1.0000 | E | 22/04/2016 | 92.7800 CHF |
EUR 0.07 A ordinary | CALL | SALE | 40,000 | 25.0000 | A | 18/12/2015 | 0.0000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 20,000 | 25.0000 | A | 18/12/2015 | 0.0000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 7,400 | 27.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 MAY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L