26th Jun 2015 17:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 22 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,004,156 | 27.8628 EUR | 26.0450 EUR |
EUR 0.07 A ordinary | SALES | 945,151 | 26.2800 EUR | 26.0500 EUR |
EUR 0.07 A ordinary | PURCHASES | 396,424 | 20.4240 GBP | 18.6200 GBP |
EUR 0.07 A ordinary | SALES | 105,057 | 18.7550 GBP | 18.6250 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,595,852 | 19.0450 GBP | 18.9150 GBP |
EUR 0.07 B ordinary | SALES | 509,031 | 19.0361 GBP | 18.9100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 846 | 26.1150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,954 | 26.1326 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100,689 | 26.1326 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 26.1500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24 | 26.1500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27,949 | 26.1531 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,825 | 26.1531 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,779 | 26.1531 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,370 | 26.1685 EUR |
EUR 0.07 A ordinary | CFD | LONG | 318,797 | 26.1690 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54 | 26.1692 EUR |
EUR 0.07 A ordinary | CFD | LONG | 390 | 26.1768 EUR |
EUR 0.07 A ordinary | CFD | LONG | 445 | 26.1768 EUR |
EUR 0.07 A ordinary | CFD | LONG | 445 | 26.1824 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 108 | 26.0925 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,077 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,178 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,870 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,445 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,444 | 26.0950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 703 | 26.1237 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 26.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45 | 26.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 316,340 | 26.1657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 75,356 | 26.1849 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,954 | 26.1849 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 18.7000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,413 | 18.7078 GBP |
EUR 0.07 A ordinary | CFD | LONG | 193 | 18.7080 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,649 | 18.7080 GBP |
EUR 0.07 A ordinary | CFD | LONG | 574 | 18.7080 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,665 | 18.7086 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,403 | 18.7252 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,352 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 222 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 115 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 552 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,066 | 18.7025 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 73,443 | 18.7066 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,157 | 18.7123 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,674 | 18.7152 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,143 | 18.7216 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 515 | 18.7411 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 18.7411 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 18.7411 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,914 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,000 | 18.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,748 | 18.7500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,838 | 18.9803 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,048 | 18.9818 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,801 | 18.9913 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,421 | 18.9975 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,334 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,540 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,132 | 20.5544 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,412 | 20.6935 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,933 | 20.7356 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,266 | 20.8969 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,252 | 21.0382 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 622 | 18.9600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 738 | 18.9658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,100,000 | 18.9700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,793 | 18.9896 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 62,306 | 18.9909 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 110 | 18.9920 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 460 | 18.9920 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 708 | 18.9953 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 239 | 18.9953 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,505 | 18.9953 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,549 | 18.9998 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,000 | 19.0060 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,850 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,398 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,179 | 19.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,132 | 20.5544 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,412 | 20.6935 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,933 | 20.7356 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,266 | 20.8969 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,252 | 21.0382 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
A ADSs | Physically Delivered Stock Dividend | Number of Securities= 25295 | N/A |
A ordinary | Physically Delivered Stock Dividend | Number of Securities= -2363 | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L