14th Aug 2017 13:53
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. |
(d) Date dealing undertaken: | 10 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 10,007,509 | 4.1190 GBP | 3.8541 GBP |
3p ordinary | SALES | 6,252,457 | 4.1210 GBP | 3.7090 GBP |
3p ordinary | PURCHASES | 187,147 | 5.3114 USD | 4.9909 USD |
3p ordinary | SALES | 118,383 | 5.3426 USD | 5.3400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 16,274 | 3.7090 GBP |
3p ordinary | CFD | LONG | 6,596 | 3.7090 GBP |
3p ordinary | CFD | LONG | 31,361 | 3.7090 GBP |
3p ordinary | CFD | LONG | 5,503 | 3.7090 GBP |
3p ordinary | CFD | LONG | 11 | 3.9372 GBP |
3p ordinary | CFD | LONG | 655 | 3.9374 GBP |
3p ordinary | CFD | LONG | 414 | 3.9374 GBP |
3p ordinary | CFD | LONG | 2,118 | 3.9405 GBP |
3p ordinary | CFD | LONG | 67 | 3.9405 GBP |
3p ordinary | CFD | LONG | 3,355 | 3.9405 GBP |
3p ordinary | CFD | LONG | 6,684 | 3.9474 GBP |
3p ordinary | CFD | LONG | 98,785 | 3.9529 GBP |
3p ordinary | CFD | LONG | 1,247 | 3.9588 GBP |
3p ordinary | CFD | LONG | 37 | 3.9589 GBP |
3p ordinary | CFD | LONG | 79,555 | 3.9650 GBP |
3p ordinary | CFD | LONG | 2,167 | 3.9651 GBP |
3p ordinary | CFD | LONG | 1,372 | 3.9653 GBP |
3p ordinary | CFD | LONG | 20,670 | 3.9660 GBP |
3p ordinary | CFD | LONG | 96,404 | 3.9672 GBP |
3p ordinary | CFD | LONG | 200,000 | 3.9810 GBP |
3p ordinary | CFD | LONG | 1,215 | 3.9822 GBP |
3p ordinary | CFD | LONG | 379 | 3.9865 GBP |
3p ordinary | CFD | LONG | 597 | 3.9865 GBP |
3p ordinary | CFD | LONG | 10 | 3.9870 GBP |
3p ordinary | CFD | LONG | 291,140 | 3.9937 GBP |
3p ordinary | CFD | LONG | 2,474 | 3.9938 GBP |
3p ordinary | CFD | LONG | 34,776 | 3.9955 GBP |
3p ordinary | CFD | LONG | 440,340 | 4.0108 GBP |
3p ordinary | CFD | LONG | 20,758 | 4.0108 GBP |
3p ordinary | CFD | LONG | 26,600 | 4.0113 GBP |
3p ordinary | CFD | LONG | 63,798 | 4.0149 GBP |
3p ordinary | CFD | LONG | 159 | 4.0192 GBP |
3p ordinary | CFD | LONG | 5,468 | 4.0195 GBP |
3p ordinary | CFD | LONG | 8,665 | 4.0195 GBP |
3p ordinary | CFD | LONG | 467,264 | 4.0208 GBP |
3p ordinary | CFD | LONG | 317,358 | 4.0253 GBP |
3p ordinary | CFD | LONG | 22,521 | 4.0271 GBP |
3p ordinary | CFD | LONG | 14,221 | 4.0272 GBP |
3p ordinary | CFD | LONG | 415 | 4.0273 GBP |
3p ordinary | CFD | LONG | 115 | 4.0313 GBP |
3p ordinary | CFD | LONG | 4,066 | 4.0315 GBP |
3p ordinary | CFD | LONG | 6,442 | 4.0315 GBP |
3p ordinary | CFD | LONG | 2,173 | 4.0364 GBP |
3p ordinary | CFD | LONG | 2,855 | 4.0393 GBP |
3p ordinary | CFD | LONG | 12,000 | 4.0410 GBP |
3p ordinary | CFD | LONG | 7,887 | 4.0410 GBP |
3p ordinary | CFD | LONG | 4,992 | 4.0410 GBP |
3p ordinary | CFD | LONG | 142 | 4.0421 GBP |
3p ordinary | CFD | LONG | 5,000 | 4.0425 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0440 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0440 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0440 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0440 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0450 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0480 GBP |
3p ordinary | CFD | LONG | 79 | 4.0484 GBP |
3p ordinary | CFD | LONG | 2,761 | 4.0486 GBP |
3p ordinary | CFD | LONG | 4,374 | 4.0486 GBP |
3p ordinary | CFD | LONG | 5,066 | 4.0488 GBP |
3p ordinary | CFD | LONG | 8,035 | 4.0489 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0490 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.0490 GBP |
3p ordinary | CFD | LONG | 144 | 4.0500 GBP |
3p ordinary | CFD | LONG | 21,901 | 4.0555 GBP |
3p ordinary | CFD | LONG | 3,231 | 4.0605 GBP |
3p ordinary | CFD | LONG | 1,856 | 4.0651 GBP |
3p ordinary | CFD | LONG | 2,941 | 4.0651 GBP |
3p ordinary | CFD | LONG | 55 | 4.0661 GBP |
3p ordinary | CFD | LONG | 3,668 | 4.0680 GBP |
3p ordinary | CFD | LONG | 2,316 | 4.0680 GBP |
3p ordinary | CFD | LONG | 65 | 4.0695 GBP |
3p ordinary | CFD | LONG | 2,004 | 4.0696 GBP |
3p ordinary | CFD | LONG | 43,677 | 4.0699 GBP |
3p ordinary | CFD | LONG | 106,253 | 4.0700 GBP |
3p ordinary | CFD | LONG | 67,078 | 4.0700 GBP |
3p ordinary | CFD | LONG | 34,260 | 4.0746 GBP |
3p ordinary | CFD | LONG | 21,623 | 4.0746 GBP |
3p ordinary | CFD | LONG | 636 | 4.0747 GBP |
3p ordinary | CFD | LONG | 11,918 | 4.0750 GBP |
3p ordinary | CFD | LONG | 156,323 | 4.0770 GBP |
3p ordinary | CFD | LONG | 366,000 | 4.1014 GBP |
3p ordinary | CFD | SHORT | 10,789 | 3.8541 GBP |
3p ordinary | CFD | SHORT | 4,276 | 3.8541 GBP |
3p ordinary | CFD | SHORT | 25,914 | 3.8541 GBP |
3p ordinary | CFD | SHORT | 13,204 | 3.8541 GBP |
3p ordinary | CFD | SHORT | 2,868 | 3.8582 GBP |
3p ordinary | CFD | SHORT | 6,492 | 3.8582 GBP |
3p ordinary | CFD | SHORT | 3,506 | 3.8582 GBP |
3p ordinary | CFD | SHORT | 828 | 3.8582 GBP |
3p ordinary | CFD | SHORT | 550 | 3.9022 GBP |
3p ordinary | CFD | SHORT | 1,696 | 3.9022 GBP |
3p ordinary | CFD | SHORT | 1,381 | 3.9022 GBP |
3p ordinary | CFD | SHORT | 3,328 | 3.9022 GBP |
3p ordinary | CFD | SHORT | 3,133 | 3.9384 GBP |
3p ordinary | CFD | SHORT | 7,136 | 3.9411 GBP |
3p ordinary | CFD | SHORT | 14,004 | 3.9411 GBP |
3p ordinary | CFD | SHORT | 2,310 | 3.9411 GBP |
3p ordinary | CFD | SHORT | 5,832 | 3.9411 GBP |
3p ordinary | CFD | SHORT | 158,533 | 3.9439 GBP |
3p ordinary | CFD | SHORT | 158,534 | 3.9459 GBP |
3p ordinary | CFD | SHORT | 285,361 | 3.9582 GBP |
3p ordinary | CFD | SHORT | 15,629 | 3.9768 GBP |
3p ordinary | CFD | SHORT | 833 | 3.9861 GBP |
3p ordinary | CFD | SHORT | 21,153 | 4.0005 GBP |
3p ordinary | CFD | SHORT | 440,340 | 4.0005 GBP |
3p ordinary | CFD | SHORT | 2,671 | 4.0216 GBP |
3p ordinary | CFD | SHORT | 412,343 | 4.0341 GBP |
3p ordinary | CFD | SHORT | 23,705 | 4.0426 GBP |
3p ordinary | CFD | SHORT | 38,402 | 4.0471 GBP |
3p ordinary | CFD | SHORT | 5,000 | 4.0500 GBP |
3p ordinary | CFD | SHORT | 188,690 | 4.0501 GBP |
3p ordinary | CFD | SHORT | 1,000 | 4.0550 GBP |
3p ordinary | CFD | SHORT | 36,546 | 4.0553 GBP |
3p ordinary | CFD | SHORT | 1,000 | 4.0570 GBP |
3p ordinary | CFD | SHORT | 23,263 | 4.0602 GBP |
3p ordinary | CFD | SHORT | 40,710 | 4.0602 GBP |
3p ordinary | CFD | SHORT | 517,602 | 4.0602 GBP |
3p ordinary | CFD | SHORT | 138,236 | 4.0602 GBP |
3p ordinary | CFD | SHORT | 5,118 | 4.0621 GBP |
3p ordinary | CFD | SHORT | 21,901 | 4.0634 GBP |
3p ordinary | CFD | SHORT | 6,000 | 4.0730 GBP |
3p ordinary | CFD | SHORT | 6,000 | 4.0730 GBP |
3p ordinary | CFD | SHORT | 306 | 4.0735 GBP |
3p ordinary | CFD | SHORT | 6,000 | 4.0740 GBP |
3p ordinary | CFD | SHORT | 1,673 | 4.0764 GBP |
3p ordinary | CFD | SHORT | 4,344 | 4.0811 GBP |
3p ordinary | CFD | SHORT | 1,720 | 4.0811 GBP |
3p ordinary | CFD | SHORT | 10,428 | 4.0811 GBP |
3p ordinary | CFD | SHORT | 5,314 | 4.0811 GBP |
3p ordinary | CFD | SHORT | 2,002,233 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 680,485 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 628,909 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 293,899 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 210,197 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 188,743 | 4.0847 GBP |
3p ordinary | CFD | SHORT | 499,290 | 4.0861 GBP |
3p ordinary | CFD | SHORT | 22,440 | 4.0861 GBP |
3p ordinary | CFD | SHORT | 39,270 | 4.0861 GBP |
3p ordinary | CFD | SHORT | 153,889 | 4.0890 GBP |
3p ordinary | CFD | SHORT | 109,799 | 4.0890 GBP |
3p ordinary | CFD | SHORT | 13,202 | 4.0975 GBP |
3p ordinary | CFD | SHORT | 7,544 | 4.0975 GBP |
3p ordinary | CFD | SHORT | 167,854 | 4.0975 GBP |
3p ordinary | CFD | SHORT | 642,819 | 4.0996 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group