15th Aug 2017 13:04
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 09 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 15,335,083 | 3.9070 GBP | 3.7665 GBP |
3p ordinary | SALES | 10,503,334 | 3.9070 GBP | 3.8240 GBP |
3p ordinary | PURCHASES | 616,669 | 5.1039 USD | 4.9906 USD |
3p ordinary | SALES | 1,488,213 | 5.0393 USD | 4.9136 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 394 | 3.8395 GBP |
3p ordinary | CFD | LONG | 253 | 3.8396 GBP |
3p ordinary | CFD | LONG | 458,488 | 3.8461 GBP |
3p ordinary | CFD | LONG | 458,488 | 3.8461 GBP |
3p ordinary | CFD | LONG | 379,805 | 3.8461 GBP |
3p ordinary | CFD | LONG | 379,805 | 3.8461 GBP |
3p ordinary | CFD | LONG | 112,971 | 3.8461 GBP |
3p ordinary | CFD | LONG | 112,971 | 3.8461 GBP |
3p ordinary | CFD | LONG | 48,736 | 3.8461 GBP |
3p ordinary | CFD | LONG | 48,736 | 3.8461 GBP |
3p ordinary | CFD | LONG | 923 | 3.8463 GBP |
3p ordinary | CFD | LONG | 704,824 | 3.8557 GBP |
3p ordinary | CFD | LONG | 3,100 | 3.8597 GBP |
3p ordinary | CFD | LONG | 4,867 | 3.8600 GBP |
3p ordinary | CFD | LONG | 85,645 | 3.8624 GBP |
3p ordinary | CFD | LONG | 1,942 | 3.8649 GBP |
3p ordinary | CFD | LONG | 3,060 | 3.8651 GBP |
3p ordinary | CFD | LONG | 6,424 | 3.8658 GBP |
3p ordinary | CFD | LONG | 4,050 | 3.8658 GBP |
3p ordinary | CFD | LONG | 119 | 3.8658 GBP |
3p ordinary | CFD | LONG | 21,153 | 3.8667 GBP |
3p ordinary | CFD | LONG | 238,682 | 3.8667 GBP |
3p ordinary | CFD | LONG | 5,000 | 3.8700 GBP |
3p ordinary | CFD | LONG | 1,496 | 3.8700 GBP |
3p ordinary | CFD | LONG | 18,770 | 3.8710 GBP |
3p ordinary | CFD | LONG | 926 | 3.8727 GBP |
3p ordinary | CFD | LONG | 1,475 | 3.8728 GBP |
3p ordinary | CFD | LONG | 25,213 | 3.8728 GBP |
3p ordinary | CFD | LONG | 94 | 3.8728 GBP |
3p ordinary | CFD | LONG | 5,160 | 3.8729 GBP |
3p ordinary | CFD | LONG | 3,254 | 3.8729 GBP |
3p ordinary | CFD | LONG | 422,963 | 3.8732 GBP |
3p ordinary | CFD | LONG | 104,218 | 3.8732 GBP |
3p ordinary | CFD | LONG | 350,377 | 3.8732 GBP |
3p ordinary | CFD | LONG | 44,960 | 3.8732 GBP |
3p ordinary | CFD | LONG | 24 | 3.8754 GBP |
3p ordinary | CFD | LONG | 45,979 | 3.8760 GBP |
3p ordinary | CFD | LONG | 73,093 | 3.8782 GBP |
3p ordinary | CFD | LONG | 42 | 3.8800 GBP |
3p ordinary | CFD | LONG | 5,138 | 3.8803 GBP |
3p ordinary | CFD | LONG | 8,112 | 3.8804 GBP |
3p ordinary | CFD | LONG | 93,987 | 3.8805 GBP |
3p ordinary | CFD | LONG | 148,888 | 3.8805 GBP |
3p ordinary | CFD | LONG | 2,735 | 3.8811 GBP |
3p ordinary | CFD | LONG | 50 | 3.8824 GBP |
3p ordinary | CFD | LONG | 4 | 3.8825 GBP |
3p ordinary | CFD | LONG | 253 | 3.8826 GBP |
3p ordinary | CFD | LONG | 160 | 3.8826 GBP |
3p ordinary | CFD | LONG | 3,405 | 3.8830 GBP |
3p ordinary | CFD | LONG | 3,185 | 3.8835 GBP |
3p ordinary | CFD | LONG | 24,808 | 3.8847 GBP |
3p ordinary | CFD | LONG | 39,293 | 3.8847 GBP |
3p ordinary | CFD | LONG | 730 | 3.8847 GBP |
3p ordinary | CFD | LONG | 18,039 | 3.8848 GBP |
3p ordinary | CFD | LONG | 10,363 | 3.8850 GBP |
3p ordinary | CFD | LONG | 134 | 3.8861 GBP |
3p ordinary | CFD | LONG | 2,960 | 3.9000 GBP |
3p ordinary | CFD | SHORT | 55,328 | 3.7665 GBP |
3p ordinary | CFD | SHORT | 9,411 | 3.7665 GBP |
3p ordinary | CFD | SHORT | 3,764 | 3.7665 GBP |
3p ordinary | CFD | SHORT | 22,724 | 3.7665 GBP |
3p ordinary | CFD | SHORT | 11,606 | 3.7665 GBP |
3p ordinary | CFD | SHORT | 64,370 | 3.8277 GBP |
3p ordinary | CFD | SHORT | 53,552 | 3.8298 GBP |
3p ordinary | CFD | SHORT | 6,415 | 3.8306 GBP |
3p ordinary | CFD | SHORT | 430 | 3.8349 GBP |
3p ordinary | CFD | SHORT | 185,000 | 3.8353 GBP |
3p ordinary | CFD | SHORT | 27,683 | 3.8374 GBP |
3p ordinary | CFD | SHORT | 23,847 | 3.8374 GBP |
3p ordinary | CFD | SHORT | 1,797 | 3.8455 GBP |
3p ordinary | CFD | SHORT | 7,988 | 3.8467 GBP |
3p ordinary | CFD | SHORT | 11,938 | 3.8473 GBP |
3p ordinary | CFD | SHORT | 17,325 | 3.8493 GBP |
3p ordinary | CFD | SHORT | 2,402 | 3.8522 GBP |
3p ordinary | CFD | SHORT | 11,903 | 3.8522 GBP |
3p ordinary | CFD | SHORT | 11,282 | 3.8530 GBP |
3p ordinary | CFD | SHORT | 75,954 | 3.8548 GBP |
3p ordinary | CFD | SHORT | 430,969 | 3.8564 GBP |
3p ordinary | CFD | SHORT | 13,564 | 3.8572 GBP |
3p ordinary | CFD | SHORT | 2,741 | 3.8573 GBP |
3p ordinary | CFD | SHORT | 76,470 | 3.8577 GBP |
3p ordinary | CFD | SHORT | 15,385 | 3.8577 GBP |
3p ordinary | CFD | SHORT | 752 | 3.8584 GBP |
3p ordinary | CFD | SHORT | 3,735 | 3.8584 GBP |
3p ordinary | CFD | SHORT | 30,353 | 3.8598 GBP |
3p ordinary | CFD | SHORT | 238,682 | 3.8598 GBP |
3p ordinary | CFD | SHORT | 1,659 | 3.8603 GBP |
3p ordinary | CFD | SHORT | 334 | 3.8603 GBP |
3p ordinary | CFD | SHORT | 31 | 3.8610 GBP |
3p ordinary | CFD | SHORT | 27,540 | 3.8611 GBP |
3p ordinary | CFD | SHORT | 1,559 | 3.8638 GBP |
3p ordinary | CFD | SHORT | 64,134 | 3.8655 GBP |
3p ordinary | CFD | SHORT | 45,759 | 3.8655 GBP |
3p ordinary | CFD | SHORT | 12,629 | 3.8694 GBP |
3p ordinary | CFD | SHORT | 1,426 | 3.8706 GBP |
3p ordinary | CFD | SHORT | 7,049 | 3.8706 GBP |
3p ordinary | CFD | SHORT | 3,000,000 | 3.8709 GBP |
3p ordinary | CFD | SHORT | 4,296 | 3.8722 GBP |
3p ordinary | CFD | SHORT | 3,317,181 | 3.8900 GBP |
3p ordinary | CFD | SHORT | 185,000 | 3.9051 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group