29th Aug 2017 07:00
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 21 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 1,467,757 | 4.2470 GBP | 4.2160 GBP |
3p ordinary | SALES | 644,351 | 4.2480 GBP | 4.2180 GBP |
3p ordinary | SALES | 137,856 | 5.4587 USD | 5.4587 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 8,613 | 4.2188 GBP |
3p ordinary | CFD | LONG | 40 | 4.2230 GBP |
3p ordinary | CFD | LONG | 536 | 4.2253 GBP |
3p ordinary | CFD | LONG | 708 | 4.2259 GBP |
3p ordinary | CFD | LONG | 142 | 4.2259 GBP |
3p ordinary | CFD | LONG | 959 | 4.2260 GBP |
3p ordinary | CFD | LONG | 1,125 | 4.2269 GBP |
3p ordinary | CFD | LONG | 1,049 | 4.2278 GBP |
3p ordinary | CFD | LONG | 344 | 4.2282 GBP |
3p ordinary | CFD | LONG | 1,902 | 4.2284 GBP |
3p ordinary | CFD | LONG | 34,345 | 4.2284 GBP |
3p ordinary | CFD | LONG | 16,872 | 4.2286 GBP |
3p ordinary | CFD | LONG | 10,253 | 4.2286 GBP |
3p ordinary | CFD | LONG | 6,587 | 4.2288 GBP |
3p ordinary | CFD | LONG | 146 | 4.2288 GBP |
3p ordinary | CFD | LONG | 808 | 4.2288 GBP |
3p ordinary | CFD | LONG | 4,058 | 4.2288 GBP |
3p ordinary | CFD | LONG | 1,259 | 4.2290 GBP |
3p ordinary | CFD | LONG | 6,913 | 4.2296 GBP |
3p ordinary | CFD | LONG | 1,258 | 4.2296 GBP |
3p ordinary | CFD | LONG | 34,829 | 4.2296 GBP |
3p ordinary | CFD | LONG | 327 | 4.2296 GBP |
3p ordinary | CFD | LONG | 726 | 4.2298 GBP |
3p ordinary | CFD | LONG | 31,051 | 4.2299 GBP |
3p ordinary | CFD | LONG | 19,063 | 4.2300 GBP |
3p ordinary | CFD | LONG | 3,723 | 4.2301 GBP |
3p ordinary | CFD | LONG | 144 | 4.2305 GBP |
3p ordinary | CFD | LONG | 2,197 | 4.2308 GBP |
3p ordinary | CFD | LONG | 179,513 | 4.2328 GBP |
3p ordinary | CFD | LONG | 315 | 4.2354 GBP |
3p ordinary | CFD | LONG | 1,725 | 4.2354 GBP |
3p ordinary | CFD | LONG | 8,687 | 4.2354 GBP |
3p ordinary | CFD | LONG | 19,216 | 4.2365 GBP |
3p ordinary | CFD | LONG | 38,984 | 4.2369 GBP |
3p ordinary | CFD | SHORT | 1,553 | 4.2190 GBP |
3p ordinary | CFD | SHORT | 56,376 | 4.2193 GBP |
3p ordinary | CFD | SHORT | 31,298 | 4.2279 GBP |
3p ordinary | CFD | SHORT | 108,444 | 4.2279 GBP |
3p ordinary | CFD | SHORT | 4,741 | 4.2298 GBP |
3p ordinary | CFD | SHORT | 431 | 4.2300 GBP |
3p ordinary | CFD | SHORT | 25,242 | 4.2301 GBP |
3p ordinary | CFD | SHORT | 42,645 | 4.2301 GBP |
3p ordinary | CFD | SHORT | 88,148 | 4.2306 GBP |
3p ordinary | CFD | SHORT | 25,592 | 4.2330 GBP |
3p ordinary | CFD | SHORT | 14,624 | 4.2330 GBP |
3p ordinary | CFD | SHORT | 325,379 | 4.2330 GBP |
3p ordinary | CFD | SHORT | 3,424 | 4.2332 GBP |
3p ordinary | CFD | SHORT | 600 | 4.2340 GBP |
3p ordinary | CFD | SHORT | 6,642 | 4.2343 GBP |
3p ordinary | CFD | SHORT | 2,008 | 4.2375 GBP |
3p ordinary | CFD | SHORT | 4,977 | 4.2375 GBP |
3p ordinary | CFD | SHORT | 6,192 | 4.2375 GBP |
3p ordinary | CFD | SHORT | 12,150 | 4.2375 GBP |
3p ordinary | CFD | SHORT | 5,732 | 4.2388 GBP |
3p ordinary | CFD | SHORT | 11,248 | 4.2388 GBP |
3p ordinary | CFD | SHORT | 4,607 | 4.2388 GBP |
3p ordinary | CFD | SHORT | 1,860 | 4.2388 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group