24th Aug 2017 13:21
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 22 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 2,564,239 | 4.2670 GBP | 4.1600 GBP |
3p ordinary | SALES | 2,344,753 | 4.2670 GBP | 4.1720 GBP |
3p ordinary | PURCHASES | 32,698 | 5.4627 USD | 5.4627 USD |
3p ordinary | SALES | 72,830 | 5.4658 USD | 5.4658 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 6,105 | 4.2050 GBP |
3p ordinary | CFD | LONG | 1,229 | 4.2050 GBP |
3p ordinary | CFD | LONG | 67 | 4.2050 GBP |
3p ordinary | CFD | LONG | 455 | 4.2179 GBP |
3p ordinary | CFD | LONG | 2,280 | 4.2179 GBP |
3p ordinary | CFD | LONG | 34 | 4.2185 GBP |
3p ordinary | CFD | LONG | 17,940 | 4.2203 GBP |
3p ordinary | CFD | LONG | 3,663 | 4.2243 GBP |
3p ordinary | CFD | LONG | 739 | 4.2243 GBP |
3p ordinary | CFD | LONG | 86 | 4.2261 GBP |
3p ordinary | CFD | LONG | 993 | 4.2261 GBP |
3p ordinary | CFD | LONG | 4,940 | 4.2261 GBP |
3p ordinary | CFD | LONG | 56 | 4.2264 GBP |
3p ordinary | CFD | LONG | 4,817 | 4.2372 GBP |
3p ordinary | CFD | LONG | 24,037 | 4.2372 GBP |
3p ordinary | CFD | LONG | 410 | 4.2376 GBP |
3p ordinary | CFD | LONG | 186,703 | 4.2398 GBP |
3p ordinary | CFD | LONG | 9,398 | 4.2398 GBP |
3p ordinary | CFD | LONG | 1,924 | 4.2438 GBP |
3p ordinary | CFD | LONG | 9,573 | 4.2438 GBP |
3p ordinary | CFD | LONG | 172 | 4.2438 GBP |
3p ordinary | CFD | LONG | 424 | 4.2442 GBP |
3p ordinary | CFD | LONG | 104 | 4.2444 GBP |
3p ordinary | CFD | LONG | 5,719 | 4.2444 GBP |
3p ordinary | CFD | LONG | 1,142 | 4.2444 GBP |
3p ordinary | CFD | LONG | 15,740 | 4.2446 GBP |
3p ordinary | CFD | LONG | 3,227 | 4.2466 GBP |
3p ordinary | CFD | LONG | 16,065 | 4.2466 GBP |
3p ordinary | CFD | LONG | 280 | 4.2466 GBP |
3p ordinary | CFD | LONG | 24,589 | 4.2470 GBP |
3p ordinary | CFD | LONG | 332 | 4.2473 GBP |
3p ordinary | CFD | LONG | 3,826 | 4.2473 GBP |
3p ordinary | CFD | LONG | 19,057 | 4.2473 GBP |
3p ordinary | CFD | LONG | 4,591 | 4.2490 GBP |
3p ordinary | CFD | LONG | 16 | 4.2493 GBP |
3p ordinary | CFD | LONG | 932 | 4.2494 GBP |
3p ordinary | CFD | LONG | 185 | 4.2494 GBP |
3p ordinary | CFD | LONG | 30,758 | 4.2512 GBP |
3p ordinary | CFD | LONG | 12,254 | 4.2553 GBP |
3p ordinary | CFD | LONG | 45,013 | 4.2562 GBP |
3p ordinary | CFD | LONG | 53,047 | 4.2580 GBP |
3p ordinary | CFD | LONG | 81,314 | 4.2588 GBP |
3p ordinary | CFD | SHORT | 70 | 4.1600 GBP |
3p ordinary | CFD | SHORT | 819 | 4.2190 GBP |
3p ordinary | CFD | SHORT | 81,314 | 4.2193 GBP |
3p ordinary | CFD | SHORT | 55,903 | 4.2259 GBP |
3p ordinary | CFD | SHORT | 87,019 | 4.2331 GBP |
3p ordinary | CFD | SHORT | 37,727 | 4.2410 GBP |
3p ordinary | CFD | SHORT | 13,010 | 4.2461 GBP |
3p ordinary | CFD | SHORT | 183,042 | 4.2462 GBP |
3p ordinary | CFD | SHORT | 4,591 | 4.2490 GBP |
3p ordinary | CFD | SHORT | 1,130 | 4.2510 GBP |
3p ordinary | CFD | SHORT | 1,366 | 4.2510 GBP |
3p ordinary | CFD | SHORT | 7,002 | 4.2560 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group