17th Aug 2017 13:29
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 14 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 2,630,516 | 4.1392 GBP | 4.0750 GBP |
3p ordinary | SALES | 1,803,837 | 4.1380 GBP | 4.0800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 5,287 | 4.0931 GBP |
3p ordinary | CFD | LONG | 3,652 | 4.0954 GBP |
3p ordinary | CFD | LONG | 2,163 | 4.0963 GBP |
3p ordinary | CFD | LONG | 1,992 | 4.0966 GBP |
3p ordinary | CFD | LONG | 166 | 4.0971 GBP |
3p ordinary | CFD | LONG | 468 | 4.0995 GBP |
3p ordinary | CFD | LONG | 451 | 4.0996 GBP |
3p ordinary | CFD | LONG | 51 | 4.0996 GBP |
3p ordinary | CFD | LONG | 1,577 | 4.0997 GBP |
3p ordinary | CFD | LONG | 1,512 | 4.0997 GBP |
3p ordinary | CFD | LONG | 153 | 4.0998 GBP |
3p ordinary | CFD | LONG | 24,746 | 4.1001 GBP |
3p ordinary | CFD | LONG | 2,588 | 4.1004 GBP |
3p ordinary | CFD | LONG | 12,023 | 4.1013 GBP |
3p ordinary | CFD | LONG | 12,530 | 4.1014 GBP |
3p ordinary | CFD | LONG | 160 | 4.1038 GBP |
3p ordinary | CFD | LONG | 77 | 4.1075 GBP |
3p ordinary | CFD | LONG | 70 | 4.1075 GBP |
3p ordinary | CFD | LONG | 6 | 4.1083 GBP |
3p ordinary | CFD | LONG | 137,017 | 4.1084 GBP |
3p ordinary | CFD | LONG | 1,702 | 4.1088 GBP |
3p ordinary | CFD | LONG | 16,753 | 4.1088 GBP |
3p ordinary | CFD | LONG | 17,446 | 4.1088 GBP |
3p ordinary | CFD | LONG | 166,722 | 4.1089 GBP |
3p ordinary | CFD | LONG | 6,181 | 4.1089 GBP |
3p ordinary | CFD | LONG | 1,899 | 4.1094 GBP |
3p ordinary | CFD | LONG | 14,930 | 4.1099 GBP |
3p ordinary | CFD | LONG | 17,693 | 4.1145 GBP |
3p ordinary | CFD | LONG | 52,839 | 4.1155 GBP |
3p ordinary | CFD | LONG | 13,649 | 4.1168 GBP |
3p ordinary | CFD | LONG | 14,074 | 4.1171 GBP |
3p ordinary | CFD | LONG | 1,359 | 4.1173 GBP |
3p ordinary | CFD | LONG | 2,175 | 4.1190 GBP |
3p ordinary | CFD | LONG | 2,431 | 4.1195 GBP |
3p ordinary | CFD | LONG | 2,215 | 4.1195 GBP |
3p ordinary | CFD | LONG | 210 | 4.1202 GBP |
3p ordinary | CFD | LONG | 585 | 4.1222 GBP |
3p ordinary | CFD | LONG | 594 | 4.1231 GBP |
3p ordinary | CFD | LONG | 55 | 4.1245 GBP |
3p ordinary | CFD | LONG | 70,317 | 4.1249 GBP |
3p ordinary | CFD | LONG | 72,580 | 4.1252 GBP |
3p ordinary | CFD | LONG | 7,025 | 4.1255 GBP |
3p ordinary | CFD | LONG | 150,000 | 4.1293 GBP |
3p ordinary | CFD | LONG | 4,817 | 4.1345 GBP |
3p ordinary | CFD | SHORT | 18,156 | 4.0875 GBP |
3p ordinary | CFD | SHORT | 8,174 | 4.0981 GBP |
3p ordinary | CFD | SHORT | 2,646 | 4.0981 GBP |
3p ordinary | CFD | SHORT | 16,042 | 4.0981 GBP |
3p ordinary | CFD | SHORT | 6,678 | 4.0981 GBP |
3p ordinary | CFD | SHORT | 134 | 4.0985 GBP |
3p ordinary | CFD | SHORT | 150,000 | 4.0992 GBP |
3p ordinary | CFD | SHORT | 23,010 | 4.0998 GBP |
3p ordinary | CFD | SHORT | 2 | 4.1000 GBP |
3p ordinary | CFD | SHORT | 166,722 | 4.1046 GBP |
3p ordinary | CFD | SHORT | 40,500 | 4.1046 GBP |
3p ordinary | CFD | SHORT | 186,947 | 4.1047 GBP |
3p ordinary | CFD | SHORT | 30,521 | 4.1058 GBP |
3p ordinary | CFD | SHORT | 4,402 | 4.1064 GBP |
3p ordinary | CFD | SHORT | 67,908 | 4.1065 GBP |
3p ordinary | CFD | SHORT | 111,769 | 4.1114 GBP |
3p ordinary | CFD | SHORT | 11,980 | 4.1125 GBP |
3p ordinary | CFD | SHORT | 5,538 | 4.1206 GBP |
3p ordinary | CFD | SHORT | 414 | 4.1225 GBP |
3p ordinary | CFD | SHORT | 414 | 4.1225 GBP |
3p ordinary | CFD | SHORT | 7,337 | 4.1227 GBP |
3p ordinary | CFD | SHORT | 20,092 | 4.1336 GBP |
3p ordinary | CFD | SHORT | 11,617 | 4.1351 GBP |
3p ordinary | CFD | SHORT | 204,908 | 4.1392 GBP |
3p ordinary | CFD | SHORT | 22,368 | 4.1392 GBP |
3p ordinary | CFD | SHORT | 172,724 | 4.1392 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group