13th Jul 2017 13:45
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc |
(d) Date dealing undertaken: | 05 JULY 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 43,588 | 3.6025 GBP |
3p ordinary | CFD | LONG | 10,907 | 3.6025 GBP |
3p ordinary | CFD | LONG | 51 | 3.6580 GBP |
3p ordinary | CFD | LONG | 7,391 | 3.7095 GBP |
3p ordinary | CFD | LONG | 86,891 | 3.7197 GBP |
3p ordinary | CFD | LONG | 2,050 | 3.7330 GBP |
3p ordinary | CFD | LONG | 1,025 | 3.7415 GBP |
3p ordinary | CFD | LONG | 20,500 | 3.7416 GBP |
3p ordinary | CFD | LONG | 2,159 | 3.7605 GBP |
3p ordinary | CFD | LONG | 2,841 | 3.7634 GBP |
3p ordinary | CFD | LONG | 2,050 | 3.7705 GBP |
3p ordinary | CFD | LONG | 1,025 | 3.7810 GBP |
3p ordinary | CFD | LONG | 4,173 | 3.7819 GBP |
3p ordinary | CFD | LONG | 1,025 | 3.7849 GBP |
3p ordinary | CFD | LONG | 1,025 | 3.7855 GBP |
3p ordinary | CFD | LONG | 164,854 | 3.8390 GBP |
3p ordinary | CFD | LONG | 10,143 | 3.8452 GBP |
3p ordinary | CFD | LONG | 21,955 | 3.8749 GBP |
3p ordinary | CFD | LONG | 1,579 | 3.8762 GBP |
3p ordinary | CFD | LONG | 2,193 | 3.8762 GBP |
3p ordinary | CFD | LONG | 93,998 | 3.9198 GBP |
3p ordinary | CFD | LONG | 333,237 | 4.0386 GBP |
3p ordinary | CFD | LONG | 2,747 | 4.0636 GBP |
3p ordinary | CFD | LONG | 10,585 | 4.0654 GBP |
3p ordinary | CFD | LONG | 42,546 | 4.0658 GBP |
3p ordinary | CFD | LONG | 64 | 4.0687 GBP |
3p ordinary | CFD | LONG | 7,245 | 4.0753 GBP |
3p ordinary | CFD | LONG | 83,798 | 4.0765 GBP |
3p ordinary | CFD | LONG | 129,217 | 4.0768 GBP |
3p ordinary | CFD | LONG | 195,561 | 4.0785 GBP |
3p ordinary | CFD | LONG | 1,047 | 4.1126 GBP |
3p ordinary | CFD | LONG | 27,474 | 4.1403 GBP |
3p ordinary | CFD | LONG | 58,096 | 4.1540 GBP |
3p ordinary | CFD | LONG | 9,880 | 4.2318 GBP |
3p ordinary | CFD | LONG | 1,590 | 4.2741 GBP |
3p ordinary | CFD | SHORT | 20,500 | 3.6009 GBP |
3p ordinary | CFD | SHORT | 3,075 | 3.6069 GBP |
3p ordinary | CFD | SHORT | 5,125 | 3.6308 GBP |
3p ordinary | CFD | SHORT | 10,197 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 2,922 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 12,520 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 1,957 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 4,915 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 3,308 | 3.6325 GBP |
3p ordinary | CFD | SHORT | 125,284 | 3.6639 GBP |
3p ordinary | CFD | SHORT | 7,886 | 3.6735 GBP |
3p ordinary | CFD | SHORT | 24,972 | 3.6735 GBP |
3p ordinary | CFD | SHORT | 23,377 | 3.6735 GBP |
3p ordinary | CFD | SHORT | 8,794 | 3.6735 GBP |
3p ordinary | CFD | SHORT | 8,590 | 3.6996 GBP |
3p ordinary | CFD | SHORT | 153,750 | 3.7079 GBP |
3p ordinary | CFD | SHORT | 37,074 | 3.7084 GBP |
3p ordinary | CFD | SHORT | 32,483 | 3.7188 GBP |
3p ordinary | CFD | SHORT | 6,048 | 3.7188 GBP |
3p ordinary | CFD | SHORT | 5,750 | 3.7193 GBP |
3p ordinary | CFD | SHORT | 13,045 | 3.7193 GBP |
3p ordinary | CFD | SHORT | 62,149 | 3.7193 GBP |
3p ordinary | CFD | SHORT | 45,345 | 3.7193 GBP |
3p ordinary | CFD | SHORT | 150,000 | 3.7225 GBP |
3p ordinary | CFD | SHORT | 56,779 | 3.7243 GBP |
3p ordinary | CFD | SHORT | 295,000 | 3.7261 GBP |
3p ordinary | CFD | SHORT | 650,000 | 3.7317 GBP |
3p ordinary | CFD | SHORT | 200,000 | 3.7366 GBP |
3p ordinary | CFD | SHORT | 50,000 | 3.7366 GBP |
3p ordinary | CFD | SHORT | 167,401 | 3.7512 GBP |
3p ordinary | CFD | SHORT | 3,075 | 3.7524 GBP |
3p ordinary | CFD | SHORT | 34,300 | 3.7544 GBP |
3p ordinary | CFD | SHORT | 41,000 | 3.7567 GBP |
3p ordinary | CFD | SHORT | 20,500 | 3.7650 GBP |
3p ordinary | CFD | SHORT | 20,500 | 3.7687 GBP |
3p ordinary | CFD | SHORT | 41,000 | 3.7706 GBP |
3p ordinary | CFD | SHORT | 23,578 | 3.7771 GBP |
3p ordinary | CFD | SHORT | 20,500 | 3.7838 GBP |
3p ordinary | CFD | SHORT | 2,050 | 3.9805 GBP |
3p ordinary | CFD | SHORT | 163,264 | 3.9830 GBP |
3p ordinary | CFD | SHORT | 114,106 | 3.9830 GBP |
3p ordinary | CFD | SHORT | 541 | 3.9831 GBP |
3p ordinary | CFD | SHORT | 12,792 | 3.9831 GBP |
3p ordinary | CFD | SHORT | 4,452 | 3.9831 GBP |
3p ordinary | CFD | SHORT | 3,054 | 3.9831 GBP |
3p ordinary | CFD | SHORT | 14,877 | 3.9831 GBP |
3p ordinary | CFD | SHORT | 1,025 | 4.0285 GBP |
3p ordinary | CFD | SHORT | 4,100 | 4.0415 GBP |
3p ordinary | CFD | SHORT | 8,848 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 2,434 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 8,632 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 3,961 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 11,673 | 4.0903 GBP |
3p ordinary | CFD | SHORT | 46,649 | 4.0903 GBP |
3p ordinary | CFD | SHORT | 14,006 | 4.1081 GBP |
3p ordinary | CFD | SHORT | 2,238 | 4.1531 GBP |
3p ordinary | CFD | SHORT | 88,158 | 4.2030 GBP |
3p ordinary | CFD | SHORT | 22,059 | 4.2030 GBP |
3p ordinary | CFD | SHORT | 3,753 | 4.2063 GBP |
3p ordinary | CFD | SHORT | 14,994 | 4.2063 GBP |
3p ordinary | CFD | SHORT | 1,182 | 4.2524 GBP |
3p ordinary | CFD | SHORT | 10,005 | 4.2568 GBP |
3p ordinary | CFD | SHORT | 6,686 | 4.2595 GBP |
3p ordinary | CFD | LONG | 3,645 | 3.8692 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 JULY 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group