14th Aug 2017 13:41
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. |
(d) Date dealing undertaken: | 08 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 5,716,982 | 3.8390 GBP | 3.7166 GBP |
3p ordinary | SALES | 3,594,130 | 3.8380 GBP | 3.7530 GBP |
3p ordinary | PURCHASES | 258,870 | 4.9327 USD | 4.8838 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 49,305 | 3.7616 GBP |
3p ordinary | CFD | LONG | 109,639 | 3.7633 GBP |
3p ordinary | CFD | LONG | 3,602 | 3.7707 GBP |
3p ordinary | CFD | LONG | 6,862 | 3.7719 GBP |
3p ordinary | CFD | LONG | 557 | 3.7720 GBP |
3p ordinary | CFD | LONG | 1,773 | 3.7735 GBP |
3p ordinary | CFD | LONG | 87,251 | 3.7770 GBP |
3p ordinary | CFD | LONG | 30,353 | 3.7802 GBP |
3p ordinary | CFD | LONG | 345,370 | 3.7802 GBP |
3p ordinary | CFD | LONG | 146,123 | 3.7820 GBP |
3p ordinary | CFD | LONG | 150,000 | 3.7917 GBP |
3p ordinary | CFD | LONG | 6,939 | 3.7942 GBP |
3p ordinary | CFD | LONG | 338,846 | 3.7992 GBP |
3p ordinary | CFD | LONG | 161,154 | 3.8000 GBP |
3p ordinary | CFD | LONG | 1,648 | 3.8030 GBP |
3p ordinary | CFD | LONG | 52 | 3.8220 GBP |
3p ordinary | CFD | LONG | 52 | 3.8220 GBP |
3p ordinary | CFD | LONG | 36,966 | 3.8263 GBP |
3p ordinary | CFD | LONG | 1,244 | 3.8358 GBP |
3p ordinary | CFD | SHORT | 975,708 | 3.7369 GBP |
3p ordinary | CFD | SHORT | 676,774 | 3.7389 GBP |
3p ordinary | CFD | SHORT | 4,886 | 3.7556 GBP |
3p ordinary | CFD | SHORT | 3,961 | 3.7556 GBP |
3p ordinary | CFD | SHORT | 9,566 | 3.7556 GBP |
3p ordinary | CFD | SHORT | 1,584 | 3.7556 GBP |
3p ordinary | CFD | SHORT | 100,000 | 3.7611 GBP |
3p ordinary | CFD | SHORT | 128 | 3.7645 GBP |
3p ordinary | CFD | SHORT | 1,180 | 3.7649 GBP |
3p ordinary | CFD | SHORT | 1,040 | 3.7653 GBP |
3p ordinary | CFD | SHORT | 41,158 | 3.7657 GBP |
3p ordinary | CFD | SHORT | 163,898 | 3.7698 GBP |
3p ordinary | CFD | SHORT | 70 | 3.7710 GBP |
3p ordinary | CFD | SHORT | 672 | 3.7710 GBP |
3p ordinary | CFD | SHORT | 717 | 3.7710 GBP |
3p ordinary | CFD | SHORT | 6,862 | 3.7719 GBP |
3p ordinary | CFD | SHORT | 7,922 | 3.7720 GBP |
3p ordinary | CFD | SHORT | 50,482 | 3.7724 GBP |
3p ordinary | CFD | SHORT | 25,496 | 3.7730 GBP |
3p ordinary | CFD | SHORT | 16,383 | 3.7738 GBP |
3p ordinary | CFD | SHORT | 2,340 | 3.7768 GBP |
3p ordinary | CFD | SHORT | 621 | 3.7770 GBP |
3p ordinary | CFD | SHORT | 6,197 | 3.7771 GBP |
3p ordinary | CFD | SHORT | 5,741 | 3.7772 GBP |
3p ordinary | CFD | SHORT | 210 | 3.7772 GBP |
3p ordinary | CFD | SHORT | 3,374 | 3.7776 GBP |
3p ordinary | CFD | SHORT | 20,836 | 3.7778 GBP |
3p ordinary | CFD | SHORT | 98,048 | 3.7778 GBP |
3p ordinary | CFD | SHORT | 22 | 3.7778 GBP |
3p ordinary | CFD | SHORT | 13,835 | 3.7782 GBP |
3p ordinary | CFD | SHORT | 19,964 | 3.7783 GBP |
3p ordinary | CFD | SHORT | 2,512 | 3.7784 GBP |
3p ordinary | CFD | SHORT | 1,838 | 3.7785 GBP |
3p ordinary | CFD | SHORT | 16,950 | 3.7790 GBP |
3p ordinary | CFD | SHORT | 1,412 | 3.7799 GBP |
3p ordinary | CFD | SHORT | 14,574 | 3.7812 GBP |
3p ordinary | CFD | SHORT | 345,370 | 3.7812 GBP |
3p ordinary | CFD | SHORT | 1,400 | 3.7824 GBP |
3p ordinary | CFD | SHORT | 1,217 | 3.7825 GBP |
3p ordinary | CFD | SHORT | 837 | 3.7832 GBP |
3p ordinary | CFD | SHORT | 10,935 | 3.7837 GBP |
3p ordinary | CFD | SHORT | 8,881 | 3.7854 GBP |
3p ordinary | CFD | SHORT | 130 | 3.7872 GBP |
3p ordinary | CFD | SHORT | 324 | 3.7872 GBP |
3p ordinary | CFD | SHORT | 784 | 3.7872 GBP |
3p ordinary | CFD | SHORT | 400 | 3.7872 GBP |
3p ordinary | CFD | SHORT | 1,176 | 3.7878 GBP |
3p ordinary | CFD | SHORT | 5,074 | 3.7888 GBP |
3p ordinary | CFD | SHORT | 4,115 | 3.7888 GBP |
3p ordinary | CFD | SHORT | 9,936 | 3.7888 GBP |
3p ordinary | CFD | SHORT | 1,646 | 3.7888 GBP |
3p ordinary | CFD | SHORT | 255 | 3.7892 GBP |
3p ordinary | CFD | SHORT | 2,333 | 3.7892 GBP |
3p ordinary | CFD | SHORT | 2,494 | 3.7892 GBP |
3p ordinary | CFD | SHORT | 2,538 | 3.7905 GBP |
3p ordinary | CFD | SHORT | 822 | 3.7905 GBP |
3p ordinary | CFD | SHORT | 4,968 | 3.7905 GBP |
3p ordinary | CFD | SHORT | 2,057 | 3.7905 GBP |
3p ordinary | CFD | SHORT | 900 | 3.7934 GBP |
3p ordinary | CFD | SHORT | 4,500 | 3.7934 GBP |
3p ordinary | CFD | SHORT | 2,700 | 3.7934 GBP |
3p ordinary | CFD | SHORT | 8,800 | 3.7934 GBP |
3p ordinary | CFD | SHORT | 67,226 | 3.7957 GBP |
3p ordinary | CFD | SHORT | 8,246 | 3.7979 GBP |
3p ordinary | CFD | SHORT | 6,687 | 3.7979 GBP |
3p ordinary | CFD | SHORT | 16,146 | 3.7979 GBP |
3p ordinary | CFD | SHORT | 2,674 | 3.7979 GBP |
3p ordinary | CFD | SHORT | 124 | 3.7997 GBP |
3p ordinary | CFD | SHORT | 1,260 | 3.7997 GBP |
3p ordinary | CFD | SHORT | 1,178 | 3.7997 GBP |
3p ordinary | CFD | SHORT | 194 | 3.8019 GBP |
3p ordinary | CFD | SHORT | 1,803 | 3.8019 GBP |
3p ordinary | CFD | SHORT | 1,927 | 3.8019 GBP |
3p ordinary | CFD | SHORT | 14,776 | 3.8024 GBP |
3p ordinary | CFD | SHORT | 145,492 | 3.8029 GBP |
3p ordinary | CFD | SHORT | 133,868 | 3.8035 GBP |
3p ordinary | CFD | SHORT | 1,044 | 3.8056 GBP |
3p ordinary | CFD | SHORT | 10,464 | 3.8058 GBP |
3p ordinary | CFD | SHORT | 2,000 | 3.8060 GBP |
3p ordinary | CFD | SHORT | 9,700 | 3.8061 GBP |
3p ordinary | CFD | SHORT | 41,966 | 3.8263 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group