20th Jun 2017 12:23
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Sky Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Twenty-First Century Fox, Inc |
(d) Date dealing undertaken: | 14 JUNE 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
50p ordinary | PURCHASES | 1,021,106 | 10.8000 GBP | 9.6505 GBP |
50p ordinary | SALES | 4,663,888 | 9.7600 GBP | 9.5984 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
50p ordinary | CFD | LONG | 9,715 | 9.5984 GBP |
50p ordinary | CFD | LONG | 57,626 | 9.5984 GBP |
50p ordinary | CFD | LONG | 18,375 | 9.5984 GBP |
50p ordinary | CFD | LONG | 31,511 | 9.5984 GBP |
50p ordinary | CFD | LONG | 1,482 | 9.5984 GBP |
50p ordinary | CFD | LONG | 41,202 | 9.6645 GBP |
50p ordinary | CFD | LONG | 8,000 | 9.6650 GBP |
50p ordinary | CFD | LONG | 6,544 | 9.6650 GBP |
50p ordinary | CFD | LONG | 24,458 | 9.6650 GBP |
50p ordinary | CFD | LONG | 532 | 9.6650 GBP |
50p ordinary | CFD | LONG | 2,252 | 9.6655 GBP |
50p ordinary | CFD | LONG | 107,785 | 9.6655 GBP |
50p ordinary | CFD | LONG | 1,190 | 9.6728 GBP |
50p ordinary | CFD | LONG | 266 | 9.6728 GBP |
50p ordinary | CFD | LONG | 589 | 9.6775 GBP |
50p ordinary | CFD | LONG | 10 | 9.6800 GBP |
50p ordinary | CFD | LONG | 565,870 | 9.6812 GBP |
50p ordinary | CFD | LONG | 11,823 | 9.6812 GBP |
50p ordinary | CFD | LONG | 2,691 | 9.6991 GBP |
50p ordinary | CFD | LONG | 76,175 | 9.6991 GBP |
50p ordinary | CFD | LONG | 38,292 | 9.7083 GBP |
50p ordinary | CFD | LONG | 20,809 | 9.7101 GBP |
50p ordinary | CFD | LONG | 67,365 | 9.7104 GBP |
50p ordinary | CFD | LONG | 1,407 | 9.7104 GBP |
50p ordinary | CFD | LONG | 15,481 | 9.7106 GBP |
50p ordinary | CFD | LONG | 15,631 | 9.7163 GBP |
50p ordinary | CFD | LONG | 19,309 | 9.7204 GBP |
50p ordinary | CFD | LONG | 55,869 | 9.7209 GBP |
50p ordinary | CFD | LONG | 3,941 | 9.7217 GBP |
50p ordinary | CFD | LONG | 188,623 | 9.7217 GBP |
50p ordinary | CFD | LONG | 107,785 | 9.7254 GBP |
50p ordinary | CFD | LONG | 2,252 | 9.7254 GBP |
50p ordinary | CFD | LONG | 16,699 | 9.7317 GBP |
50p ordinary | CFD | LONG | 1,065 | 9.7325 GBP |
50p ordinary | CFD | SHORT | 7 | 9.6650 GBP |
50p ordinary | CFD | SHORT | 75,178 | 9.6650 GBP |
50p ordinary | CFD | SHORT | 50 | 9.6795 GBP |
50p ordinary | CFD | SHORT | 109 | 9.6795 GBP |
50p ordinary | CFD | SHORT | 4 | 9.6800 GBP |
50p ordinary | CFD | SHORT | 2,515 | 9.6864 GBP |
50p ordinary | CFD | SHORT | 16,699 | 9.6864 GBP |
50p ordinary | CFD | SHORT | 77,000 | 9.6896 GBP |
50p ordinary | CFD | SHORT | 5,778 | 9.6976 GBP |
50p ordinary | CFD | SHORT | 20,762 | 9.7011 GBP |
50p ordinary | CFD | SHORT | 100,466 | 9.7022 GBP |
50p ordinary | CFD | SHORT | 2,935 | 9.7055 GBP |
50p ordinary | CFD | SHORT | 979 | 9.7063 GBP |
50p ordinary | CFD | SHORT | 23,912 | 9.7063 GBP |
50p ordinary | CFD | SHORT | 5,347 | 9.7063 GBP |
50p ordinary | CFD | SHORT | 18,527 | 9.7075 GBP |
50p ordinary | CFD | SHORT | 6,903 | 9.7085 GBP |
50p ordinary | CFD | SHORT | 21,671 | 9.7085 GBP |
50p ordinary | CFD | SHORT | 26,663 | 9.7105 GBP |
50p ordinary | CFD | SHORT | 15,362 | 9.7153 GBP |
50p ordinary | CFD | SHORT | 48,288 | 9.7168 GBP |
50p ordinary | CFD | SHORT | 14 | 9.7350 GBP |
50p ordinary | CFD | SHORT | 1,298 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 1,036 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 2,652 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 446 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 2,074 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 5,302 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 890 | 9.7445 GBP |
50p ordinary | CFD | SHORT | 2,596 | 9.7445 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
50p ordinary | PUT | 20,000 | 10.8000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 JUNE 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sky