26th Nov 2018 14:47
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 20 NOVEMBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 29,452 | 178.7800 USD | 178.4481 USD |
ADR | SALES | 23,849 | 178.4481 USD | 178.4481 USD |
5p ordinary | PURCHASES | 1,823,831 | 46.5000 GBP | 45.9850 GBP |
5p ordinary | SALES | 1,853,548 | 46.5500 GBP | 45.9900 GBP |
5p ordinary | PURCHASES | 314,828 | 60.2046 USD | 59.2702 USD |
5p ordinary | SALES | 251,217 | 60.0268 USD | 59.3924 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 4,900 | 178.2221 USD |
ADR | CFD | SHORT | 3,750 | 178.0159 USD |
ADR | CFD | SHORT | 1,085 | 178.3765 USD |
ADR | CFD | SHORT | 500 | 178.3843 USD |
ADR | CFD | SHORT | 265 | 178.7763 USD |
ADR | CFD | SHORT | 135 | 178.7763 USD |
5p ordinary | CFD | LONG | 12 | 46.0800 GBP |
5p ordinary | CFD | LONG | 942 | 46.1374 GBP |
5p ordinary | CFD | LONG | 298 | 46.1374 GBP |
5p ordinary | CFD | LONG | 29,871 | 46.1374 GBP |
5p ordinary | CFD | LONG | 18,351 | 46.1428 GBP |
5p ordinary | CFD | LONG | 93 | 46.1516 GBP |
5p ordinary | CFD | LONG | 17 | 46.1782 GBP |
5p ordinary | CFD | LONG | 1,085 | 46.1903 GBP |
5p ordinary | CFD | LONG | 15,815 | 46.1903 GBP |
5p ordinary | CFD | LONG | 3 | 46.2250 GBP |
5p ordinary | CFD | LONG | 1,358 | 46.2358 GBP |
5p ordinary | CFD | LONG | 564 | 46.2619 GBP |
5p ordinary | CFD | LONG | 1,085 | 46.2787 GBP |
5p ordinary | CFD | LONG | 15,815 | 46.2787 GBP |
5p ordinary | CFD | LONG | 5,110 | 46.3000 GBP |
5p ordinary | CFD | LONG | 5,019 | 46.3000 GBP |
5p ordinary | CFD | LONG | 5,018 | 46.3000 GBP |
5p ordinary | CFD | LONG | 27,307 | 46.3000 GBP |
5p ordinary | CFD | LONG | 110,385 | 46.3000 GBP |
5p ordinary | CFD | LONG | 43,704 | 46.3000 GBP |
5p ordinary | CFD | LONG | 5,000 | 46.3572 GBP |
5p ordinary | CFD | LONG | 6,500 | 46.3575 GBP |
5p ordinary | CFD | LONG | 95,826 | 46.3774 GBP |
5p ordinary | CFD | LONG | 6,574 | 46.3774 GBP |
5p ordinary | CFD | LONG | 6 | 46.4250 GBP |
5p ordinary | CFD | SHORT | 980 | 46.2366 GBP |
5p ordinary | CFD | SHORT | 83 | 46.2542 GBP |
5p ordinary | CFD | SHORT | 5,041 | 46.2671 GBP |
5p ordinary | CFD | SHORT | 18,400 | 46.2893 GBP |
5p ordinary | CFD | SHORT | 12 | 46.2900 GBP |
5p ordinary | CFD | SHORT | 15,000 | 46.2993 GBP |
5p ordinary | CFD | SHORT | 110,385 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 27,307 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 43,704 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 16,966 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 684 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 5,110 | 46.3000 GBP |
5p ordinary | CFD | SHORT | 19,500 | 46.3041 GBP |
5p ordinary | CFD | SHORT | 1,230 | 46.3046 GBP |
5p ordinary | CFD | SHORT | 150 | 46.3046 GBP |
5p ordinary | CFD | SHORT | 3,300 | 46.3107 GBP |
5p ordinary | CFD | SHORT | 54,123 | 46.3187 GBP |
5p ordinary | CFD | SHORT | 232 | 46.3764 GBP |
5p ordinary | CFD | SHORT | 4,500 | 46.4509 GBP |
5p ordinary | CFD | SHORT | 20,500 | 46.4509 GBP |
5p ordinary | CFD | LONG | 5,961 | 59.3924 USD |
5p ordinary | CFD | LONG | 1,305 | 59.3924 USD |
5p ordinary | CFD | LONG | 1,252 | 59.3924 USD |
5p ordinary | CFD | LONG | 3,008 | 59.3924 USD |
5p ordinary | CFD | LONG | 2,941 | 59.3924 USD |
5p ordinary | CFD | LONG | 978 | 59.3942 USD |
5p ordinary | CFD | LONG | 25,182 | 59.4842 USD |
5p ordinary | CFD | LONG | 4,818 | 59.4842 USD |
5p ordinary | CFD | LONG | 2,504 | 60.0268 USD |
5p ordinary | CFD | LONG | 5,872 | 60.0268 USD |
5p ordinary | CFD | LONG | 2,601 | 60.0268 USD |
5p ordinary | CFD | LONG | 11,908 | 60.0268 USD |
5p ordinary | CFD | LONG | 6,023 | 60.0268 USD |
5p ordinary | CFD | SHORT | 82 | 46.2158 GBP |
5p ordinary | CFD | SHORT | 4,238 | 46.2158 GBP |
5p ordinary | CFD | SHORT | 11,889 | 46.4275 GBP |
5p ordinary | CFD | SHORT | 1,124 | 59.4589 USD |
5p ordinary | CFD | SHORT | 2,500 | 59.4590 USD |
5p ordinary | CFD | SHORT | 1,200 | 59.4590 USD |
5p ordinary | CFD | SHORT | 1,971 | 59.4590 USD |
5p ordinary | CFD | SHORT | 5,000 | 59.4590 USD |
5p ordinary | CFD | SHORT | 5,366 | 59.4778 USD |
5p ordinary | CFD | SHORT | 37,200 | 59.4987 USD |
5p ordinary | CFD | SHORT | 14,215 | 59.4987 USD |
5p ordinary | CFD | SHORT | 18,900 | 59.4987 USD |
5p ordinary | CFD | SHORT | 8,800 | 59.4987 USD |
5p ordinary | CFD | SHORT | 954 | 59.5332 USD |
5p ordinary | CFD | SHORT | 2,500 | 59.5332 USD |
5p ordinary | CFD | SHORT | 600 | 59.5332 USD |
5p ordinary | CFD | SHORT | 1,300 | 59.5332 USD |
5p ordinary | CFD | SHORT | 1,971 | 59.5543 USD |
5p ordinary | CFD | SHORT | 5,000 | 59.5543 USD |
5p ordinary | CFD | SHORT | 1,200 | 59.5543 USD |
5p ordinary | CFD | SHORT | 2,500 | 59.5543 USD |
5p ordinary | CFD | SHORT | 1,124 | 59.5543 USD |
5p ordinary | CFD | SHORT | 1,766 | 59.6231 USD |
5p ordinary | CFD | SHORT | 3,234 | 59.6231 USD |
5p ordinary | CFD | SHORT | 3,200 | 59.6806 USD |
5p ordinary | CFD | SHORT | 1,500 | 59.6806 USD |
5p ordinary | CFD | SHORT | 6,200 | 59.6806 USD |
5p ordinary | CFD | SHORT | 2,385 | 59.6806 USD |
5p ordinary | CFD | SHORT | 2,957 | 59.7004 USD |
5p ordinary | CFD | SHORT | 7,600 | 59.7004 USD |
5p ordinary | CFD | SHORT | 1,800 | 59.7004 USD |
5p ordinary | CFD | SHORT | 1,686 | 59.7004 USD |
5p ordinary | CFD | SHORT | 3,800 | 59.7004 USD |
5p ordinary | CFD | SHORT | 3,372 | 59.8024 USD |
5p ordinary | CFD | SHORT | 7,700 | 59.8024 USD |
5p ordinary | CFD | SHORT | 3,600 | 59.8024 USD |
5p ordinary | CFD | SHORT | 15,200 | 59.8024 USD |
5p ordinary | CFD | SHORT | 5,814 | 59.8024 USD |
5p ordinary | CFD | SHORT | 5,000 | 59.9231 USD |
5p ordinary | CFD | SHORT | 1,971 | 59.9231 USD |
5p ordinary | CFD | SHORT | 1,200 | 59.9231 USD |
5p ordinary | CFD | SHORT | 2,500 | 59.9231 USD |
5p ordinary | CFD | SHORT | 1,124 | 59.9231 USD |
5p ordinary | CFD | SHORT | 2,500 | 60.2046 USD |
5p ordinary | CFD | SHORT | 1,200 | 60.2046 USD |
5p ordinary | CFD | SHORT | 1,971 | 60.2046 USD |
5p ordinary | CFD | SHORT | 5,000 | 60.2046 USD |
5p ordinary | CFD | SHORT | 1,124 | 60.2046 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 NOVEMBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire