8th Oct 2018 17:26
AMENDMENT Section 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 03 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 6,455 | 180.8500 USD | 179.1900 USD |
ADR | SALES | 2,030 | 180.3700 USD | 179.5300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 22 | 179.6800 USD |
ADR | CFD | LONG | 22 | 179.6800 USD |
ADR | CFD | LONG | 3 | 180.3000 USD |
ADR | CFD | LONG | 109 | 180.3000 USD |
ADR | CFD | LONG | 262 | 180.3000 USD |
ADR | CFD | SHORT | 262 | 179.1900 USD |
ADR | CFD | SHORT | 3 | 179.1900 USD |
ADR | CFD | SHORT | 100 | 179.1900 USD |
ADR | CFD | SHORT | 100 | 179.1900 USD |
ADR | CFD | SHORT | 1,181 | 179.1900 USD |
ADR | CFD | SHORT | 109 | 179.1900 USD |
ADR | CFD | SHORT | 890 | 179.1900 USD |
ADR | CFD | SHORT | 290 | 179.1900 USD |
ADR | CFD | SHORT | 200 | 179.2650 USD |
ADR | CFD | SHORT | 2,075 | 179.9977 USD |
ADR | CFD | SHORT | 200 | 180.1887 USD |
ADR | CFD | SHORT | 1,315 | 180.2282 USD |
ADR | CFD | SHORT | 4 | 180.4900 USD |
ADR | CFD | SHORT | 70 | 180.5600 USD |
5p ordinary | CFD | LONG | 46,363 | 46.1513 GBP |
5p ordinary | CFD | LONG | 4,079 | 46.1513 GBP |
5p ordinary | CFD | LONG | 868 | 46.1600 GBP |
5p ordinary | CFD | LONG | 6,523 | 46.2181 GBP |
5p ordinary | CFD | LONG | 3,178 | 46.2256 GBP |
5p ordinary | CFD | LONG | 300 | 46.2450 GBP |
5p ordinary | CFD | LONG | 350 | 46.2526 GBP |
5p ordinary | CFD | LONG | 2,690 | 46.2750 GBP |
5p ordinary | CFD | LONG | 929 | 46.2843 GBP |
5p ordinary | CFD | SHORT | 6,415 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 20,741 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 7,933 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 4,572 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 1,425 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 6,358 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 2,345 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 1,184 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 1,216 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 1,044 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 612 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 8,760 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 1,451 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 5,049 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 5,659 | 46.1055 GBP |
5p ordinary | CFD | SHORT | 3,713 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 3,313 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 952 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 5,749 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 401 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 685 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 777 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 798 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 1,539 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 4,172 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 935 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 4,210 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 5,205 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 3,000 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 13,609 | 46.1180 GBP |
5p ordinary | CFD | SHORT | 14,733 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 10,500 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 18,218 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 3,273 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 5,385 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 14,601 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 2,792 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 2,397 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 1,405 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 20,120 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 3,332 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 11,596 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 12,996 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 2,719 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 47,635 | 46.1424 GBP |
5p ordinary | CFD | SHORT | 804 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 7,426 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 6,626 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 1,904 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 11,497 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 1,370 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 1,595 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 1,553 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 8,344 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 3,077 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 1,870 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 10,410 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 6,000 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 8,419 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 27,221 | 46.1722 GBP |
5p ordinary | CFD | SHORT | 3,619 | 46.2358 GBP |
5p ordinary | CFD | SHORT | 1,905 | 46.2358 GBP |
5p ordinary | CFD | SHORT | 401 | 46.2388 GBP |
5p ordinary | CFD | SHORT | 17 | 46.2452 GBP |
5p ordinary | CFD | SHORT | 1,438 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 5,007 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 5,611 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 6,361 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 4,533 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 7,866 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 1,413 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 20,567 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 2,325 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 6,304 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 1,174 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 1,035 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 8,687 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 607 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 1,206 | 46.2873 GBP |
5p ordinary | CFD | SHORT | 804 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 11,497 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 1,370 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 1,595 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 8,344 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 3,077 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 1,553 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 1,870 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 10,410 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 8,419 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 6,000 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 27,221 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 7,426 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 6,626 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 1,904 | 46.2923 GBP |
5p ordinary | CFD | SHORT | 35,950 | 46.2981 GBP |
5p ordinary | CFD | SHORT | 4,030 | 46.2981 GBP |
5p ordinary | CFD | SHORT | 6,570 | 46.2981 GBP |
5p ordinary | CFD | SHORT | 27,250 | 46.2981 GBP |
5p ordinary | CFD | SHORT | 49,050 | 46.2981 GBP |
5p ordinary | CFD | SHORT | 1,440 | 46.2981 GBP |
5p ordinary | CFD | LONG | 1,388 | 46.2637 GBP |
5p ordinary | CFD | LONG | 3,271 | 59.7507 GBP |
5p ordinary | CFD | LONG | 1,372 | 59.7535 GBP |
5p ordinary | CFD | LONG | 1,891 | 59.8260 GBP |
5p ordinary | CFD | LONG | 1,473 | 59.8287 GBP |
5p ordinary | CFD | SHORT | 1,669 | 46.3462 GBP |
5p ordinary | CFD | SHORT | 37,448 | 60.3100 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire