17th Apr 2018 13:54
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 13 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 5,852 | 157.6300 USD | 151.8600 USD |
ADR | SALES | 5,827 | 153.6414 USD | 151.8600 USD |
5p ordinary | PURCHASES | 1,293,236 | 37.2550 GBP | 35.6800 GBP |
5p ordinary | SALES | 1,203,093 | 37.2600 GBP | 35.6650 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | Constant Leverage Certificate (X5) - (ISIN - DE000MF34LJ6) | LONG | 50 | 7.4900 EUR |
ADR | CFD | LONG | 90 | 152.1900 USD |
ADR | CFD | LONG | 20 | 152.1900 USD |
ADR | CFD | LONG | 20 | 152.1900 USD |
ADR | CFD | LONG | 900 | 153.2000 USD |
ADR | CFD | LONG | 2,100 | 153.4833 USD |
ADR | CFD | LONG | 100 | 156.4900 USD |
ADR | CFD | LONG | 3,118 | 156.8410 USD |
ADR | CFD | LONG | 286 | 157.6700 USD |
ADR | CFD | LONG | 98 | 157.6700 USD |
ADR | CFD | LONG | 80 | 157.6700 USD |
ADR | CFD | SHORT | 500 | 151.9000 USD |
ADR | CFD | SHORT | 50 | 151.9300 USD |
ADR | CFD | SHORT | 500 | 152.0000 USD |
ADR | CFD | SHORT | 142 | 152.0500 USD |
ADR | CFD | SHORT | 284 | 152.0900 USD |
ADR | CFD | SHORT | 98 | 152.1900 USD |
ADR | CFD | SHORT | 286 | 152.1900 USD |
ADR | CFD | SHORT | 2,414 | 152.1900 USD |
ADR | CFD | SHORT | 2,415 | 152.1900 USD |
ADR | CFD | SHORT | 100 | 152.1900 USD |
ADR | CFD | SHORT | 800 | 152.2000 USD |
ADR | CFD | SHORT | 1,000 | 152.3000 USD |
ADR | CFD | SHORT | 1,000 | 152.3000 USD |
ADR | CFD | SHORT | 50 | 152.6100 USD |
ADR | CFD | SHORT | 1,000 | 152.8000 USD |
ADR | CFD | SHORT | 50 | 152.9200 USD |
ADR | CFD | SHORT | 2,100 | 152.9259 USD |
ADR | CFD | SHORT | 50 | 153.1500 USD |
ADR | CFD | SHORT | 50 | 153.3000 USD |
ADR | CFD | SHORT | 50 | 153.5700 USD |
ADR | CFD | SHORT | 50 | 153.6000 USD |
ADR | CFD | SHORT | 50 | 153.6200 USD |
ADR | CFD | SHORT | 50 | 153.8000 USD |
ADR | CFD | SHORT | 100 | 154.5000 USD |
ADR | CFD | SHORT | 3,118 | 154.5916 USD |
5p ordinary | CFD | LONG | 1,000 | 35.7150 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.7450 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.7453 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.7510 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.7550 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.7650 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.9400 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.9561 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.9597 GBP |
5p ordinary | CFD | LONG | 8 | 35.9650 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.9900 GBP |
5p ordinary | CFD | LONG | 28 | 36.0650 GBP |
5p ordinary | CFD | LONG | 305 | 36.0650 GBP |
5p ordinary | CFD | LONG | 1,000 | 36.1000 GBP |
5p ordinary | CFD | LONG | 200 | 36.1175 GBP |
5p ordinary | CFD | LONG | 2,550 | 36.1342 GBP |
5p ordinary | CFD | LONG | 1,000 | 36.1500 GBP |
5p ordinary | CFD | LONG | 1,000 | 36.2550 GBP |
5p ordinary | CFD | LONG | 500 | 36.3087 GBP |
5p ordinary | CFD | LONG | 752 | 36.3910 GBP |
5p ordinary | CFD | LONG | 14,000 | 36.3985 GBP |
5p ordinary | CFD | LONG | 756 | 36.4000 GBP |
5p ordinary | CFD | LONG | 1,000 | 36.4183 GBP |
5p ordinary | CFD | LONG | 11,389 | 36.5064 GBP |
5p ordinary | CFD | LONG | 14,692 | 36.5064 GBP |
5p ordinary | CFD | LONG | 45,088 | 36.5167 GBP |
5p ordinary | CFD | LONG | 62 | 36.5623 GBP |
5p ordinary | CFD | LONG | 97 | 36.7200 GBP |
5p ordinary | CFD | LONG | 372,783 | 36.8198 GBP |
5p ordinary | CFD | LONG | 328 | 36.8777 GBP |
5p ordinary | CFD | LONG | 6,000 | 37.0402 GBP |
5p ordinary | CFD | LONG | 4,000 | 37.0402 GBP |
5p ordinary | CFD | LONG | 30,513 | 37.0461 GBP |
5p ordinary | CFD | LONG | 273 | 37.0472 GBP |
5p ordinary | CFD | LONG | 506 | 37.0472 GBP |
5p ordinary | CFD | LONG | 2,769 | 37.0472 GBP |
5p ordinary | CFD | LONG | 245 | 37.0700 GBP |
5p ordinary | CFD | LONG | 50 | 37.0700 GBP |
5p ordinary | CFD | LONG | 23 | 37.0700 GBP |
5p ordinary | CFD | LONG | 2,400 | 37.1351 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.8287 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.8293 GBP |
5p ordinary | CFD | SHORT | 200 | 35.8625 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.9328 GBP |
5p ordinary | CFD | SHORT | 6,000 | 35.9584 GBP |
5p ordinary | CFD | SHORT | 4,000 | 35.9584 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.9616 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.9900 GBP |
5p ordinary | CFD | SHORT | 500 | 36.0450 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.0550 GBP |
5p ordinary | CFD | SHORT | 6,816 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 2,321 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 6,815 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 2,322 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 756 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 61 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 14,895 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 187 | 36.0650 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.0850 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.1350 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.1535 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.1800 GBP |
5p ordinary | CFD | SHORT | 3,843 | 36.1853 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.2046 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.2657 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.3231 GBP |
5p ordinary | CFD | SHORT | 1,474 | 36.3398 GBP |
5p ordinary | CFD | SHORT | 1,400 | 36.3398 GBP |
5p ordinary | CFD | SHORT | 1,267 | 36.3398 GBP |
5p ordinary | CFD | SHORT | 1,300 | 36.3398 GBP |
5p ordinary | CFD | SHORT | 700 | 36.3398 GBP |
5p ordinary | CFD | SHORT | 1,661 | 36.3698 GBP |
5p ordinary | CFD | SHORT | 63,066 | 36.4522 GBP |
5p ordinary | CFD | SHORT | 136 | 36.4552 GBP |
5p ordinary | CFD | SHORT | 150 | 36.4622 GBP |
5p ordinary | CFD | SHORT | 60 | 36.4622 GBP |
5p ordinary | CFD | SHORT | 3,956 | 36.4655 GBP |
5p ordinary | CFD | SHORT | 48,691 | 36.4867 GBP |
5p ordinary | CFD | SHORT | 5,956 | 36.5339 GBP |
5p ordinary | CFD | SHORT | 1,319 | 36.5382 GBP |
5p ordinary | CFD | SHORT | 5,956 | 36.5531 GBP |
5p ordinary | CFD | SHORT | 305 | 36.5939 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.6032 GBP |
5p ordinary | CFD | SHORT | 8 | 36.6400 GBP |
5p ordinary | CFD | SHORT | 8,000 | 36.6979 GBP |
5p ordinary | CFD | SHORT | 6,500 | 36.6999 GBP |
5p ordinary | CFD | SHORT | 32,500 | 36.7776 GBP |
5p ordinary | CFD | SHORT | 52,500 | 36.7794 GBP |
5p ordinary | CFD | SHORT | 30,513 | 36.9617 GBP |
5p ordinary | CFD | SHORT | 30 | 37.0264 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | SALE | 25,000 | 32.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 25,000 | 32.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | CALL | PURCHASE | 790,000 | 41.0000 | A | 15/06/2018 | 0.7700 GBP |
5p ordinary | CALL | SALE | 5,000 | 43.0000 | A | 15/06/2018 | 0.6000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire