26th Jul 2018 14:19
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 24 JULY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 2,000 | 172.5650 USD | 172.5650 USD |
ADR | SALES | 2,000 | 172.5650 USD | 172.5650 USD |
5p ordinary | PURCHASES | 416,594 | 43.9200 GBP | 43.3200 GBP |
5p ordinary | SALES | 235,201 | 43.9100 GBP | 43.3750 GBP |
5p ordinary | PURCHASES | 42,500 | 57.5301 USD | 57.3921 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 92 | 172.7300 USD |
ADR | CFD | LONG | 1 | 172.7300 USD |
ADR | CFD | SHORT | 9 | 172.7300 USD |
5p ordinary | CFD | LONG | 100 | 43.4000 GBP |
5p ordinary | CFD | LONG | 138 | 43.6984 GBP |
5p ordinary | CFD | LONG | 4,315 | 43.6984 GBP |
5p ordinary | CFD | LONG | 259 | 43.7048 GBP |
5p ordinary | CFD | LONG | 1,560 | 43.7048 GBP |
5p ordinary | CFD | LONG | 360 | 43.7048 GBP |
5p ordinary | CFD | LONG | 1,980 | 43.7048 GBP |
5p ordinary | CFD | LONG | 1,310 | 43.7048 GBP |
5p ordinary | CFD | LONG | 72 | 43.7048 GBP |
5p ordinary | CFD | LONG | 312 | 43.7048 GBP |
5p ordinary | CFD | LONG | 30,220 | 43.7077 GBP |
5p ordinary | CFD | LONG | 5,770 | 43.7445 GBP |
5p ordinary | CFD | LONG | 18,070 | 43.7445 GBP |
5p ordinary | CFD | LONG | 3 | 43.7650 GBP |
5p ordinary | CFD | LONG | 138 | 43.7950 GBP |
5p ordinary | CFD | LONG | 188 | 43.8374 GBP |
5p ordinary | CFD | LONG | 6 | 43.8450 GBP |
5p ordinary | CFD | SHORT | 3 | 43.5178 GBP |
5p ordinary | CFD | SHORT | 212 | 43.5178 GBP |
5p ordinary | CFD | SHORT | 289 | 43.5189 GBP |
5p ordinary | CFD | SHORT | 56 | 43.5370 GBP |
5p ordinary | CFD | SHORT | 586 | 43.5443 GBP |
5p ordinary | CFD | SHORT | 314 | 43.5495 GBP |
5p ordinary | CFD | SHORT | 220 | 43.5544 GBP |
5p ordinary | CFD | SHORT | 454 | 43.5550 GBP |
5p ordinary | CFD | SHORT | 905 | 43.5712 GBP |
5p ordinary | CFD | SHORT | 230 | 43.5722 GBP |
5p ordinary | CFD | SHORT | 2 | 43.5800 GBP |
5p ordinary | CFD | SHORT | 1,951 | 43.6332 GBP |
5p ordinary | CFD | SHORT | 2,502 | 43.6332 GBP |
5p ordinary | CFD | SHORT | 32,584 | 43.6936 GBP |
5p ordinary | CFD | SHORT | 6,880 | 43.7022 GBP |
5p ordinary | CFD | SHORT | 910 | 43.7022 GBP |
5p ordinary | CFD | SHORT | 294 | 43.7037 GBP |
5p ordinary | CFD | SHORT | 330 | 43.7245 GBP |
5p ordinary | CFD | SHORT | 875 | 43.7245 GBP |
5p ordinary | CFD | SHORT | 957 | 43.7245 GBP |
5p ordinary | CFD | SHORT | 80 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 136 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 46 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 23 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 470 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 756 | 43.7309 GBP |
5p ordinary | CFD | SHORT | 17,984 | 43.7317 GBP |
5p ordinary | CFD | SHORT | 541 | 43.7383 GBP |
5p ordinary | CFD | SHORT | 504 | 43.7566 GBP |
5p ordinary | CFD | SHORT | 94 | 43.7636 GBP |
5p ordinary | CFD | SHORT | 4,582 | 43.8450 GBP |
5p ordinary | CFD | SHORT | 4,583 | 43.8450 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.4061 GBP |
5p ordinary | CFD | SHORT | 247 | 43.5200 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.6882 GBP |
5p ordinary | CFD | SHORT | 44 | 43.7419 GBP |
5p ordinary | CFD | SHORT | 22,475 | 57.5301 USD |
5p ordinary | CFD | SHORT | 437 | 57.5301 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire