8th Aug 2018 15:53
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 01 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 146 | 174.6400 USD | 173.5316 USD |
ADR | SALES | 146 | 174.6400 USD | 173.5316 USD |
5p ordinary | PURCHASES | 990,081 | 44.4650 GBP | 43.6381 GBP |
5p ordinary | SALES | 886,901 | 44.4700 GBP | 43.8950 GBP |
5p ordinary | PURCHASES | 133,230 | 58.0314 USD | 57.8653 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 102 | 175.6100 USD |
ADR | CFD | LONG | 556 | 175.6100 USD |
ADR | CFD | LONG | 302 | 175.6100 USD |
ADR | CFD | LONG | 302 | 175.6100 USD |
ADR | CFD | SHORT | 556 | 173.6200 USD |
ADR | CFD | SHORT | 102 | 173.6200 USD |
5p ordinary | CFD | LONG | 2 | 44.0300 GBP |
5p ordinary | CFD | LONG | 4,079 | 44.0400 GBP |
5p ordinary | CFD | LONG | 1,003 | 44.0400 GBP |
5p ordinary | CFD | LONG | 307 | 44.0400 GBP |
5p ordinary | CFD | LONG | 3,377 | 44.0400 GBP |
5p ordinary | CFD | LONG | 6,400 | 44.0608 GBP |
5p ordinary | CFD | LONG | 396 | 44.0810 GBP |
5p ordinary | CFD | LONG | 46,056 | 44.0959 GBP |
5p ordinary | CFD | LONG | 638 | 44.1013 GBP |
5p ordinary | CFD | LONG | 12 | 44.1153 GBP |
5p ordinary | CFD | LONG | 51 | 44.1153 GBP |
5p ordinary | CFD | LONG | 54 | 44.1180 GBP |
5p ordinary | CFD | LONG | 9 | 44.1180 GBP |
5p ordinary | CFD | LONG | 2,108 | 44.1250 GBP |
5p ordinary | CFD | LONG | 7,500 | 44.1335 GBP |
5p ordinary | CFD | LONG | 8 | 44.1425 GBP |
5p ordinary | CFD | LONG | 4 | 44.1430 GBP |
5p ordinary | CFD | LONG | 173 | 44.1430 GBP |
5p ordinary | CFD | LONG | 27 | 44.1430 GBP |
5p ordinary | CFD | LONG | 4 | 44.1430 GBP |
5p ordinary | CFD | LONG | 13 | 44.1430 GBP |
5p ordinary | CFD | LONG | 1,514 | 44.1693 GBP |
5p ordinary | CFD | LONG | 19,425 | 44.2338 GBP |
5p ordinary | CFD | LONG | 683 | 44.2997 GBP |
5p ordinary | CFD | LONG | 19 | 44.3021 GBP |
5p ordinary | CFD | LONG | 7,000 | 44.3082 GBP |
5p ordinary | CFD | LONG | 1,298 | 44.3131 GBP |
5p ordinary | CFD | SHORT | 211 | 43.9664 GBP |
5p ordinary | CFD | SHORT | 813 | 44.0039 GBP |
5p ordinary | CFD | SHORT | 1,002 | 44.0039 GBP |
5p ordinary | CFD | SHORT | 1,500 | 44.0366 GBP |
5p ordinary | CFD | SHORT | 1,000 | 44.0366 GBP |
5p ordinary | CFD | SHORT | 4,079 | 44.0400 GBP |
5p ordinary | CFD | SHORT | 307 | 44.0400 GBP |
5p ordinary | CFD | SHORT | 3,377 | 44.0400 GBP |
5p ordinary | CFD | SHORT | 316 | 44.0400 GBP |
5p ordinary | CFD | SHORT | 32,000 | 44.0427 GBP |
5p ordinary | CFD | SHORT | 6,000 | 44.0429 GBP |
5p ordinary | CFD | SHORT | 7,500 | 44.0436 GBP |
5p ordinary | CFD | SHORT | 21,000 | 44.0456 GBP |
5p ordinary | CFD | SHORT | 1,000 | 44.0500 GBP |
5p ordinary | CFD | SHORT | 1,000 | 44.0500 GBP |
5p ordinary | CFD | SHORT | 46,056 | 44.0799 GBP |
5p ordinary | CFD | SHORT | 3,111 | 44.0865 GBP |
5p ordinary | CFD | SHORT | 372 | 44.0921 GBP |
5p ordinary | CFD | SHORT | 7,322 | 44.1120 GBP |
5p ordinary | CFD | SHORT | 8 | 44.1212 GBP |
5p ordinary | CFD | SHORT | 36 | 44.1243 GBP |
5p ordinary | CFD | SHORT | 2,000 | 44.1423 GBP |
5p ordinary | CFD | SHORT | 39 | 44.1466 GBP |
5p ordinary | CFD | SHORT | 79 | 44.1466 GBP |
5p ordinary | CFD | SHORT | 396 | 44.1618 GBP |
5p ordinary | CFD | SHORT | 1 | 44.1702 GBP |
5p ordinary | CFD | SHORT | 19 | 44.1702 GBP |
5p ordinary | CFD | SHORT | 162 | 44.1702 GBP |
5p ordinary | CFD | SHORT | 47 | 44.1702 GBP |
5p ordinary | CFD | SHORT | 16,866 | 44.1703 GBP |
5p ordinary | CFD | SHORT | 354 | 44.1769 GBP |
5p ordinary | CFD | SHORT | 8,000 | 43.9836 GBP |
5p ordinary | CFD | SHORT | 8,000 | 44.0256 GBP |
5p ordinary | CFD | SHORT | 10,000 | 44.0910 GBP |
5p ordinary | CFD | SHORT | 17,500 | 44.1145 GBP |
5p ordinary | CFD | SHORT | 8,000 | 44.1466 GBP |
5p ordinary | CFD | SHORT | 30,000 | 44.2819 GBP |
5p ordinary | CFD | SHORT | 30,000 | 44.2819 GBP |
5p ordinary | CFD | SHORT | 30,000 | 44.3173 GBP |
5p ordinary | CFD | SHORT | 437 | 57.8653 USD |
5p ordinary | CFD | SHORT | 22,475 | 57.8653 USD |
5p ordinary | CFD | SHORT | 19,800 | 58.0124 USD |
5p ordinary | CFD | SHORT | 5,809 | 58.0124 USD |
5p ordinary | CFD | SHORT | 3,600 | 58.0124 USD |
5p ordinary | CFD | SHORT | 7,500 | 58.0124 USD |
5p ordinary | CFD | SHORT | 61,560 | 58.0314 USD |
5p ordinary | CFD | SHORT | 6,442 | 58.0314 USD |
5p ordinary | CFD | SHORT | 3,519 | 58.0314 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire