3rd Oct 2018 14:17
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 28 SEPTEMBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 3,007 | 181.2317 USD | 181.2317 USD |
ADR | SALES | 3,007 | 181.2317 USD | 181.2317 USD |
5p ordinary | PURCHASES | 720,655 | 46.6200 GBP | 45.9700 GBP |
5p ordinary | SALES | 518,788 | 46.5800 GBP | 45.9650 GBP |
5p ordinary | PURCHASES | 15,614 | 60.3823 USD | 60.3794 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 2 | 180.6900 USD |
ADR | CFD | LONG | 86 | 180.6900 USD |
ADR | CFD | LONG | 86 | 180.6900 USD |
ADR | CFD | LONG | 151 | 180.6900 USD |
ADR | CFD | LONG | 126 | 180.6900 USD |
ADR | CFD | LONG | 100 | 181.4400 USD |
ADR | CFD | LONG | 900 | 181.5278 USD |
ADR | CFD | SHORT | 1,000 | 180.4280 USD |
ADR | CFD | SHORT | 2,600 | 181.0669 USD |
ADR | CFD | SHORT | 2 | 181.2700 USD |
ADR | CFD | SHORT | 160 | 181.2700 USD |
ADR | CFD | SHORT | 126 | 181.2700 USD |
ADR | CFD | SHORT | 151 | 181.2700 USD |
ADR | CFD | SHORT | 2,500 | 181.3928 USD |
5p ordinary | CFD | LONG | 38,873 | 46.1510 GBP |
5p ordinary | CFD | LONG | 3,388 | 46.2350 GBP |
5p ordinary | CFD | LONG | 94 | 46.2350 GBP |
5p ordinary | CFD | LONG | 93 | 46.2350 GBP |
5p ordinary | CFD | LONG | 81 | 46.2811 GBP |
5p ordinary | CFD | LONG | 86 | 46.2885 GBP |
5p ordinary | CFD | LONG | 53 | 46.2906 GBP |
5p ordinary | CFD | LONG | 917 | 46.2906 GBP |
5p ordinary | CFD | LONG | 1,209 | 46.2906 GBP |
5p ordinary | CFD | LONG | 250 | 46.2906 GBP |
5p ordinary | CFD | LONG | 215 | 46.2906 GBP |
5p ordinary | CFD | LONG | 917 | 46.2906 GBP |
5p ordinary | CFD | LONG | 201 | 46.2906 GBP |
5p ordinary | CFD | LONG | 24 | 46.3260 GBP |
5p ordinary | CFD | LONG | 6,531 | 46.3355 GBP |
5p ordinary | CFD | LONG | 67 | 46.3396 GBP |
5p ordinary | CFD | LONG | 518 | 46.3396 GBP |
5p ordinary | CFD | LONG | 381 | 46.3396 GBP |
5p ordinary | CFD | LONG | 1,762 | 46.3461 GBP |
5p ordinary | CFD | LONG | 9,148 | 46.3616 GBP |
5p ordinary | CFD | LONG | 25,000 | 46.3865 GBP |
5p ordinary | CFD | LONG | 20,000 | 46.3865 GBP |
5p ordinary | CFD | LONG | 25,400 | 46.3865 GBP |
5p ordinary | CFD | LONG | 1,200 | 46.3939 GBP |
5p ordinary | CFD | LONG | 5,532 | 46.4020 GBP |
5p ordinary | CFD | LONG | 781 | 46.4020 GBP |
5p ordinary | CFD | SHORT | 67 | 46.2018 GBP |
5p ordinary | CFD | SHORT | 518 | 46.2018 GBP |
5p ordinary | CFD | SHORT | 10,053 | 46.2203 GBP |
5p ordinary | CFD | SHORT | 12,331 | 46.2203 GBP |
5p ordinary | CFD | SHORT | 3 | 46.2350 GBP |
5p ordinary | CFD | SHORT | 7,694 | 46.2371 GBP |
5p ordinary | CFD | SHORT | 83,538 | 46.2684 GBP |
5p ordinary | CFD | SHORT | 8 | 46.2962 GBP |
5p ordinary | CFD | SHORT | 5,750 | 46.3259 GBP |
5p ordinary | CFD | SHORT | 294 | 46.3262 GBP |
5p ordinary | CFD | SHORT | 1,762 | 46.3400 GBP |
5p ordinary | CFD | SHORT | 10,000 | 46.3681 GBP |
5p ordinary | CFD | SHORT | 50,000 | 46.3681 GBP |
5p ordinary | CFD | SHORT | 30,000 | 46.3681 GBP |
5p ordinary | CFD | SHORT | 10,000 | 46.3681 GBP |
5p ordinary | CFD | SHORT | 75 | 46.3879 GBP |
5p ordinary | CFD | SHORT | 2,928 | 46.3974 GBP |
5p ordinary | CFD | SHORT | 6,313 | 46.4177 GBP |
5p ordinary | CFD | SHORT | 25,000 | 46.4223 GBP |
5p ordinary | CFD | SHORT | 44,593 | 46.4790 GBP |
5p ordinary | CFD | SHORT | 65,708 | 46.4853 GBP |
5p ordinary | CFD | LONG | 73 | 46.2650 GBP |
5p ordinary | CFD | LONG | 407 | 46.3614 GBP |
5p ordinary | CFD | SHORT | 10,000 | 46.2351 GBP |
5p ordinary | CFD | SHORT | 22,475 | 46.3521 GBP |
5p ordinary | CFD | SHORT | 437 | 46.3521 GBP |
5p ordinary | CFD | SHORT | 3,000 | 46.3817 GBP |
5p ordinary | CFD | SHORT | 3,000 | 46.4129 GBP |
5p ordinary | CFD | SHORT | 3,000 | 46.4134 GBP |
5p ordinary | CFD | SHORT | 552 | 60.3823 USD |
5p ordinary | CFD | SHORT | 3,000 | 60.3823 USD |
5p ordinary | CFD | SHORT | 1,400 | 60.3823 USD |
5p ordinary | CFD | SHORT | 2,826 | 60.3823 USD |
5p ordinary | CFD | SHORT | 7,400 | 60.3823 USD |
5p ordinary | CFD | SHORT | 8,300 | 60.4202 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | CALL | PURCHASE | 45,000 | 46.0000 | A | 19/10/2018 | 9.5710 GBP |
5p ordinary | CALL | PURCHASE | 62,000 | 46.0000 | A | 19/10/2018 | 9.5710 GBP |
5p ordinary | CALL | PURCHASE | 18,000 | 46.0000 | A | 19/10/2018 | 9.5710 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire