18th May 2018 16:17
AMENDMENT Section 2 (b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 15 MAY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 1,273,728 | 42.3350 GBP | 41.1850 GBP |
5p ordinary | SALES | 1,855,843 | 42.3550 GBP | 41.1600 GBP |
5p ordinary | PURCHASES | 227,051 | 56.6459 USD | 56.4605 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 200 | 169.4200 USD |
ADR | CFD | LONG | 340 | 169.8200 USD |
ADR | CFD | LONG | 340 | 169.8200 USD |
ADR | CFD | LONG | 100 | 169.8200 USD |
ADR | CFD | LONG | 135 | 169.8200 USD |
ADR | CFD | LONG | 754 | 169.8200 USD |
ADR | CFD | LONG | 364 | 169.8200 USD |
ADR | CFD | LONG | 93 | 169.8200 USD |
ADR | CFD | LONG | 67 | 170.0100 USD |
ADR | CFD | LONG | 150 | 170.1400 USD |
ADR | CFD | LONG | 50 | 170.3400 USD |
ADR | CFD | LONG | 619 | 170.6800 USD |
ADR | CFD | LONG | 192 | 170.6800 USD |
ADR | CFD | LONG | 109 | 170.6800 USD |
ADR | CFD | LONG | 668 | 171.0045 USD |
ADR | CFD | SHORT | 100 | 169.2500 USD |
ADR | CFD | SHORT | 100 | 169.3000 USD |
ADR | CFD | SHORT | 150 | 170.3600 USD |
ADR | CFD | SHORT | 10,000 | 170.6560 USD |
ADR | CFD | SHORT | 754 | 170.6800 USD |
ADR | CFD | SHORT | 364 | 170.6800 USD |
ADR | CFD | SHORT | 100 | 170.6800 USD |
5p ordinary | CFD | LONG | 6,000 | 41.6408 GBP |
5p ordinary | CFD | LONG | 1,570 | 41.7225 GBP |
5p ordinary | CFD | LONG | 224,146 | 41.7358 GBP |
5p ordinary | CFD | LONG | 133 | 41.7839 GBP |
5p ordinary | CFD | LONG | 238 | 41.7879 GBP |
5p ordinary | CFD | LONG | 1,890 | 41.7933 GBP |
5p ordinary | CFD | LONG | 430 | 41.7933 GBP |
5p ordinary | CFD | LONG | 210 | 41.8076 GBP |
5p ordinary | CFD | LONG | 374 | 41.8076 GBP |
5p ordinary | CFD | LONG | 450 | 41.8076 GBP |
5p ordinary | CFD | LONG | 25 | 41.8077 GBP |
5p ordinary | CFD | LONG | 168 | 41.8077 GBP |
5p ordinary | CFD | LONG | 25 | 41.8077 GBP |
5p ordinary | CFD | LONG | 75 | 41.8168 GBP |
5p ordinary | CFD | LONG | 7,285 | 41.8208 GBP |
5p ordinary | CFD | LONG | 6,368 | 41.8250 GBP |
5p ordinary | CFD | LONG | 4,685 | 41.8250 GBP |
5p ordinary | CFD | LONG | 4,686 | 41.8250 GBP |
5p ordinary | CFD | LONG | 6,367 | 41.8250 GBP |
5p ordinary | CFD | LONG | 3,161 | 41.8250 GBP |
5p ordinary | CFD | LONG | 36 | 41.8400 GBP |
5p ordinary | CFD | LONG | 44 | 41.8400 GBP |
5p ordinary | CFD | LONG | 3,100 | 41.8811 GBP |
5p ordinary | CFD | LONG | 1,734 | 41.8865 GBP |
5p ordinary | CFD | LONG | 2,977 | 41.8988 GBP |
5p ordinary | CFD | LONG | 2,278 | 41.9036 GBP |
5p ordinary | CFD | LONG | 44,950 | 41.9107 GBP |
5p ordinary | CFD | LONG | 875 | 41.9107 GBP |
5p ordinary | CFD | LONG | 56,181 | 41.9300 GBP |
5p ordinary | CFD | LONG | 499 | 41.9300 GBP |
5p ordinary | CFD | LONG | 16,182 | 41.9304 GBP |
5p ordinary | CFD | LONG | 315 | 41.9304 GBP |
5p ordinary | CFD | LONG | 5,000 | 41.9974 GBP |
5p ordinary | CFD | LONG | 8,340 | 42.0506 GBP |
5p ordinary | CFD | LONG | 2,334 | 42.0830 GBP |
5p ordinary | CFD | SHORT | 3,059 | 41.7164 GBP |
5p ordinary | CFD | SHORT | 225,203 | 41.7342 GBP |
5p ordinary | CFD | SHORT | 522 | 41.7415 GBP |
5p ordinary | CFD | SHORT | 210 | 41.7906 GBP |
5p ordinary | CFD | SHORT | 36 | 41.7950 GBP |
5p ordinary | CFD | SHORT | 14 | 41.7950 GBP |
5p ordinary | CFD | SHORT | 33 | 41.8008 GBP |
5p ordinary | CFD | SHORT | 1,252 | 41.8092 GBP |
5p ordinary | CFD | SHORT | 724 | 41.8127 GBP |
5p ordinary | CFD | SHORT | 24 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 6 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 152 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 8,135 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 8,646 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 188 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 34 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 107 | 41.8141 GBP |
5p ordinary | CFD | SHORT | 1,669 | 41.8250 GBP |
5p ordinary | CFD | SHORT | 12 | 41.8250 GBP |
5p ordinary | CFD | SHORT | 365 | 41.8633 GBP |
5p ordinary | CFD | SHORT | 1,556 | 41.9010 GBP |
5p ordinary | CFD | SHORT | 55,124 | 41.9010 GBP |
5p ordinary | CFD | SHORT | 59,332 | 41.9076 GBP |
5p ordinary | CFD | SHORT | 10,137 | 41.9414 GBP |
5p ordinary | CFD | SHORT | 10,137 | 41.9414 GBP |
5p ordinary | CFD | SHORT | 2 | 41.9750 GBP |
5p ordinary | CFD | SHORT | 3,157 | 41.9987 GBP |
5p ordinary | CFD | SHORT | 3,157 | 41.9987 GBP |
5p ordinary | CFD | SHORT | 2,500 | 42.0200 GBP |
5p ordinary | CFD | SHORT | 2,239 | 42.1149 GBP |
5p ordinary | CFD | SHORT | 9,890 | 56.4606 USD |
5p ordinary | CFD | SHORT | 13,147 | 56.6459 USD |
5p ordinary | CFD | SHORT | 6,853 | 56.6459 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | CALL | SALE | 120,000 | 43.0000 | A | 17/08/2018 | 1,055.0000 GBP |
5p ordinary | CALL | SALE | 86,000 | 43.0000 | A | 17/08/2018 | 1,055.0000 GBP |
5p ordinary | CALL | SALE | 35,000 | 43.0000 | A | 17/08/2018 | 1,055.0000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 MAY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire