1st May 2018 14:20
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 25 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 18,270 | 164.6000 USD | 161.0000 USD |
ADR | SALES | 18,294 | 164.6900 USD | 161.0000 USD |
5p ordinary | PURCHASES | 200 | 5.3300 EUR | 5.3300 EUR |
5p ordinary | PURCHASES | 3,845,295 | 41.1123 GBP | 38.2000 GBP |
5p ordinary | SALES | 2,077,924 | 41.2293 GBP | 38.2000 GBP |
5p ordinary | PURCHASES | 24,755 | 54.4527 USD | 54.4527 USD |
5p ordinary | SALES | 50,000 | 54.6664 USD | 53.2592 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | Constant Leverage Certificate (X4) - (ISIN - DE000MF2MLP4) | LONG | 200 | 5.3300 EUR |
ADR | CFD | LONG | 1,388 | 158.3700 USD |
ADR | CFD | LONG | 1,387 | 158.3700 USD |
ADR | CFD | LONG | 500 | 159.9500 USD |
ADR | CFD | LONG | 139 | 160.4700 USD |
ADR | CFD | LONG | 100 | 160.5500 USD |
ADR | CFD | LONG | 172 | 160.9600 USD |
ADR | CFD | LONG | 100 | 161.0000 USD |
ADR | CFD | LONG | 124 | 164.6000 USD |
ADR | CFD | LONG | 891 | 164.6000 USD |
ADR | CFD | LONG | 891 | 164.6000 USD |
ADR | CFD | LONG | 3 | 164.6000 USD |
ADR | CFD | LONG | 124 | 164.6000 USD |
ADR | CFD | LONG | 157 | 164.6000 USD |
ADR | CFD | LONG | 350 | 164.6000 USD |
ADR | CFD | SHORT | 204 | 158.3700 USD |
ADR | CFD | SHORT | 350 | 158.3700 USD |
ADR | CFD | SHORT | 51 | 158.3700 USD |
ADR | CFD | SHORT | 157 | 158.3700 USD |
ADR | CFD | SHORT | 50 | 158.3700 USD |
ADR | CFD | SHORT | 88 | 158.3700 USD |
ADR | CFD | SHORT | 158 | 158.3700 USD |
ADR | CFD | SHORT | 150 | 160.2300 USD |
ADR | CFD | SHORT | 100 | 160.4300 USD |
5p ordinary | CFD | LONG | 410 | 38.2000 GBP |
5p ordinary | CFD | LONG | 13,712 | 38.2000 GBP |
5p ordinary | CFD | LONG | 25,115 | 38.2000 GBP |
5p ordinary | CFD | LONG | 26,596 | 38.2000 GBP |
5p ordinary | CFD | LONG | 22,312 | 38.2000 GBP |
5p ordinary | CFD | LONG | 24,150 | 38.2000 GBP |
5p ordinary | CFD | LONG | 400 | 38.2619 GBP |
5p ordinary | CFD | LONG | 5,500 | 38.3978 GBP |
5p ordinary | CFD | LONG | 67 | 38.6958 GBP |
5p ordinary | CFD | LONG | 1,570 | 38.8282 GBP |
5p ordinary | CFD | LONG | 4,700 | 38.8890 GBP |
5p ordinary | CFD | LONG | 31 | 38.9069 GBP |
5p ordinary | CFD | LONG | 1,830 | 38.9150 GBP |
5p ordinary | CFD | LONG | 132 | 38.9533 GBP |
5p ordinary | CFD | LONG | 1,719 | 38.9735 GBP |
5p ordinary | CFD | LONG | 817 | 38.9735 GBP |
5p ordinary | CFD | LONG | 1,438 | 38.9735 GBP |
5p ordinary | CFD | LONG | 330 | 38.9884 GBP |
5p ordinary | CFD | LONG | 5,003 | 39.0069 GBP |
5p ordinary | CFD | LONG | 1,102 | 39.0069 GBP |
5p ordinary | CFD | LONG | 107 | 39.0447 GBP |
5p ordinary | CFD | LONG | 658 | 39.0447 GBP |
5p ordinary | CFD | LONG | 97 | 39.0447 GBP |
5p ordinary | CFD | LONG | 601 | 39.0773 GBP |
5p ordinary | CFD | LONG | 240 | 39.1049 GBP |
5p ordinary | CFD | LONG | 200 | 39.1500 GBP |
5p ordinary | CFD | LONG | 35 | 39.1600 GBP |
5p ordinary | CFD | LONG | 69,709 | 39.2956 GBP |
5p ordinary | CFD | LONG | 147,037 | 39.2979 GBP |
5p ordinary | CFD | LONG | 146,963 | 39.3000 GBP |
5p ordinary | CFD | LONG | 146,963 | 39.3000 GBP |
5p ordinary | CFD | LONG | 2,213 | 39.5441 GBP |
5p ordinary | CFD | LONG | 2,094 | 39.5441 GBP |
5p ordinary | CFD | LONG | 1,140 | 39.5441 GBP |
5p ordinary | CFD | LONG | 2,013 | 39.5441 GBP |
5p ordinary | CFD | LONG | 1,862 | 39.5441 GBP |
5p ordinary | CFD | LONG | 335 | 39.5594 GBP |
5p ordinary | CFD | LONG | 534 | 39.5594 GBP |
5p ordinary | CFD | LONG | 1,000 | 39.5920 GBP |
5p ordinary | CFD | LONG | 2,500 | 39.6014 GBP |
5p ordinary | CFD | LONG | 6,500 | 39.6066 GBP |
5p ordinary | CFD | LONG | 3,086 | 39.7000 GBP |
5p ordinary | CFD | LONG | 48,725 | 39.7000 GBP |
5p ordinary | CFD | LONG | 1,830 | 39.7225 GBP |
5p ordinary | CFD | LONG | 214 | 40.0295 GBP |
5p ordinary | CFD | LONG | 2,123 | 40.0295 GBP |
5p ordinary | CFD | LONG | 3,000 | 40.5000 GBP |
5p ordinary | CFD | SHORT | 76 | 38.1847 GBP |
5p ordinary | CFD | SHORT | 5,413 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 1,102 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 6,574 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 6,575 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 2 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 9,372 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 7,451 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 13,485 | 38.2229 GBP |
5p ordinary | CFD | SHORT | 262 | 38.2229 GBP |
5p ordinary | CFD | SHORT | 1,925 | 38.2373 GBP |
5p ordinary | CFD | SHORT | 559 | 38.2855 GBP |
5p ordinary | CFD | SHORT | 560 | 38.3644 GBP |
5p ordinary | CFD | SHORT | 12,000 | 38.4136 GBP |
5p ordinary | CFD | SHORT | 8,000 | 38.4136 GBP |
5p ordinary | CFD | SHORT | 76 | 38.5209 GBP |
5p ordinary | CFD | SHORT | 2,747 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 1,256 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 13,554 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 38,852 | 38.7617 GBP |
5p ordinary | CFD | SHORT | 534 | 38.8859 GBP |
5p ordinary | CFD | SHORT | 1,655 | 38.8859 GBP |
5p ordinary | CFD | SHORT | 138,823 | 38.9124 GBP |
5p ordinary | CFD | SHORT | 1,242 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 8,083 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 447 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 7,755 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 1,704 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 9,143 | 38.9346 GBP |
5p ordinary | CFD | SHORT | 1,830 | 39.1584 GBP |
5p ordinary | CFD | SHORT | 12,311 | 39.1704 GBP |
5p ordinary | CFD | SHORT | 37,689 | 39.1704 GBP |
5p ordinary | CFD | SHORT | 3,201 | 39.2108 GBP |
5p ordinary | CFD | SHORT | 9,799 | 39.2108 GBP |
5p ordinary | CFD | SHORT | 147,037 | 39.2214 GBP |
5p ordinary | CFD | SHORT | 30,722 | 39.2510 GBP |
5p ordinary | CFD | SHORT | 39,163 | 39.2510 GBP |
5p ordinary | CFD | SHORT | 64,514 | 39.2570 GBP |
5p ordinary | CFD | SHORT | 146,963 | 39.3000 GBP |
5p ordinary | CFD | SHORT | 207 | 39.3271 GBP |
5p ordinary | CFD | SHORT | 105,529 | 39.3509 GBP |
5p ordinary | CFD | SHORT | 34,471 | 39.3509 GBP |
5p ordinary | CFD | SHORT | 168,000 | 39.3915 GBP |
5p ordinary | CFD | SHORT | 29,347 | 39.4466 GBP |
5p ordinary | CFD | SHORT | 89,843 | 39.4466 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.4968 GBP |
5p ordinary | CFD | SHORT | 26,000 | 39.5479 GBP |
5p ordinary | CFD | SHORT | 93,000 | 39.5675 GBP |
5p ordinary | CFD | SHORT | 15,950 | 39.5696 GBP |
5p ordinary | CFD | SHORT | 9,050 | 39.5696 GBP |
5p ordinary | CFD | SHORT | 2,123 | 39.5845 GBP |
5p ordinary | CFD | SHORT | 1,830 | 39.6302 GBP |
5p ordinary | CFD | SHORT | 20 | 39.6408 GBP |
5p ordinary | CFD | SHORT | 1,120 | 39.6529 GBP |
5p ordinary | CFD | SHORT | 2 | 39.8050 GBP |
5p ordinary | CFD | SHORT | 34,908 | 39.8096 GBP |
5p ordinary | CFD | SHORT | 22,613 | 39.8208 GBP |
5p ordinary | CFD | SHORT | 7,387 | 39.8209 GBP |
5p ordinary | CFD | SHORT | 600 | 39.8981 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.9600 GBP |
5p ordinary | CFD | SHORT | 7,500 | 39.9623 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.9950 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.9992 GBP |
5p ordinary | CFD | SHORT | 11,000 | 40.2117 GBP |
5p ordinary | CFD | SHORT | 2,200 | 40.2224 GBP |
5p ordinary | CFD | SHORT | 2,500 | 40.8000 GBP |
5p ordinary | CFD | SHORT | 1,500 | 40.8000 GBP |
5p ordinary | CFD | SHORT | 5,000 | 40.8000 GBP |
5p ordinary | CFD | SHORT | 3,000 | 40.8000 GBP |
5p ordinary | CFD | SHORT | 35 | 40.8055 GBP |
5p ordinary | CFD | SHORT | 214 | 40.8055 GBP |
5p ordinary | CFD | SHORT | 350,000 | 40.8355 GBP |
5p ordinary | CFD | SHORT | 4,432 | 41.1124 GBP |
5p ordinary | CFD | SHORT | 4,186 | 41.1124 GBP |
5p ordinary | CFD | SHORT | 13,568 | 41.1124 GBP |
5p ordinary | CFD | SHORT | 12,814 | 41.1124 GBP |
5p ordinary | CFD | SHORT | 13,712 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 25,115 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 22,312 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 24,150 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.0865 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.0865 GBP |
5p ordinary | CFD | SHORT | 5,000 | 39.0865 GBP |
5p ordinary | CFD | SHORT | 5,000 | 39.0865 GBP |
5p ordinary | CFD | SHORT | 100,661 | 39.1165 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 MAY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire