16th Oct 2018 15:49
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 09 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 743,158 | 44.2150 GBP | 43.4500 GBP |
5p ordinary | SALES | 362,582 | 44.1350 GBP | 43.4600 GBP |
5p ordinary | PURCHASES | 48,404 | 57.6408 USD | 57.0914 USD |
5p ordinary | SALES | 22,770 | 57.2500 USD | 56.9637 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 200 | 173.4300 USD |
ADR | CFD | LONG | 201 | 173.4300 USD |
ADR | CFD | LONG | 214 | 173.4300 USD |
ADR | CFD | LONG | 236 | 173.4300 USD |
ADR | CFD | LONG | 6 | 173.4300 USD |
ADR | CFD | LONG | 100 | 173.4500 USD |
ADR | CFD | LONG | 100 | 173.4500 USD |
ADR | CFD | LONG | 100 | 173.5700 USD |
ADR | CFD | LONG | 100 | 173.6750 USD |
ADR | CFD | SHORT | 6 | 171.5100 USD |
ADR | CFD | SHORT | 214 | 171.5100 USD |
ADR | CFD | SHORT | 236 | 171.5100 USD |
ADR | CFD | SHORT | 217 | 171.5100 USD |
ADR | CFD | SHORT | 217 | 171.5100 USD |
ADR | CFD | SHORT | 7,500 | 171.5465 USD |
ADR | CFD | SHORT | 4,000 | 172.0733 USD |
ADR | CFD | SHORT | 977 | 173.4300 USD |
ADR | CFD | SHORT | 612 | 173.4300 USD |
ADR | CFD | SHORT | 73 | 173.4300 USD |
5p ordinary | CFD | LONG | 3 | 43.6650 GBP |
5p ordinary | CFD | LONG | 3,949 | 43.7074 GBP |
5p ordinary | CFD | LONG | 306 | 43.7951 GBP |
5p ordinary | CFD | LONG | 11,424 | 43.8075 GBP |
5p ordinary | CFD | LONG | 132 | 43.8129 GBP |
5p ordinary | CFD | LONG | 2,834 | 43.8129 GBP |
5p ordinary | CFD | LONG | 2,823 | 43.8129 GBP |
5p ordinary | CFD | LONG | 197 | 43.8129 GBP |
5p ordinary | CFD | LONG | 980 | 43.8129 GBP |
5p ordinary | CFD | LONG | 405 | 43.8186 GBP |
5p ordinary | CFD | LONG | 1,670 | 43.8186 GBP |
5p ordinary | CFD | LONG | 2,540 | 43.8186 GBP |
5p ordinary | CFD | LONG | 60,810 | 43.8186 GBP |
5p ordinary | CFD | LONG | 74 | 43.8186 GBP |
5p ordinary | CFD | LONG | 17,854 | 43.8187 GBP |
5p ordinary | CFD | LONG | 18,000 | 43.8307 GBP |
5p ordinary | CFD | LONG | 239 | 43.8523 GBP |
5p ordinary | CFD | LONG | 12,455 | 43.8611 GBP |
5p ordinary | CFD | LONG | 235 | 43.8800 GBP |
5p ordinary | CFD | LONG | 939 | 43.9805 GBP |
5p ordinary | CFD | LONG | 45 | 44.0867 GBP |
5p ordinary | CFD | SHORT | 281 | 43.5818 GBP |
5p ordinary | CFD | SHORT | 253 | 43.5818 GBP |
5p ordinary | CFD | SHORT | 11,524 | 43.6204 GBP |
5p ordinary | CFD | SHORT | 100 | 43.6789 GBP |
5p ordinary | CFD | SHORT | 4,371 | 43.6789 GBP |
5p ordinary | CFD | SHORT | 855 | 43.7900 GBP |
5p ordinary | CFD | SHORT | 127 | 43.7900 GBP |
5p ordinary | CFD | SHORT | 43 | 43.7924 GBP |
5p ordinary | CFD | SHORT | 8,723 | 43.7940 GBP |
5p ordinary | CFD | SHORT | 34 | 43.7943 GBP |
5p ordinary | CFD | SHORT | 1,002 | 43.8033 GBP |
5p ordinary | CFD | SHORT | 1,456 | 43.8356 GBP |
5p ordinary | CFD | SHORT | 3,320 | 43.8522 GBP |
5p ordinary | CFD | SHORT | 198 | 43.8942 GBP |
5p ordinary | CFD | SHORT | 27 | 43.9046 GBP |
5p ordinary | CFD | SHORT | 3 | 43.9046 GBP |
5p ordinary | CFD | SHORT | 53 | 43.9567 GBP |
5p ordinary | CFD | SHORT | 3 | 43.9733 GBP |
5p ordinary | CFD | SHORT | 97,742 | 43.9970 GBP |
5p ordinary | CFD | SHORT | 108 | 44.1059 GBP |
5p ordinary | CFD | LONG | 48 | 56.7735 USD |
5p ordinary | CFD | LONG | 9,283 | 56.9637 USD |
5p ordinary | CFD | SHORT | 4,684 | 43.4880 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.6854 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.7350 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.7413 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.8208 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.9863 GBP |
5p ordinary | CFD | SHORT | 5,000 | 43.9904 GBP |
5p ordinary | CFD | SHORT | 3,553 | 57.0914 USD |
5p ordinary | CFD | SHORT | 4,800 | 57.1052 USD |
5p ordinary | CFD | SHORT | 3,888 | 57.1052 USD |
5p ordinary | CFD | SHORT | 2,400 | 57.1052 USD |
5p ordinary | CFD | SHORT | 1,108 | 57.1052 USD |
5p ordinary | CFD | SHORT | 12,500 | 57.1052 USD |
5p ordinary | CFD | SHORT | 14,324 | 57.3604 USD |
5p ordinary | CFD | SHORT | 5,676 | 57.3604 USD |
5p ordinary | CFD | SHORT | 155 | 57.6408 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire