3rd Apr 2018 07:00
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 28 MARCH 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 99,822 | 153.1800 USD | 144.5000 USD |
ADRs | SALES | 31,570 | 162.8500 USD | 134.4000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 4,018 | 144.5300 USD |
ADRs | CFD | LONG | 1,034 | 144.5300 USD |
ADRs | CFD | LONG | 156 | 144.5300 USD |
ADRs | CFD | LONG | 100 | 144.5300 USD |
ADRs | CFD | LONG | 156 | 144.5300 USD |
ADRs | CFD | LONG | 33 | 144.8300 USD |
ADRs | CFD | LONG | 200 | 145.3750 USD |
ADRs | CFD | LONG | 200 | 146.5716 USD |
ADRs | CFD | LONG | 1,600 | 147.8063 USD |
ADRs | CFD | LONG | 98 | 148.0000 USD |
ADRs | CFD | LONG | 191 | 148.0145 USD |
ADRs | CFD | LONG | 2,233 | 148.1515 USD |
ADRs | CFD | LONG | 300 | 148.4800 USD |
ADRs | CFD | LONG | 200 | 148.4900 USD |
ADRs | CFD | LONG | 300 | 150.0300 USD |
ADRs | CFD | LONG | 100 | 150.1000 USD |
ADRs | CFD | LONG | 8 | 152.2487 USD |
ADRs | CFD | LONG | 53 | 152.3000 USD |
ADRs | CFD | SHORT | 63 | 144.5300 USD |
ADRs | CFD | SHORT | 157 | 144.5300 USD |
ADRs | CFD | SHORT | 120 | 144.5300 USD |
ADRs | CFD | SHORT | 150 | 144.5300 USD |
ADRs | CFD | SHORT | 100 | 144.5300 USD |
ADRs | CFD | SHORT | 150 | 144.5300 USD |
ADRs | CFD | SHORT | 50 | 144.5300 USD |
ADRs | CFD | SHORT | 150 | 144.5300 USD |
ADRs | CFD | SHORT | 1,700 | 144.5300 USD |
ADRs | CFD | SHORT | 150 | 144.5300 USD |
ADRs | CFD | SHORT | 2,200 | 144.5300 USD |
ADRs | CFD | SHORT | 1,500 | 144.5300 USD |
ADRs | CFD | SHORT | 150 | 144.5300 USD |
ADRs | CFD | SHORT | 336 | 144.5300 USD |
ADRs | CFD | SHORT | 189 | 144.5300 USD |
ADRs | CFD | SHORT | 10 | 145.1100 USD |
ADRs | CFD | SHORT | 21,400 | 146.9320 USD |
ADRs | CFD | SHORT | 13 | 147.5615 USD |
ADRs | CFD | SHORT | 300 | 147.9434 USD |
ADRs | CFD | SHORT | 410 | 148.1442 USD |
ADRs | CFD | SHORT | 31 | 148.3977 USD |
ADRs | CFD | SHORT | 21,400 | 148.4345 USD |
ADRs | CFD | SHORT | 43,931 | 148.4345 USD |
ADRs | CFD | SHORT | 100 | 149.0500 USD |
ADRs | CFD | SHORT | 28 | 149.3503 USD |
ADRs | CFD | SHORT | 2,246 | 152.9991 USD |
5p ordinary | CFD | LONG | 5,185 | 31.9276 GBP |
5p ordinary | CFD | LONG | 70,408 | 31.9857 GBP |
5p ordinary | CFD | LONG | 29,427 | 32.4081 GBP |
5p ordinary | CFD | LONG | 10,938 | 34.7903 GBP |
5p ordinary | CFD | LONG | 5,936 | 34.9939 GBP |
5p ordinary | CFD | LONG | 15,823 | 34.9946 GBP |
5p ordinary | CFD | LONG | 4,855 | 35.0621 GBP |
5p ordinary | CFD | LONG | 6,993 | 35.0645 GBP |
5p ordinary | CFD | LONG | 3,620 | 35.2259 GBP |
5p ordinary | CFD | LONG | 406 | 35.2630 GBP |
5p ordinary | CFD | LONG | 532 | 35.3188 GBP |
5p ordinary | CFD | LONG | 264 | 35.5050 GBP |
5p ordinary | CFD | LONG | 6,154 | 35.5090 GBP |
5p ordinary | CFD | LONG | 107 | 35.5400 GBP |
5p ordinary | CFD | LONG | 2,455 | 35.5587 GBP |
5p ordinary | CFD | LONG | 1,929 | 35.9750 GBP |
5p ordinary | CFD | LONG | 2,120 | 36.0069 GBP |
5p ordinary | CFD | LONG | 348 | 36.0240 GBP |
5p ordinary | CFD | LONG | 1,183 | 36.0307 GBP |
5p ordinary | CFD | LONG | 2,511 | 36.0307 GBP |
5p ordinary | CFD | LONG | 1,288 | 36.0670 GBP |
5p ordinary | CFD | LONG | 11 | 36.2009 GBP |
5p ordinary | CFD | LONG | 971 | 36.2691 GBP |
5p ordinary | CFD | LONG | 1,502 | 36.5381 GBP |
5p ordinary | CFD | LONG | 2,573 | 36.7429 GBP |
5p ordinary | CFD | LONG | 29,100 | 36.7429 GBP |
5p ordinary | CFD | LONG | 212 | 36.8569 GBP |
5p ordinary | CFD | LONG | 20,000 | 37.1407 GBP |
5p ordinary | CFD | LONG | 5,000 | 37.1407 GBP |
5p ordinary | CFD | LONG | 5,000 | 38.4903 GBP |
5p ordinary | CFD | LONG | 20,000 | 38.4903 GBP |
5p ordinary | CFD | SHORT | 15,823 | 35.1633 GBP |
5p ordinary | CFD | SHORT | 7,511 | 35.2367 GBP |
5p ordinary | CFD | SHORT | 23,126 | 35.2367 GBP |
5p ordinary | CFD | SHORT | 11,357 | 35.2367 GBP |
5p ordinary | CFD | SHORT | 2,400 | 35.3902 GBP |
5p ordinary | CFD | SHORT | 8,784 | 35.5496 GBP |
5p ordinary | CFD | SHORT | 21,216 | 35.5496 GBP |
5p ordinary | CFD | SHORT | 1,920 | 35.5692 GBP |
5p ordinary | CFD | SHORT | 2,145 | 35.8725 GBP |
5p ordinary | CFD | SHORT | 6,608 | 35.8725 GBP |
5p ordinary | CFD | SHORT | 3,245 | 35.8725 GBP |
5p ordinary | CFD | SHORT | 10,938 | 35.8927 GBP |
5p ordinary | CFD | SHORT | 1,061 | 35.9449 GBP |
5p ordinary | CFD | SHORT | 4,550 | 36.0088 GBP |
5p ordinary | CFD | SHORT | 7,676 | 36.0088 GBP |
5p ordinary | CFD | SHORT | 1,346 | 36.0088 GBP |
5p ordinary | CFD | SHORT | 9,405 | 36.0198 GBP |
5p ordinary | CFD | SHORT | 8,628 | 36.0198 GBP |
5p ordinary | CFD | SHORT | 25 | 36.1125 GBP |
5p ordinary | CFD | SHORT | 36,294 | 36.4402 GBP |
5p ordinary | CFD | SHORT | 20,000 | 36.6717 GBP |
5p ordinary | CFD | SHORT | 20,000 | 37.0092 GBP |
5p ordinary | CFD | SHORT | 5,000 | 37.0092 GBP |
5p ordinary | CFD | SHORT | 20,000 | 37.0222 GBP |
5p ordinary | CFD | SHORT | 5,000 | 37.0222 GBP |
5p ordinary | CFD | SHORT | 5,000 | 37.0448 GBP |
5p ordinary | CFD | SHORT | 20,000 | 37.0448 GBP |
5p ordinary | CFD | SHORT | 20,000 | 37.9780 GBP |
5p ordinary | CFD | SHORT | 5,000 | 37.9780 GBP |
5p ordinary | CFD | SHORT | 11,277 | 35.0196 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire