18th Oct 2018 15:03
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 11 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 2,014 | 169.7300 USD | 168.7441 USD |
ADR | SALES | 2,014 | 169.7300 USD | 168.7441 USD |
5p ordinary | PURCHASES | 1,524,737 | 43.5400 GBP | 42.2150 GBP |
5p ordinary | SALES | 1,112,972 | 43.1250 GBP | 42.2200 GBP |
5p ordinary | PURCHASES | 23,207 | 56.0621 USD | 56.0621 USD |
5p ordinary | SALES | 24,870 | 56.2033 USD | 56.2033 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 111 | 168.2000 USD |
ADR | CFD | LONG | 70 | 168.2000 USD |
ADR | CFD | LONG | 378 | 168.2000 USD |
ADR | CFD | LONG | 688 | 168.2000 USD |
ADR | CFD | LONG | 378 | 168.2000 USD |
ADR | CFD | LONG | 508 | 168.2000 USD |
ADR | CFD | LONG | 99 | 168.8300 USD |
ADR | CFD | LONG | 84 | 169.7300 USD |
ADR | CFD | LONG | 16 | 170.0000 USD |
ADR | CFD | LONG | 172 | 170.1000 USD |
ADR | CFD | SHORT | 84 | 168.2000 USD |
ADR | CFD | SHORT | 5,000 | 169.1732 USD |
ADR | CFD | SHORT | 100 | 169.3000 USD |
5p ordinary | CFD | LONG | 64,000 | 42.4000 GBP |
5p ordinary | CFD | LONG | 50,000 | 42.4000 GBP |
5p ordinary | CFD | LONG | 18,760 | 42.4262 GBP |
5p ordinary | CFD | LONG | 2,443 | 42.4900 GBP |
5p ordinary | CFD | LONG | 65,988 | 42.4962 GBP |
5p ordinary | CFD | LONG | 120 | 42.4962 GBP |
5p ordinary | CFD | LONG | 17 | 42.4962 GBP |
5p ordinary | CFD | LONG | 81 | 42.4962 GBP |
5p ordinary | CFD | LONG | 139 | 42.4962 GBP |
5p ordinary | CFD | LONG | 436 | 42.4962 GBP |
5p ordinary | CFD | LONG | 3,053 | 42.4962 GBP |
5p ordinary | CFD | LONG | 1,056 | 42.4962 GBP |
5p ordinary | CFD | LONG | 213 | 42.4962 GBP |
5p ordinary | CFD | LONG | 3,059 | 42.4962 GBP |
5p ordinary | CFD | LONG | 1,812 | 42.4962 GBP |
5p ordinary | CFD | LONG | 2,756 | 42.4962 GBP |
5p ordinary | CFD | LONG | 1,849 | 42.4968 GBP |
5p ordinary | CFD | LONG | 744 | 42.4968 GBP |
5p ordinary | CFD | LONG | 3,111 | 42.5207 GBP |
5p ordinary | CFD | LONG | 3,111 | 42.5207 GBP |
5p ordinary | CFD | LONG | 6,221 | 42.5207 GBP |
5p ordinary | CFD | LONG | 108,096 | 42.5207 GBP |
5p ordinary | CFD | LONG | 30,864 | 42.5207 GBP |
5p ordinary | CFD | LONG | 1,800 | 42.5250 GBP |
5p ordinary | CFD | LONG | 7,689 | 42.5250 GBP |
5p ordinary | CFD | LONG | 115 | 42.5416 GBP |
5p ordinary | CFD | LONG | 55,443 | 42.5861 GBP |
5p ordinary | CFD | LONG | 290 | 42.6390 GBP |
5p ordinary | CFD | LONG | 1,927 | 42.7582 GBP |
5p ordinary | CFD | LONG | 12,082 | 42.7582 GBP |
5p ordinary | CFD | LONG | 262 | 42.8101 GBP |
5p ordinary | CFD | LONG | 5,000 | 42.9743 GBP |
5p ordinary | CFD | SHORT | 9,000 | 42.3814 GBP |
5p ordinary | CFD | SHORT | 2,593 | 42.4405 GBP |
5p ordinary | CFD | SHORT | 115 | 42.4698 GBP |
5p ordinary | CFD | SHORT | 158 | 42.5100 GBP |
5p ordinary | CFD | SHORT | 7 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 4 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 7 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 2 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 7 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 2 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 9 | 42.5243 GBP |
5p ordinary | CFD | SHORT | 2,774 | 42.5250 GBP |
5p ordinary | CFD | SHORT | 2,784 | 42.5250 GBP |
5p ordinary | CFD | SHORT | 2,785 | 42.5250 GBP |
5p ordinary | CFD | SHORT | 41,190 | 42.5376 GBP |
5p ordinary | CFD | SHORT | 70 | 42.5387 GBP |
5p ordinary | CFD | SHORT | 38 | 42.5387 GBP |
5p ordinary | CFD | SHORT | 25 | 42.5388 GBP |
5p ordinary | CFD | SHORT | 4 | 42.5388 GBP |
5p ordinary | CFD | SHORT | 2,618 | 42.5395 GBP |
5p ordinary | CFD | SHORT | 53,594 | 42.5661 GBP |
5p ordinary | CFD | SHORT | 598 | 42.5876 GBP |
5p ordinary | CFD | SHORT | 9,282 | 42.6650 GBP |
5p ordinary | CFD | SHORT | 14,525 | 42.6790 GBP |
5p ordinary | CFD | SHORT | 3,913 | 42.6790 GBP |
5p ordinary | CFD | SHORT | 7 | 42.7046 GBP |
5p ordinary | CFD | SHORT | 28,737 | 42.7092 GBP |
5p ordinary | CFD | SHORT | 87 | 42.7428 GBP |
5p ordinary | CFD | SHORT | 3,290 | 42.7911 GBP |
5p ordinary | CFD | SHORT | 89 | 42.8048 GBP |
5p ordinary | CFD | SHORT | 23,182 | 42.8197 GBP |
5p ordinary | CFD | SHORT | 20,909 | 42.8197 GBP |
5p ordinary | CFD | SHORT | 25,051 | 42.8215 GBP |
5p ordinary | CFD | SHORT | 8 | 42.8868 GBP |
5p ordinary | CFD | SHORT | 11,091 | 42.8961 GBP |
5p ordinary | CFD | SHORT | 1,385 | 42.9725 GBP |
5p ordinary | CFD | LONG | 9,282 | 42.6650 GBP |
5p ordinary | CFD | LONG | 9,282 | 42.6650 GBP |
5p ordinary | CFD | SHORT | 5,000 | 42.3335 GBP |
5p ordinary | CFD | SHORT | 5,000 | 42.4434 GBP |
5p ordinary | CFD | SHORT | 1,500 | 42.4434 GBP |
5p ordinary | CFD | SHORT | 1,000 | 42.4434 GBP |
5p ordinary | CFD | SHORT | 630 | 42.4434 GBP |
5p ordinary | CFD | SHORT | 2,000 | 42.4434 GBP |
5p ordinary | CFD | SHORT | 5,000 | 42.4499 GBP |
5p ordinary | CFD | SHORT | 5,000 | 42.6745 GBP |
5p ordinary | CFD | SHORT | 10,000 | 42.9227 GBP |
5p ordinary | CFD | SHORT | 15,000 | 42.9411 GBP |
5p ordinary | CFD | SHORT | 8,000 | 42.9483 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire