3rd Apr 2018 07:00
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 28 MARCH 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 3,993 | 107.7546 GBP | 107.7546 GBP |
ADRs | PURCHASES | 72,529 | 164.0000 USD | 148.6600 USD |
ADRs | SALES | 72,529 | 164.0000 USD | 148.6600 USD |
5p ordinary | PURCHASES | 16,000 | 42.3500 EUR | 42.3500 EUR |
5p ordinary | SALES | 16,000 | 42.3500 EUR | 42.3500 EUR |
5p ordinary | PURCHASES | 2,783,286 | 38.6500 GBP | 31.4700 GBP |
5p ordinary | SALES | 2,942,415 | 38.6950 GBP | 31.4650 GBP |
5p ordinary | SALES | 150,000 | 49.4557 USD | 49.4557 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 2,115 | 134.5532 USD |
ADRs | CFD | LONG | 80 | 135.0000 USD |
ADRs | CFD | LONG | 4,018 | 144.5300 USD |
ADRs | CFD | LONG | 1,034 | 144.5300 USD |
ADRs | CFD | LONG | 4,018 | 144.5300 USD |
ADRs | CFD | LONG | 1,034 | 144.5300 USD |
ADRs | CFD | LONG | 191 | 148.0145 USD |
ADRs | CFD | LONG | 1,300 | 152.0569 USD |
ADRs | CFD | LONG | 3,298 | 152.0780 USD |
ADRs | CFD | LONG | 8 | 152.2487 USD |
ADRs | CFD | LONG | 53 | 152.3000 USD |
ADRs | CFD | LONG | 1,480 | 152.3548 USD |
ADRs | CFD | LONG | 700 | 153.1757 USD |
ADRs | CFD | LONG | 200 | 157.3000 USD |
ADRs | CFD | LONG | 1,410 | 158.5000 USD |
ADRs | CFD | LONG | 352 | 159.9100 USD |
ADRs | CFD | LONG | 4,500 | 160.0581 USD |
ADRs | CFD | LONG | 1,571 | 162.3943 USD |
ADRs | CFD | LONG | 420 | 162.8500 USD |
ADRs | CFD | SHORT | 1,000 | 144.5000 USD |
ADRs | CFD | SHORT | 157 | 144.5300 USD |
ADRs | CFD | SHORT | 336 | 144.5300 USD |
ADRs | CFD | SHORT | 120 | 144.5300 USD |
ADRs | CFD | SHORT | 189 | 144.5300 USD |
ADRs | CFD | SHORT | 63 | 144.5300 USD |
ADRs | CFD | SHORT | 1,000 | 145.0000 USD |
ADRs | CFD | SHORT | 13 | 147.5615 USD |
ADRs | CFD | SHORT | 2,246 | 152.9991 USD |
5p ordinary | CFD | LONG | 5,185 | 31.9276 GBP |
5p ordinary | CFD | LONG | 4,134 | 31.9276 GBP |
5p ordinary | CFD | LONG | 185 | 31.9853 GBP |
5p ordinary | CFD | LONG | 731 | 32.2950 GBP |
5p ordinary | CFD | LONG | 1,000 | 32.3800 GBP |
5p ordinary | CFD | LONG | 123 | 32.5129 GBP |
5p ordinary | CFD | LONG | 30 | 32.5129 GBP |
5p ordinary | CFD | LONG | 540 | 32.9528 GBP |
5p ordinary | CFD | LONG | 12,778 | 35.0000 GBP |
5p ordinary | CFD | LONG | 12,779 | 35.0000 GBP |
5p ordinary | CFD | LONG | 1,476 | 35.0000 GBP |
5p ordinary | CFD | LONG | 2,161 | 35.0000 GBP |
5p ordinary | CFD | LONG | 71 | 35.0000 GBP |
5p ordinary | CFD | LONG | 221,653 | 35.1271 GBP |
5p ordinary | CFD | LONG | 180,685 | 35.1278 GBP |
5p ordinary | CFD | LONG | 67 | 35.3767 GBP |
5p ordinary | CFD | LONG | 141 | 35.3818 GBP |
5p ordinary | CFD | LONG | 78 | 35.3818 GBP |
5p ordinary | CFD | LONG | 164 | 35.3818 GBP |
5p ordinary | CFD | LONG | 68,557 | 35.5943 GBP |
5p ordinary | CFD | LONG | 4,917 | 35.6462 GBP |
5p ordinary | CFD | LONG | 2,593 | 35.8057 GBP |
5p ordinary | CFD | LONG | 21,950 | 36.1048 GBP |
5p ordinary | CFD | LONG | 190,682 | 36.1135 GBP |
5p ordinary | CFD | LONG | 12,500 | 36.3456 GBP |
5p ordinary | CFD | LONG | 7,500 | 36.3456 GBP |
5p ordinary | CFD | LONG | 30,000 | 36.3456 GBP |
5p ordinary | CFD | LONG | 10,000 | 37.0000 GBP |
5p ordinary | CFD | LONG | 1,037 | 37.0219 GBP |
5p ordinary | CFD | LONG | 3,988 | 37.0219 GBP |
5p ordinary | CFD | LONG | 3,736 | 37.0263 GBP |
5p ordinary | CFD | LONG | 3,735 | 37.0391 GBP |
5p ordinary | CFD | LONG | 2,115 | 37.1596 GBP |
5p ordinary | CFD | LONG | 3,750 | 37.1825 GBP |
5p ordinary | CFD | LONG | 9,000 | 37.1825 GBP |
5p ordinary | CFD | LONG | 2,250 | 37.1825 GBP |
5p ordinary | CFD | LONG | 1,000 | 37.3036 GBP |
5p ordinary | CFD | LONG | 3,000 | 37.6147 GBP |
5p ordinary | CFD | LONG | 13,363 | 37.7215 GBP |
5p ordinary | CFD | LONG | 3,000 | 37.9900 GBP |
5p ordinary | CFD | LONG | 3,000 | 38.4900 GBP |
5p ordinary | CFD | SHORT | 66 | 31.8760 GBP |
5p ordinary | CFD | SHORT | 262 | 31.8760 GBP |
5p ordinary | CFD | SHORT | 600 | 32.1350 GBP |
5p ordinary | CFD | SHORT | 731 | 32.1450 GBP |
5p ordinary | CFD | SHORT | 1,000 | 32.1500 GBP |
5p ordinary | CFD | SHORT | 3,000 | 33.7050 GBP |
5p ordinary | CFD | SHORT | 10,000 | 33.7113 GBP |
5p ordinary | CFD | SHORT | 3,000 | 33.9250 GBP |
5p ordinary | CFD | SHORT | 373 | 34.9500 GBP |
5p ordinary | CFD | SHORT | 144 | 34.9778 GBP |
5p ordinary | CFD | SHORT | 13,250 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 7,950 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 31,800 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 11 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 14 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 699 | 35.0000 GBP |
5p ordinary | CFD | SHORT | 115 | 35.0300 GBP |
5p ordinary | CFD | SHORT | 200 | 35.0500 GBP |
5p ordinary | CFD | SHORT | 217,965 | 35.1079 GBP |
5p ordinary | CFD | SHORT | 2,023 | 35.1511 GBP |
5p ordinary | CFD | SHORT | 10 | 35.3237 GBP |
5p ordinary | CFD | SHORT | 1 | 35.3237 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.5000 GBP |
5p ordinary | CFD | SHORT | 2,000 | 35.5100 GBP |
5p ordinary | CFD | SHORT | 1,000 | 35.6584 GBP |
5p ordinary | CFD | SHORT | 3,000 | 35.7031 GBP |
5p ordinary | CFD | SHORT | 7,200 | 35.7031 GBP |
5p ordinary | CFD | SHORT | 1,800 | 35.7031 GBP |
5p ordinary | CFD | SHORT | 678 | 35.7328 GBP |
5p ordinary | CFD | SHORT | 68,000 | 35.9387 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.0100 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.0100 GBP |
5p ordinary | CFD | SHORT | 60 | 36.0112 GBP |
5p ordinary | CFD | SHORT | 3,988 | 36.0177 GBP |
5p ordinary | CFD | SHORT | 260 | 36.0177 GBP |
5p ordinary | CFD | SHORT | 190,682 | 36.0280 GBP |
5p ordinary | CFD | SHORT | 11,000 | 36.0400 GBP |
5p ordinary | CFD | SHORT | 8,000 | 36.0448 GBP |
5p ordinary | CFD | SHORT | 25,000 | 36.1095 GBP |
5p ordinary | CFD | SHORT | 40,000 | 36.1250 GBP |
5p ordinary | CFD | SHORT | 195 | 36.3441 GBP |
5p ordinary | CFD | SHORT | 123 | 36.3441 GBP |
5p ordinary | CFD | SHORT | 28,940 | 36.4402 GBP |
5p ordinary | CFD | SHORT | 36,294 | 36.4402 GBP |
5p ordinary | CFD | SHORT | 2,000 | 36.5244 GBP |
5p ordinary | CFD | SHORT | 1,000 | 36.6943 GBP |
5p ordinary | CFD | SHORT | 3,000 | 37.0000 GBP |
5p ordinary | CFD | LONG | 223 | 34.6248 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire