10th May 2018 14:38
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 08 MAY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 5,707 | 163.7300 USD | 162.6985 USD |
ADR | SALES | 5,707 | 163.7300 USD | 162.6985 USD |
5p ordinary | PURCHASES | 2,612,810 | 41.0410 GBP | 39.6100 GBP |
5p ordinary | SALES | 1,832,859 | 40.7600 GBP | 39.6450 GBP |
5p ordinary | PURCHASES | 232,024 | 54.3521 USD | 53.7311 USD |
5p ordinary | SALES | 212,466 | 56.6943 USD | 54.2620 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | Constant Leverage Certificate (X4) - (ISIN - DE000MF2MLP4) | 50 | 4.2900 EUR | 4.2900 EUR |
ADR | CFD | LONG | 19 | 162.8700 USD |
ADR | CFD | LONG | 200 | 163.3300 USD |
ADR | CFD | LONG | 100 | 163.3600 USD |
ADR | CFD | LONG | 520 | 163.4100 USD |
ADR | CFD | LONG | 521 | 163.4100 USD |
ADR | CFD | LONG | 69 | 163.4100 USD |
ADR | CFD | LONG | 38 | 163.4100 USD |
ADR | CFD | LONG | 13 | 163.4100 USD |
ADR | CFD | LONG | 69 | 163.4100 USD |
ADR | CFD | LONG | 200 | 163.7300 USD |
ADR | CFD | LONG | 309 | 163.7300 USD |
ADR | CFD | LONG | 612 | 163.7300 USD |
ADR | CFD | LONG | 422 | 163.7300 USD |
ADR | CFD | LONG | 51 | 163.7300 USD |
ADR | CFD | LONG | 51 | 163.7300 USD |
ADR | CFD | LONG | 200 | 163.7300 USD |
ADR | CFD | LONG | 354 | 163.8441 USD |
ADR | CFD | SHORT | 5,000 | 163.0298 USD |
ADR | CFD | SHORT | 920 | 163.7300 USD |
ADR | CFD | SHORT | 921 | 163.7300 USD |
ADR | CFD | SHORT | 38 | 163.7300 USD |
5p ordinary | CFD | LONG | 44,827 | 39.9812 GBP |
5p ordinary | CFD | LONG | 4,000 | 39.9900 GBP |
5p ordinary | CFD | LONG | 7,000 | 40.0018 GBP |
5p ordinary | CFD | LONG | 145 | 40.0250 GBP |
5p ordinary | CFD | LONG | 78 | 40.0667 GBP |
5p ordinary | CFD | LONG | 2,000 | 40.0709 GBP |
5p ordinary | CFD | LONG | 307 | 40.1423 GBP |
5p ordinary | CFD | LONG | 304,318 | 40.1423 GBP |
5p ordinary | CFD | LONG | 9 | 40.1511 GBP |
5p ordinary | CFD | LONG | 601 | 40.1535 GBP |
5p ordinary | CFD | LONG | 143,146 | 40.2068 GBP |
5p ordinary | CFD | LONG | 1,000 | 40.2393 GBP |
5p ordinary | CFD | LONG | 1,000 | 40.2863 GBP |
5p ordinary | CFD | LONG | 25,000 | 40.2896 GBP |
5p ordinary | CFD | LONG | 326 | 40.2971 GBP |
5p ordinary | CFD | LONG | 952 | 40.2971 GBP |
5p ordinary | CFD | LONG | 379 | 40.2971 GBP |
5p ordinary | CFD | LONG | 14 | 40.3450 GBP |
5p ordinary | CFD | LONG | 1,415 | 40.3450 GBP |
5p ordinary | CFD | LONG | 6,807 | 40.3484 GBP |
5p ordinary | CFD | LONG | 90 | 40.3600 GBP |
5p ordinary | CFD | LONG | 1,000 | 40.5000 GBP |
5p ordinary | CFD | LONG | 3,000 | 40.6055 GBP |
5p ordinary | CFD | LONG | 694 | 40.6256 GBP |
5p ordinary | CFD | LONG | 12,000 | 40.6500 GBP |
5p ordinary | CFD | LONG | 12,000 | 40.6500 GBP |
5p ordinary | CFD | LONG | 1,000 | 40.6965 GBP |
5p ordinary | CFD | SHORT | 5,659 | 39.6100 GBP |
5p ordinary | CFD | SHORT | 5,370 | 39.6100 GBP |
5p ordinary | CFD | SHORT | 45,000 | 39.8043 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.8625 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.8820 GBP |
5p ordinary | CFD | SHORT | 3,000 | 39.9000 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.9906 GBP |
5p ordinary | CFD | SHORT | 6,873 | 40.0021 GBP |
5p ordinary | CFD | SHORT | 1,415 | 40.0021 GBP |
5p ordinary | CFD | SHORT | 16,631 | 40.0045 GBP |
5p ordinary | CFD | SHORT | 324 | 40.0045 GBP |
5p ordinary | CFD | SHORT | 323 | 40.0074 GBP |
5p ordinary | CFD | SHORT | 16,632 | 40.0074 GBP |
5p ordinary | CFD | SHORT | 3,700 | 40.0468 GBP |
5p ordinary | CFD | SHORT | 16,631 | 40.1005 GBP |
5p ordinary | CFD | SHORT | 324 | 40.1005 GBP |
5p ordinary | CFD | SHORT | 304,203 | 40.1238 GBP |
5p ordinary | CFD | SHORT | 82 | 40.1383 GBP |
5p ordinary | CFD | SHORT | 142,839 | 40.1654 GBP |
5p ordinary | CFD | SHORT | 85,585 | 40.1693 GBP |
5p ordinary | CFD | SHORT | 17,783 | 40.2031 GBP |
5p ordinary | CFD | SHORT | 193 | 40.2077 GBP |
5p ordinary | CFD | SHORT | 350 | 40.2477 GBP |
5p ordinary | CFD | SHORT | 8,400 | 40.2496 GBP |
5p ordinary | CFD | SHORT | 323 | 40.2653 GBP |
5p ordinary | CFD | SHORT | 16,632 | 40.2654 GBP |
5p ordinary | CFD | SHORT | 51 | 40.3034 GBP |
5p ordinary | CFD | SHORT | 688 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 7,362 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 7,362 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 4,657 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 26,968 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 323 | 40.3493 GBP |
5p ordinary | CFD | SHORT | 16,632 | 40.3493 GBP |
5p ordinary | CFD | SHORT | 379 | 40.3521 GBP |
5p ordinary | CFD | SHORT | 642 | 40.3530 GBP |
5p ordinary | CFD | SHORT | 32,994 | 40.3530 GBP |
5p ordinary | CFD | SHORT | 16,632 | 40.4172 GBP |
5p ordinary | CFD | SHORT | 323 | 40.4172 GBP |
5p ordinary | CFD | SHORT | 1,000 | 40.5342 GBP |
5p ordinary | CFD | SHORT | 23,391 | 40.5409 GBP |
5p ordinary | CFD | SHORT | 71,609 | 40.5409 GBP |
5p ordinary | CFD | SHORT | 11,307 | 40.5806 GBP |
5p ordinary | CFD | SHORT | 3,693 | 40.5806 GBP |
5p ordinary | CFD | SHORT | 33,869 | 40.6482 GBP |
5p ordinary | CFD | SHORT | 2,131 | 40.6482 GBP |
5p ordinary | CFD | SHORT | 12,000 | 40.6750 GBP |
5p ordinary | CFD | SHORT | 12,000 | 40.6750 GBP |
5p ordinary | CFD | SHORT | 145 | 40.6805 GBP |
5p ordinary | CFD | SHORT | 24,622 | 41.0410 GBP |
5p ordinary | CFD | SHORT | 75,378 | 41.0410 GBP |
5p ordinary | CFD | LONG | 26 | 54.2620 GBP |
5p ordinary | CFD | LONG | 650 | 54.2620 GBP |
5p ordinary | CFD | LONG | 638 | 55.4307 GBP |
5p ordinary | CFD | LONG | 1,167 | 55.4307 GBP |
5p ordinary | CFD | LONG | 1,014 | 55.4307 GBP |
5p ordinary | CFD | LONG | 1,133 | 55.4307 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.9699 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.9995 GBP |
5p ordinary | CFD | SHORT | 15,000 | 40.0049 GBP |
5p ordinary | CFD | SHORT | 5,000 | 40.2912 GBP |
5p ordinary | CFD | SHORT | 2,100 | 40.3550 GBP |
5p ordinary | CFD | SHORT | 1,000 | 40.3550 GBP |
5p ordinary | CFD | SHORT | 901 | 40.3550 GBP |
5p ordinary | CFD | SHORT | 600 | 40.3550 GBP |
5p ordinary | CFD | SHORT | 4,236 | 54.1198 GBP |
5p ordinary | CFD | SHORT | 4,000 | 54.1491 GBP |
5p ordinary | CFD | SHORT | 33,000 | 54.1491 GBP |
5p ordinary | CFD | SHORT | 3,542 | 54.1491 GBP |
5p ordinary | CFD | SHORT | 2,200 | 54.1491 GBP |
5p ordinary | CFD | SHORT | 5,000 | 54.2956 GBP |
5p ordinary | CFD | SHORT | 3,600 | 54.3521 GBP |
5p ordinary | CFD | SHORT | 20,000 | 54.3631 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | CALL | SALE | 90,000 | 42.0000 | A | 21/09/2018 | 2,385.0000 GBP |
5p ordinary | CALL | SALE | 125,000 | 42.0000 | A | 21/09/2018 | 2,385.0000 GBP |
5p ordinary | CALL | SALE | 37,000 | 42.0000 | A | 21/09/2018 | 2,385.0000 GBP |
5p ordinary | PUT | PURCHASE | 37,000 | 36.0000 | A | 21/09/2018 | 1,390.0000 GBP |
5p ordinary | PUT | PURCHASE | 90,000 | 36.0000 | A | 21/09/2018 | 1,390.0000 GBP |
5p ordinary | PUT | PURCHASE | 125,000 | 36.0000 | A | 21/09/2018 | 1,390.0000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 MAY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire