4th Apr 2018 13:05
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 29 MARCH 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 45 | 148.7200 USD | 148.7200 USD |
ADR | SALES | 45 | 148.7200 USD | 148.7200 USD |
5p ordinary | PURCHASES | 2,163,040 | 36.2050 GBP | 34.2600 GBP |
5p ordinary | SALES | 1,921,278 | 36.2100 GBP | 34.2650 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 200,000 | 8.0272 USD |
ADR | CFD | LONG | 1,000 | 146.0000 USD |
ADR | CFD | LONG | 36 | 146.0100 USD |
ADR | CFD | LONG | 1,000 | 146.0840 USD |
ADR | CFD | LONG | 1,292 | 147.9129 USD |
ADR | CFD | LONG | 336 | 149.3900 USD |
ADR | CFD | LONG | 23,423 | 149.3900 USD |
ADR | CFD | LONG | 1,749 | 149.3900 USD |
ADR | CFD | LONG | 44 | 149.3900 USD |
ADR | CFD | LONG | 1,749 | 149.3900 USD |
ADR | CFD | LONG | 44 | 149.3900 USD |
ADR | CFD | LONG | 301 | 150.1900 USD |
ADR | CFD | SHORT | 200,000 | 8.0272 USD |
ADR | CFD | SHORT | 1,034 | 146.0100 USD |
ADR | CFD | SHORT | 1,034 | 146.0100 USD |
ADR | CFD | SHORT | 2,000 | 146.3735 USD |
ADR | CFD | SHORT | 301 | 148.3185 USD |
ADR | CFD | SHORT | 1,292 | 148.3185 USD |
ADR | CFD | SHORT | 178 | 149.3900 USD |
ADR | CFD | SHORT | 100 | 149.3900 USD |
ADR | CFD | SHORT | 169 | 149.3900 USD |
ADR | CFD | SHORT | 23,423 | 149.3900 USD |
ADR | CFD | SHORT | 36 | 149.3900 USD |
ADR | CFD | SHORT | 280 | 149.7900 USD |
5p ordinary | CFD | LONG | 265 | 34.3972 GBP |
5p ordinary | CFD | LONG | 23 | 34.4586 GBP |
5p ordinary | CFD | LONG | 1 | 34.4663 GBP |
5p ordinary | CFD | LONG | 51,014 | 34.5708 GBP |
5p ordinary | CFD | LONG | 15 | 34.5800 GBP |
5p ordinary | CFD | LONG | 3,048 | 34.7193 GBP |
5p ordinary | CFD | LONG | 471 | 34.7899 GBP |
5p ordinary | CFD | LONG | 202,845 | 34.7929 GBP |
5p ordinary | CFD | LONG | 7,251 | 34.8136 GBP |
5p ordinary | CFD | LONG | 23 | 34.9702 GBP |
5p ordinary | CFD | LONG | 4 | 34.9713 GBP |
5p ordinary | CFD | LONG | 1,000 | 34.9950 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.0000 GBP |
5p ordinary | CFD | LONG | 114,730 | 35.0006 GBP |
5p ordinary | CFD | LONG | 12,631 | 35.0716 GBP |
5p ordinary | CFD | LONG | 7,043 | 35.0716 GBP |
5p ordinary | CFD | LONG | 14,603 | 35.0716 GBP |
5p ordinary | CFD | LONG | 1,247 | 35.0718 GBP |
5p ordinary | CFD | LONG | 879 | 35.0737 GBP |
5p ordinary | CFD | LONG | 6,203 | 35.0737 GBP |
5p ordinary | CFD | LONG | 836 | 35.0737 GBP |
5p ordinary | CFD | LONG | 5,484 | 35.1001 GBP |
5p ordinary | CFD | LONG | 1,000 | 35.1704 GBP |
5p ordinary | CFD | LONG | 5,226 | 35.4272 GBP |
5p ordinary | CFD | LONG | 6,747 | 35.7050 GBP |
5p ordinary | CFD | LONG | 5,810 | 35.7050 GBP |
5p ordinary | CFD | LONG | 37,000 | 36.0667 GBP |
5p ordinary | CFD | SHORT | 1,865 | 34.5210 GBP |
5p ordinary | CFD | SHORT | 5,005 | 34.5241 GBP |
5p ordinary | CFD | SHORT | 15 | 34.5400 GBP |
5p ordinary | CFD | SHORT | 1 | 34.5650 GBP |
5p ordinary | CFD | SHORT | 1,582 | 34.6722 GBP |
5p ordinary | CFD | SHORT | 1,500 | 34.6722 GBP |
5p ordinary | CFD | SHORT | 800 | 34.6722 GBP |
5p ordinary | CFD | SHORT | 1,500 | 34.6722 GBP |
5p ordinary | CFD | SHORT | 1,398 | 34.6722 GBP |
5p ordinary | CFD | SHORT | 35,931 | 34.6742 GBP |
5p ordinary | CFD | SHORT | 2,002 | 34.6742 GBP |
5p ordinary | CFD | SHORT | 1,583 | 34.6854 GBP |
5p ordinary | CFD | SHORT | 1,500 | 34.6854 GBP |
5p ordinary | CFD | SHORT | 1,500 | 34.6854 GBP |
5p ordinary | CFD | SHORT | 800 | 34.6854 GBP |
5p ordinary | CFD | SHORT | 1,399 | 34.6854 GBP |
5p ordinary | CFD | SHORT | 202,845 | 34.8018 GBP |
5p ordinary | CFD | SHORT | 2,800 | 34.9438 GBP |
5p ordinary | CFD | SHORT | 800 | 34.9685 GBP |
5p ordinary | CFD | SHORT | 700 | 34.9685 GBP |
5p ordinary | CFD | SHORT | 400 | 34.9685 GBP |
5p ordinary | CFD | SHORT | 650 | 34.9685 GBP |
5p ordinary | CFD | SHORT | 791 | 34.9685 GBP |
5p ordinary | CFD | SHORT | 117,671 | 34.9787 GBP |
5p ordinary | CFD | SHORT | 12 | 34.9935 GBP |
5p ordinary | CFD | SHORT | 4 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 17 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 89 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 76 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 12 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 79 | 35.0294 GBP |
5p ordinary | CFD | SHORT | 5 | 35.0918 GBP |
5p ordinary | CFD | SHORT | 10 | 35.0918 GBP |
5p ordinary | CFD | SHORT | 1 | 35.0918 GBP |
5p ordinary | CFD | SHORT | 360 | 35.7050 GBP |
5p ordinary | CFD | SHORT | 359 | 35.7050 GBP |
5p ordinary | CFD | SHORT | 5,810 | 35.7050 GBP |
5p ordinary | CFD | SHORT | 51 | 35.7050 GBP |
5p ordinary | CFD | SHORT | 703 | 35.7050 GBP |
5p ordinary | CFD | SHORT | 944 | 35.7251 GBP |
5p ordinary | CFD | SHORT | 3 | 35.9300 GBP |
5p ordinary | CFD | LONG | 1,434 | 34.5159 GBP |
5p ordinary | CFD | LONG | 3,303 | 34.5455 GBP |
5p ordinary | CFD | LONG | 2,102 | 35.3934 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire