28th Sep 2018 13:15
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Randgold Resources Limited |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Barrick Gold Corporation |
(d) Date dealing undertaken: | 26 SEPTEMBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Barrick Gold Corporation
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADS | PURCHASES | 38 | 69.7400 USD | 69.7400 USD |
USD 0.05 ordinary | PURCHASES | 228,374 | 53.9600 GBP | 52.6800 GBP |
USD 0.05 ordinary | SALES | 260,561 | 53.8600 GBP | 52.7000 GBP |
USD 0.05 ordinary | PURCHASES | 3,670 | 70.1129 USD | 70.1129 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADS | CFD | LONG | 29 | 69.0700 USD |
ADS | CFD | LONG | 1,040 | 69.0897 USD |
ADS | CFD | LONG | 692 | 69.7700 USD |
ADS | CFD | LONG | 692 | 69.7700 USD |
ADS | CFD | LONG | 9 | 69.7700 USD |
ADS | CFD | LONG | 8 | 69.7700 USD |
ADS | CFD | LONG | 279 | 69.7700 USD |
ADS | CFD | LONG | 69 | 69.7700 USD |
ADS | CFD | LONG | 70 | 69.7700 USD |
ADS | CFD | LONG | 69 | 69.7700 USD |
ADS | CFD | LONG | 70 | 69.7700 USD |
ADS | CFD | LONG | 350 | 69.7700 USD |
ADS | CFD | SHORT | 350 | 69.0700 USD |
ADS | CFD | SHORT | 263 | 69.0700 USD |
ADS | CFD | SHORT | 70 | 69.0700 USD |
ADS | CFD | SHORT | 69 | 69.0700 USD |
ADS | CFD | SHORT | 279 | 69.0700 USD |
ADS | CFD | SHORT | 1,222 | 69.0700 USD |
ADS | CFD | SHORT | 7 | 69.0700 USD |
ADS | CFD | SHORT | 2,496 | 69.0700 USD |
ADS | CFD | SHORT | 2,496 | 69.0700 USD |
ADS | CFD | SHORT | 8,336 | 69.2282 USD |
USD 0.05 ordinary | CFD | LONG | 994 | 53.0685 GBP |
USD 0.05 ordinary | CFD | LONG | 4,224 | 53.0685 GBP |
USD 0.05 ordinary | CFD | LONG | 236 | 53.0969 GBP |
USD 0.05 ordinary | CFD | LONG | 6 | 53.1183 GBP |
USD 0.05 ordinary | CFD | LONG | 4 | 53.1183 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 53.1183 GBP |
USD 0.05 ordinary | CFD | LONG | 2 | 53.1183 GBP |
USD 0.05 ordinary | CFD | LONG | 4 | 53.1350 GBP |
USD 0.05 ordinary | CFD | LONG | 9 | 53.1739 GBP |
USD 0.05 ordinary | CFD | LONG | 185 | 53.1739 GBP |
USD 0.05 ordinary | CFD | LONG | 453 | 53.1823 GBP |
USD 0.05 ordinary | CFD | LONG | 12,099 | 53.2200 GBP |
USD 0.05 ordinary | CFD | LONG | 1,447 | 53.2200 GBP |
USD 0.05 ordinary | CFD | LONG | 700 | 53.2400 GBP |
USD 0.05 ordinary | CFD | LONG | 183 | 53.2505 GBP |
USD 0.05 ordinary | CFD | LONG | 116 | 53.2600 GBP |
USD 0.05 ordinary | CFD | LONG | 255 | 53.2800 GBP |
USD 0.05 ordinary | CFD | LONG | 25 | 53.2896 GBP |
USD 0.05 ordinary | CFD | LONG | 283 | 53.2913 GBP |
USD 0.05 ordinary | CFD | LONG | 283 | 53.4122 GBP |
USD 0.05 ordinary | CFD | LONG | 99 | 53.4165 GBP |
USD 0.05 ordinary | CFD | LONG | 4 | 53.4200 GBP |
USD 0.05 ordinary | CFD | LONG | 1,210 | 53.4858 GBP |
USD 0.05 ordinary | CFD | LONG | 6,429 | 53.4894 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 53.4950 GBP |
USD 0.05 ordinary | CFD | LONG | 141 | 53.7105 GBP |
USD 0.05 ordinary | CFD | LONG | 146 | 53.7717 GBP |
USD 0.05 ordinary | CFD | LONG | 1,033 | 53.8375 GBP |
USD 0.05 ordinary | CFD | LONG | 1,400 | 53.8598 GBP |
USD 0.05 ordinary | CFD | LONG | 15,333 | 54.6000 GBP |
USD 0.05 ordinary | CFD | LONG | 16,883 | 54.6000 GBP |
USD 0.05 ordinary | CFD | SHORT | 2,403 | 53.0090 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,115 | 53.0091 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,113 | 53.1158 GBP |
USD 0.05 ordinary | CFD | SHORT | 6,804 | 53.1755 GBP |
USD 0.05 ordinary | CFD | SHORT | 6,414 | 53.1884 GBP |
USD 0.05 ordinary | CFD | SHORT | 8,279 | 53.1921 GBP |
USD 0.05 ordinary | CFD | SHORT | 15 | 53.2008 GBP |
USD 0.05 ordinary | CFD | SHORT | 39 | 53.2008 GBP |
USD 0.05 ordinary | CFD | SHORT | 62 | 53.2008 GBP |
USD 0.05 ordinary | CFD | SHORT | 78 | 53.2008 GBP |
USD 0.05 ordinary | CFD | SHORT | 7 | 53.2036 GBP |
USD 0.05 ordinary | CFD | SHORT | 64 | 53.2036 GBP |
USD 0.05 ordinary | CFD | SHORT | 139 | 53.2036 GBP |
USD 0.05 ordinary | CFD | SHORT | 214 | 53.2036 GBP |
USD 0.05 ordinary | CFD | SHORT | 6,378 | 53.2036 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,281 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 736 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 918 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 202 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,368 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 4,439 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 791 | 53.2123 GBP |
USD 0.05 ordinary | CFD | SHORT | 521 | 53.2128 GBP |
USD 0.05 ordinary | CFD | SHORT | 138 | 53.2128 GBP |
USD 0.05 ordinary | CFD | SHORT | 560 | 53.2128 GBP |
USD 0.05 ordinary | CFD | SHORT | 15 | 53.2128 GBP |
USD 0.05 ordinary | CFD | SHORT | 19 | 53.2128 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,723 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 321 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,722 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 302 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 29,165 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 19,736 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,896 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 578 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 5,516 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 36 | 53.2200 GBP |
USD 0.05 ordinary | CFD | SHORT | 2,165 | 53.2400 GBP |
USD 0.05 ordinary | CFD | SHORT | 2,578 | 53.3143 GBP |
USD 0.05 ordinary | CFD | SHORT | 105 | 53.3173 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,074 | 53.3235 GBP |
USD 0.05 ordinary | CFD | SHORT | 105 | 53.3829 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,849 | 53.4469 GBP |
USD 0.05 ordinary | CFD | SHORT | 2,580 | 53.4469 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,707 | 53.4719 GBP |
USD 0.05 ordinary | CFD | SHORT | 2 | 53.7200 GBP |
USD 0.05 ordinary | CFD | SHORT | 15,333 | 54.6000 GBP |
USD 0.05 ordinary | CFD | SHORT | 170 | 53.7400 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,670 | 70.1129 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 SEPTEMBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Randgold Resources