13th Feb 2020 14:30
AMENDMENT Section 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 10 FEBRUARY 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 7,142,100 | 9.2620 GBP | 7.1500 GBP |
10p ordinary | SALES | 6,888,018 | 9.2620 GBP | 7.1700 GBP |
10p ordinary | PURCHASES | 797,831 | 11.5538 USD | 11.5538 USD |
10p ordinary | SALES | 245 | 11.9697 USD | 11.9697 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 61 | 7.2593 GBP |
10p ordinary | CFD | LONG | 11,000 | 7.2792 GBP |
10p ordinary | CFD | LONG | 16,750 | 7.4222 GBP |
10p ordinary | CFD | LONG | 4,409 | 7.5582 GBP |
10p ordinary | CFD | LONG | 66 | 7.6089 GBP |
10p ordinary | CFD | LONG | 16,961 | 7.6089 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.6954 GBP |
10p ordinary | CFD | LONG | 27,115 | 7.7244 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.7300 GBP |
10p ordinary | CFD | LONG | 129 | 7.9013 GBP |
10p ordinary | CFD | LONG | 8,013 | 7.9574 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.9840 GBP |
10p ordinary | CFD | LONG | 2,000 | 7.9900 GBP |
10p ordinary | CFD | LONG | 4,000 | 7.9960 GBP |
10p ordinary | CFD | LONG | 1,959 | 7.9976 GBP |
10p ordinary | CFD | LONG | 9,000 | 8.0000 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.0120 GBP |
10p ordinary | CFD | LONG | 331,677 | 8.0639 GBP |
10p ordinary | CFD | LONG | 1,107 | 8.1478 GBP |
10p ordinary | CFD | LONG | 4,560 | 8.2167 GBP |
10p ordinary | CFD | LONG | 4,263 | 8.6287 GBP |
10p ordinary | CFD | LONG | 4,362 | 8.6310 GBP |
10p ordinary | CFD | LONG | 94,750 | 9.0080 GBP |
10p ordinary | CFD | LONG | 6,141 | 9.2618 GBP |
10p ordinary | CFD | LONG | 822 | 9.2620 GBP |
10p ordinary | CFD | LONG | 81 | 9.2620 GBP |
10p ordinary | CFD | LONG | 5,171 | 9.2620 GBP |
10p ordinary | CFD | LONG | 3,063 | 9.2620 GBP |
10p ordinary | CFD | LONG | 11,686 | 9.2620 GBP |
10p ordinary | CFD | LONG | 31,862 | 9.2620 GBP |
10p ordinary | CFD | SHORT | 607 | 7.2118 GBP |
10p ordinary | CFD | SHORT | 4,856 | 7.2131 GBP |
10p ordinary | CFD | SHORT | 70 | 7.2245 GBP |
10p ordinary | CFD | SHORT | 74 | 7.2405 GBP |
10p ordinary | CFD | SHORT | 3,260 | 7.3319 GBP |
10p ordinary | CFD | SHORT | 15,039 | 7.3319 GBP |
10p ordinary | CFD | SHORT | 21,727 | 7.3319 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.3433 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.3435 GBP |
10p ordinary | CFD | SHORT | 9,393 | 7.4493 GBP |
10p ordinary | CFD | SHORT | 13,570 | 7.4493 GBP |
10p ordinary | CFD | SHORT | 2,037 | 7.4493 GBP |
10p ordinary | CFD | SHORT | 2,000 | 7.5020 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.5100 GBP |
10p ordinary | CFD | SHORT | 257 | 7.5173 GBP |
10p ordinary | CFD | SHORT | 346 | 7.5301 GBP |
10p ordinary | CFD | SHORT | 113,056 | 7.5509 GBP |
10p ordinary | CFD | SHORT | 152,302 | 7.5515 GBP |
10p ordinary | CFD | SHORT | 3,992 | 7.5689 GBP |
10p ordinary | CFD | SHORT | 16,961 | 7.6126 GBP |
10p ordinary | CFD | SHORT | 490 | 7.6126 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.6180 GBP |
10p ordinary | CFD | SHORT | 90,461 | 7.6393 GBP |
10p ordinary | CFD | SHORT | 42,797 | 7.6567 GBP |
10p ordinary | CFD | SHORT | 18,403 | 7.6770 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7020 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7040 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7040 GBP |
10p ordinary | CFD | SHORT | 8,649 | 7.7045 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7120 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.7220 GBP |
10p ordinary | CFD | SHORT | 1,414 | 7.7436 GBP |
10p ordinary | CFD | SHORT | 14,171 | 7.7581 GBP |
10p ordinary | CFD | SHORT | 7,269 | 7.7775 GBP |
10p ordinary | CFD | SHORT | 22,889 | 7.8078 GBP |
10p ordinary | CFD | SHORT | 30,221 | 7.8110 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.8180 GBP |
10p ordinary | CFD | SHORT | 13,176 | 7.8184 GBP |
10p ordinary | CFD | SHORT | 10,016 | 7.8184 GBP |
10p ordinary | CFD | SHORT | 886 | 7.8942 GBP |
10p ordinary | CFD | SHORT | 8,013 | 7.9305 GBP |
10p ordinary | CFD | SHORT | 1,107 | 7.9810 GBP |
10p ordinary | CFD | SHORT | 87,800 | 7.9898 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0207 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0375 GBP |
10p ordinary | CFD | SHORT | 4,286 | 8.0492 GBP |
10p ordinary | CFD | SHORT | 6,027 | 8.0780 GBP |
10p ordinary | CFD | SHORT | 5,912 | 8.0858 GBP |
10p ordinary | CFD | SHORT | 921 | 8.0858 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0960 GBP |
10p ordinary | CFD | SHORT | 6,000 | 8.0999 GBP |
10p ordinary | CFD | SHORT | 32,531 | 8.2542 GBP |
10p ordinary | CFD | SHORT | 241 | 8.2615 GBP |
10p ordinary | CFD | SHORT | 97 | 8.2615 GBP |
10p ordinary | CFD | SHORT | 158 | 8.2873 GBP |
10p ordinary | CFD | SHORT | 1,753 | 8.4378 GBP |
10p ordinary | CFD | SHORT | 5,774 | 8.4378 GBP |
10p ordinary | CFD | SHORT | 870 | 8.4378 GBP |
10p ordinary | CFD | SHORT | 546 | 8.4393 GBP |
10p ordinary | CFD | SHORT | 3,739 | 8.4393 GBP |
10p ordinary | CFD | SHORT | 1,125 | 8.4393 GBP |
10p ordinary | CFD | SHORT | 708 | 8.8203 GBP |
10p ordinary | CFD | SHORT | 2,003 | 9.2620 GBP |
10p ordinary | CFD | SHORT | 31,884 | 9.2620 GBP |
10p ordinary | CFD | SHORT | 31,885 | 9.2620 GBP |
10p ordinary | CFD | SHORT | 269,041 | 11.5539 USD |
10p ordinary | CFD | SHORT | 528,790 | 11.5539 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 13 FEBRUARY 2020
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
NMC.L