21st Aug 2018 13:04
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 10 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 13,578 | 6.2700 AUD | 6.1970 AUD |
CDI | SALES | 13,578 | 6.2700 AUD | 6.1900 AUD |
10p ordinary | PURCHASES | 279,471 | 3.5700 GBP | 3.5140 GBP |
10p ordinary | SALES | 932,176 | 3.5700 GBP | 3.5140 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 87,501 | 3.5187 GBP |
10p ordinary | CFD | LONG | 162,499 | 3.5187 GBP |
10p ordinary | CFD | LONG | 4 | 3.5225 GBP |
10p ordinary | CFD | LONG | 50 | 3.5228 GBP |
10p ordinary | CFD | LONG | 25 | 3.5228 GBP |
10p ordinary | CFD | LONG | 67 | 3.5228 GBP |
10p ordinary | CFD | LONG | 81 | 3.5228 GBP |
10p ordinary | CFD | LONG | 129 | 3.5228 GBP |
10p ordinary | CFD | LONG | 340 | 3.5228 GBP |
10p ordinary | CFD | LONG | 52 | 3.5228 GBP |
10p ordinary | CFD | LONG | 82 | 3.5229 GBP |
10p ordinary | CFD | LONG | 54 | 3.5229 GBP |
10p ordinary | CFD | LONG | 3 | 3.5233 GBP |
10p ordinary | CFD | LONG | 6 | 3.5233 GBP |
10p ordinary | CFD | LONG | 9 | 3.5233 GBP |
10p ordinary | CFD | LONG | 197 | 3.5238 GBP |
10p ordinary | CFD | LONG | 92 | 3.5239 GBP |
10p ordinary | CFD | LONG | 25 | 3.5264 GBP |
10p ordinary | CFD | LONG | 45 | 3.5264 GBP |
10p ordinary | CFD | LONG | 199 | 3.5266 GBP |
10p ordinary | CFD | LONG | 218 | 3.5266 GBP |
10p ordinary | CFD | LONG | 260 | 3.5267 GBP |
10p ordinary | CFD | LONG | 493 | 3.5267 GBP |
10p ordinary | CFD | LONG | 1,324 | 3.5267 GBP |
10p ordinary | CFD | LONG | 311 | 3.5267 GBP |
10p ordinary | CFD | LONG | 94 | 3.5268 GBP |
10p ordinary | CFD | LONG | 305 | 3.5268 GBP |
10p ordinary | CFD | LONG | 205 | 3.5268 GBP |
10p ordinary | CFD | LONG | 22 | 3.5272 GBP |
10p ordinary | CFD | LONG | 8 | 3.5275 GBP |
10p ordinary | CFD | LONG | 5,612 | 3.5280 GBP |
10p ordinary | CFD | LONG | 21 | 3.5280 GBP |
10p ordinary | CFD | LONG | 221 | 3.5282 GBP |
10p ordinary | CFD | LONG | 1,443 | 3.5283 GBP |
10p ordinary | CFD | LONG | 214 | 3.5283 GBP |
10p ordinary | CFD | LONG | 1,977 | 3.5289 GBP |
10p ordinary | CFD | LONG | 28,466 | 3.5290 GBP |
10p ordinary | CFD | LONG | 52,867 | 3.5290 GBP |
10p ordinary | CFD | LONG | 47 | 3.5291 GBP |
10p ordinary | CFD | LONG | 2,687 | 3.5292 GBP |
10p ordinary | CFD | LONG | 1,255 | 3.5292 GBP |
10p ordinary | CFD | LONG | 292 | 3.5293 GBP |
10p ordinary | CFD | LONG | 351 | 3.5294 GBP |
10p ordinary | CFD | LONG | 559 | 3.5294 GBP |
10p ordinary | CFD | LONG | 2,843 | 3.5299 GBP |
10p ordinary | CFD | LONG | 18,080 | 3.5299 GBP |
10p ordinary | CFD | LONG | 129,491 | 3.5300 GBP |
10p ordinary | CFD | LONG | 2,669 | 3.5300 GBP |
10p ordinary | CFD | LONG | 294 | 3.5300 GBP |
10p ordinary | CFD | LONG | 3,600 | 3.5300 GBP |
10p ordinary | CFD | LONG | 559 | 3.5300 GBP |
10p ordinary | CFD | LONG | 4,297 | 3.5300 GBP |
10p ordinary | CFD | LONG | 6,826 | 3.5300 GBP |
10p ordinary | CFD | LONG | 22,681 | 3.5302 GBP |
10p ordinary | CFD | LONG | 27,348 | 3.5302 GBP |
10p ordinary | CFD | LONG | 4,151 | 3.5303 GBP |
10p ordinary | CFD | LONG | 351 | 3.5304 GBP |
10p ordinary | CFD | LONG | 764 | 3.5317 GBP |
10p ordinary | CFD | LONG | 2,941 | 3.5327 GBP |
10p ordinary | CFD | LONG | 1,366 | 3.5328 GBP |
10p ordinary | CFD | LONG | 20,038 | 3.5331 GBP |
10p ordinary | CFD | LONG | 3,324 | 3.5341 GBP |
10p ordinary | CFD | LONG | 20,814 | 3.5341 GBP |
10p ordinary | CFD | LONG | 360 | 3.5341 GBP |
10p ordinary | CFD | LONG | 3,101 | 3.5341 GBP |
10p ordinary | CFD | LONG | 7,873 | 3.5342 GBP |
10p ordinary | CFD | LONG | 4,953 | 3.5342 GBP |
10p ordinary | CFD | LONG | 4,153 | 3.5342 GBP |
10p ordinary | CFD | LONG | 659 | 3.5342 GBP |
10p ordinary | CFD | LONG | 57,545 | 3.5343 GBP |
10p ordinary | CFD | LONG | 4,962 | 3.5346 GBP |
10p ordinary | CFD | LONG | 49,704 | 3.5348 GBP |
10p ordinary | CFD | LONG | 215 | 3.5377 GBP |
10p ordinary | CFD | LONG | 104 | 3.5380 GBP |
10p ordinary | CFD | LONG | 230 | 3.5381 GBP |
10p ordinary | CFD | LONG | 76 | 3.5384 GBP |
10p ordinary | CFD | LONG | 4 | 3.5400 GBP |
10p ordinary | CFD | LONG | 1 | 3.5400 GBP |
10p ordinary | CFD | LONG | 460 | 3.5401 GBP |
10p ordinary | CFD | LONG | 33 | 3.5403 GBP |
10p ordinary | CFD | LONG | 62 | 3.5403 GBP |
10p ordinary | CFD | LONG | 301 | 3.5404 GBP |
10p ordinary | CFD | LONG | 279 | 3.5404 GBP |
10p ordinary | CFD | LONG | 166 | 3.5404 GBP |
10p ordinary | CFD | LONG | 700 | 3.5405 GBP |
10p ordinary | CFD | LONG | 446 | 3.5405 GBP |
10p ordinary | CFD | LONG | 373 | 3.5405 GBP |
10p ordinary | CFD | LONG | 1,873 | 3.5405 GBP |
10p ordinary | CFD | LONG | 12 | 3.5408 GBP |
10p ordinary | CFD | LONG | 11 | 3.5409 GBP |
10p ordinary | CFD | LONG | 38 | 3.5410 GBP |
10p ordinary | CFD | LONG | 47 | 3.5410 GBP |
10p ordinary | CFD | LONG | 55 | 3.5410 GBP |
10p ordinary | CFD | LONG | 206 | 3.5411 GBP |
10p ordinary | CFD | LONG | 89 | 3.5411 GBP |
10p ordinary | CFD | LONG | 61 | 3.5411 GBP |
10p ordinary | CFD | LONG | 33 | 3.5412 GBP |
10p ordinary | CFD | LONG | 8 | 3.5412 GBP |
10p ordinary | CFD | LONG | 452 | 3.5414 GBP |
10p ordinary | CFD | LONG | 17,949 | 3.5419 GBP |
10p ordinary | CFD | LONG | 21,642 | 3.5419 GBP |
10p ordinary | CFD | LONG | 5 | 3.5420 GBP |
10p ordinary | CFD | LONG | 5 | 3.5420 GBP |
10p ordinary | CFD | LONG | 4 | 3.5433 GBP |
10p ordinary | CFD | LONG | 29 | 3.5455 GBP |
10p ordinary | CFD | LONG | 11 | 3.5463 GBP |
10p ordinary | CFD | LONG | 10 | 3.5470 GBP |
10p ordinary | CFD | LONG | 3,642 | 3.5472 GBP |
10p ordinary | CFD | LONG | 2 | 3.5500 GBP |
10p ordinary | CFD | LONG | 51 | 3.5500 GBP |
10p ordinary | CFD | LONG | 18 | 3.5505 GBP |
10p ordinary | CFD | LONG | 1 | 3.5600 GBP |
10p ordinary | CFD | SHORT | 1,200 | 3.5160 GBP |
10p ordinary | CFD | SHORT | 1,462 | 3.5274 GBP |
10p ordinary | CFD | SHORT | 4,753 | 3.5274 GBP |
10p ordinary | CFD | SHORT | 23,155 | 3.5280 GBP |
10p ordinary | CFD | SHORT | 129,491 | 3.5300 GBP |
10p ordinary | CFD | SHORT | 63,965 | 3.5316 GBP |
10p ordinary | CFD | SHORT | 764 | 3.5317 GBP |
10p ordinary | CFD | SHORT | 764 | 3.5317 GBP |
10p ordinary | CFD | SHORT | 39,034 | 3.5330 GBP |
10p ordinary | CFD | SHORT | 10,500 | 3.5335 GBP |
10p ordinary | CFD | SHORT | 553 | 3.5408 GBP |
10p ordinary | CFD | LONG | 23,130 | 3.5280 GBP |
10p ordinary | CFD | LONG | 668,950 | 3.5280 GBP |
10p ordinary | CFD | SHORT | 680,941 | 3.5280 GBP |
10p ordinary | CFD | SHORT | 27,162 | 3.5280 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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