3rd Aug 2018 14:39
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 01 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 19,835 | 6.2350 AUD | 6.0700 AUD |
CDI | SALES | 19,835 | 6.2304 AUD | 6.0700 AUD |
10p ordinary | PURCHASES | 355,752 | 3.5320 GBP | 3.4920 GBP |
10p ordinary | SALES | 869,520 | 3.5380 GBP | 3.4880 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 6 | 3.4916 GBP |
10p ordinary | CFD | LONG | 5 | 3.4920 GBP |
10p ordinary | CFD | LONG | 206 | 3.4921 GBP |
10p ordinary | CFD | LONG | 28 | 3.4921 GBP |
10p ordinary | CFD | LONG | 26 | 3.4923 GBP |
10p ordinary | CFD | LONG | 2 | 3.5000 GBP |
10p ordinary | CFD | LONG | 2 | 3.5000 GBP |
10p ordinary | CFD | LONG | 12 | 3.5016 GBP |
10p ordinary | CFD | LONG | 79 | 3.5017 GBP |
10p ordinary | CFD | LONG | 14 | 3.5021 GBP |
10p ordinary | CFD | LONG | 12,851 | 3.5033 GBP |
10p ordinary | CFD | LONG | 23,210 | 3.5040 GBP |
10p ordinary | CFD | LONG | 345 | 3.5053 GBP |
10p ordinary | CFD | LONG | 2,688 | 3.5054 GBP |
10p ordinary | CFD | LONG | 3,420 | 3.5062 GBP |
10p ordinary | CFD | LONG | 1,116 | 3.5062 GBP |
10p ordinary | CFD | LONG | 408 | 3.5062 GBP |
10p ordinary | CFD | LONG | 270 | 3.5062 GBP |
10p ordinary | CFD | LONG | 2,054 | 3.5063 GBP |
10p ordinary | CFD | LONG | 434 | 3.5068 GBP |
10p ordinary | CFD | LONG | 83 | 3.5073 GBP |
10p ordinary | CFD | LONG | 12 | 3.5083 GBP |
10p ordinary | CFD | LONG | 12 | 3.5083 GBP |
10p ordinary | CFD | LONG | 6 | 3.5083 GBP |
10p ordinary | CFD | LONG | 149 | 3.5083 GBP |
10p ordinary | CFD | LONG | 519 | 3.5087 GBP |
10p ordinary | CFD | LONG | 57 | 3.5087 GBP |
10p ordinary | CFD | LONG | 74 | 3.5087 GBP |
10p ordinary | CFD | LONG | 354 | 3.5091 GBP |
10p ordinary | CFD | LONG | 71 | 3.5095 GBP |
10p ordinary | CFD | LONG | 269 | 3.5099 GBP |
10p ordinary | CFD | LONG | 269 | 3.5099 GBP |
10p ordinary | CFD | LONG | 317,293 | 3.5100 GBP |
10p ordinary | CFD | LONG | 49,449 | 3.5105 GBP |
10p ordinary | CFD | LONG | 11,862 | 3.5106 GBP |
10p ordinary | CFD | LONG | 17,178 | 3.5106 GBP |
10p ordinary | CFD | LONG | 127 | 3.5113 GBP |
10p ordinary | CFD | LONG | 45,035 | 3.5117 GBP |
10p ordinary | CFD | LONG | 6,086 | 3.5117 GBP |
10p ordinary | CFD | LONG | 223 | 3.5146 GBP |
10p ordinary | CFD | LONG | 1,662 | 3.5150 GBP |
10p ordinary | CFD | LONG | 1 | 3.5220 GBP |
10p ordinary | CFD | LONG | 51 | 3.5221 GBP |
10p ordinary | CFD | LONG | 281 | 3.5224 GBP |
10p ordinary | CFD | LONG | 60 | 3.5233 GBP |
10p ordinary | CFD | LONG | 25 | 3.5236 GBP |
10p ordinary | CFD | LONG | 390 | 3.5236 GBP |
10p ordinary | CFD | LONG | 51 | 3.5237 GBP |
10p ordinary | CFD | LONG | 8 | 3.5237 GBP |
10p ordinary | CFD | LONG | 13 | 3.5246 GBP |
10p ordinary | CFD | LONG | 604 | 3.5247 GBP |
10p ordinary | CFD | LONG | 78 | 3.5253 GBP |
10p ordinary | CFD | LONG | 11,685 | 3.5260 GBP |
10p ordinary | CFD | LONG | 1,942 | 3.5260 GBP |
10p ordinary | CFD | LONG | 12,000 | 3.5260 GBP |
10p ordinary | CFD | LONG | 2,592 | 3.5261 GBP |
10p ordinary | CFD | LONG | 98 | 3.5289 GBP |
10p ordinary | CFD | SHORT | 2,592 | 3.5020 GBP |
10p ordinary | CFD | SHORT | 6,086 | 3.5020 GBP |
10p ordinary | CFD | SHORT | 21,491 | 3.5049 GBP |
10p ordinary | CFD | SHORT | 64,721 | 3.5080 GBP |
10p ordinary | CFD | SHORT | 311 | 3.5084 GBP |
10p ordinary | CFD | SHORT | 6,711 | 3.5089 GBP |
10p ordinary | CFD | SHORT | 269 | 3.5099 GBP |
10p ordinary | CFD | SHORT | 14,223 | 3.5102 GBP |
10p ordinary | CFD | SHORT | 3,800 | 3.5105 GBP |
10p ordinary | CFD | SHORT | 2,000 | 3.5105 GBP |
10p ordinary | CFD | SHORT | 500 | 3.5105 GBP |
10p ordinary | CFD | SHORT | 3,496 | 3.5180 GBP |
10p ordinary | CFD | SHORT | 4,784 | 3.5260 GBP |
10p ordinary | CFD | LONG | 367,666 | 3.5260 GBP |
10p ordinary | CFD | LONG | 52,486 | 3.5260 GBP |
10p ordinary | CFD | SHORT | 36,988 | 3.5260 GBP |
10p ordinary | CFD | SHORT | 365,956 | 3.5260 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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