10th Jul 2018 15:21
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 03 JULY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 172,979 | 5.9400 AUD | 5.8650 AUD |
CDI | SALES | 97,979 | 5.9450 AUD | 5.7730 AUD |
CDI | SALES | 115,000 | 3.3212 GBP | 3.3212 GBP |
10p ordinary | PURCHASES | 1,046,703 | 3.3280 GBP | 3.2780 GBP |
10p ordinary | SALES | 618,099 | 3.3280 GBP | 3.2800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 34,773 | 3.3020 GBP |
10p ordinary | CFD | LONG | 27,113 | 3.3038 GBP |
10p ordinary | CFD | LONG | 270 | 3.3056 GBP |
10p ordinary | CFD | LONG | 1,591 | 3.3056 GBP |
10p ordinary | CFD | LONG | 615 | 3.3056 GBP |
10p ordinary | CFD | LONG | 1 | 3.3080 GBP |
10p ordinary | CFD | LONG | 1 | 3.3080 GBP |
10p ordinary | CFD | LONG | 971 | 3.3080 GBP |
10p ordinary | CFD | LONG | 17,564 | 3.3080 GBP |
10p ordinary | CFD | LONG | 6,816 | 3.3080 GBP |
10p ordinary | CFD | LONG | 545 | 3.3080 GBP |
10p ordinary | CFD | LONG | 11,982 | 3.3080 GBP |
10p ordinary | CFD | LONG | 2,694 | 3.3080 GBP |
10p ordinary | CFD | LONG | 5,767 | 3.3080 GBP |
10p ordinary | CFD | LONG | 7 | 3.3085 GBP |
10p ordinary | CFD | LONG | 47,373 | 3.3086 GBP |
10p ordinary | CFD | LONG | 122,421 | 3.3086 GBP |
10p ordinary | CFD | LONG | 20,780 | 3.3086 GBP |
10p ordinary | CFD | LONG | 1 | 3.3090 GBP |
10p ordinary | CFD | LONG | 802 | 3.3090 GBP |
10p ordinary | CFD | LONG | 150 | 3.3090 GBP |
10p ordinary | CFD | LONG | 2 | 3.3090 GBP |
10p ordinary | CFD | LONG | 4,596 | 3.3090 GBP |
10p ordinary | CFD | LONG | 860 | 3.3090 GBP |
10p ordinary | CFD | LONG | 1,914 | 3.3090 GBP |
10p ordinary | CFD | LONG | 10,236 | 3.3090 GBP |
10p ordinary | CFD | LONG | 1,036 | 3.3090 GBP |
10p ordinary | CFD | LONG | 5,538 | 3.3090 GBP |
10p ordinary | CFD | LONG | 143 | 3.3096 GBP |
10p ordinary | CFD | LONG | 368 | 3.3096 GBP |
10p ordinary | CFD | LONG | 62 | 3.3096 GBP |
10p ordinary | CFD | LONG | 2 | 3.3100 GBP |
10p ordinary | CFD | LONG | 14,576 | 3.3134 GBP |
10p ordinary | CFD | LONG | 3 | 3.3190 GBP |
10p ordinary | CFD | LONG | 4 | 3.3190 GBP |
10p ordinary | CFD | LONG | 4,000 | 3.3196 GBP |
10p ordinary | CFD | SHORT | 21,234 | 3.2870 GBP |
10p ordinary | CFD | SHORT | 2,923 | 3.2870 GBP |
10p ordinary | CFD | SHORT | 3,388 | 3.2916 GBP |
10p ordinary | CFD | SHORT | 1,467 | 3.2916 GBP |
10p ordinary | CFD | SHORT | 1,737 | 3.2916 GBP |
10p ordinary | CFD | SHORT | 2,019 | 3.2916 GBP |
10p ordinary | CFD | SHORT | 265 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 16,494 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 321 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 9,829 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 8,456 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 6,217 | 3.2917 GBP |
10p ordinary | CFD | SHORT | 1,581 | 3.2919 GBP |
10p ordinary | CFD | SHORT | 1,316 | 3.2919 GBP |
10p ordinary | CFD | SHORT | 100 | 3.2924 GBP |
10p ordinary | CFD | SHORT | 680 | 3.2924 GBP |
10p ordinary | CFD | SHORT | 819 | 3.2924 GBP |
10p ordinary | CFD | SHORT | 64 | 3.2925 GBP |
10p ordinary | CFD | SHORT | 520 | 3.2925 GBP |
10p ordinary | CFD | SHORT | 8,887 | 3.2927 GBP |
10p ordinary | CFD | SHORT | 4,556 | 3.2927 GBP |
10p ordinary | CFD | SHORT | 5,297 | 3.2927 GBP |
10p ordinary | CFD | SHORT | 2,546 | 3.2927 GBP |
10p ordinary | CFD | SHORT | 661 | 3.2927 GBP |
10p ordinary | CFD | SHORT | 394 | 3.2928 GBP |
10p ordinary | CFD | SHORT | 338 | 3.2928 GBP |
10p ordinary | CFD | SHORT | 28,700 | 3.2929 GBP |
10p ordinary | CFD | SHORT | 16 | 3.2931 GBP |
10p ordinary | CFD | SHORT | 273 | 3.2931 GBP |
10p ordinary | CFD | SHORT | 390 | 3.2933 GBP |
10p ordinary | CFD | SHORT | 129 | 3.2937 GBP |
10p ordinary | CFD | SHORT | 1,376 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 34 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 706 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 821 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 815 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 107 | 3.2938 GBP |
10p ordinary | CFD | SHORT | 368 | 3.2939 GBP |
10p ordinary | CFD | SHORT | 3,950 | 3.2941 GBP |
10p ordinary | CFD | SHORT | 2,354 | 3.2942 GBP |
10p ordinary | CFD | SHORT | 2,027 | 3.2942 GBP |
10p ordinary | CFD | SHORT | 101 | 3.2943 GBP |
10p ordinary | CFD | SHORT | 87 | 3.2950 GBP |
10p ordinary | CFD | SHORT | 1,075 | 3.2959 GBP |
10p ordinary | CFD | SHORT | 454 | 3.2968 GBP |
10p ordinary | CFD | SHORT | 2,860 | 3.2969 GBP |
10p ordinary | CFD | SHORT | 29,747 | 3.2970 GBP |
10p ordinary | CFD | SHORT | 17,721 | 3.2970 GBP |
10p ordinary | CFD | SHORT | 15,245 | 3.2970 GBP |
10p ordinary | CFD | SHORT | 888 | 3.2971 GBP |
10p ordinary | CFD | SHORT | 14,458 | 3.2974 GBP |
10p ordinary | CFD | SHORT | 4,950 | 3.2986 GBP |
10p ordinary | CFD | SHORT | 2,952 | 3.2987 GBP |
10p ordinary | CFD | SHORT | 2,539 | 3.2987 GBP |
10p ordinary | CFD | SHORT | 510 | 3.2989 GBP |
10p ordinary | CFD | SHORT | 2,835 | 3.2991 GBP |
10p ordinary | CFD | SHORT | 7 | 3.3000 GBP |
10p ordinary | CFD | SHORT | 185 | 3.3004 GBP |
10p ordinary | CFD | SHORT | 548 | 3.3006 GBP |
10p ordinary | CFD | SHORT | 21,861 | 3.3014 GBP |
10p ordinary | CFD | SHORT | 3,779 | 3.3019 GBP |
10p ordinary | CFD | SHORT | 12,846 | 3.3051 GBP |
10p ordinary | CFD | SHORT | 25,538 | 3.3080 GBP |
10p ordinary | CFD | SHORT | 20,298 | 3.3080 GBP |
10p ordinary | CFD | SHORT | 505 | 3.3080 GBP |
10p ordinary | CFD | SHORT | 13,209 | 3.3082 GBP |
10p ordinary | CFD | SHORT | 36,465 | 3.3084 GBP |
10p ordinary | CFD | SHORT | 37,935 | 3.3084 GBP |
10p ordinary | CFD | SHORT | 5,725 | 3.3084 GBP |
10p ordinary | CFD | SHORT | 65,316 | 3.3085 GBP |
10p ordinary | CFD | SHORT | 21,175 | 3.3090 GBP |
10p ordinary | CFD | SHORT | 3,960 | 3.3090 GBP |
10p ordinary | CFD | SHORT | 102 | 3.3100 GBP |
10p ordinary | CFD | SHORT | 1,528 | 3.3100 GBP |
10p ordinary | CFD | SHORT | 14,576 | 3.3116 GBP |
10p ordinary | CFD | SHORT | 2 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 2 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 3 | 3.3190 GBP |
10p ordinary | CFD | LONG | 47,368 | 3.3020 GBP |
10p ordinary | CFD | LONG | 58,652 | 3.3020 GBP |
10p ordinary | CFD | SHORT | 49,416 | 3.3020 GBP |
10p ordinary | CFD | SHORT | 31,913 | 3.3020 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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