12th Mar 2021 15:15
AMENDMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC |
(d) Date dealing undertaken: | 10 March 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
4 329/395 p ordinary | PURCHASES | 973,814 | 8.9507 GBP | 8.8500 GBP |
4 329/395 p ordinary | SALES | 1,081,508 | 8.9800 GBP | 8.8350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
4 329/395 p ordinary | CFD | LONG | 5,005 | 8.8650 GBP |
4 329/395 p ordinary | CFD | LONG | 3,276 | 8.8650 GBP |
4 329/395 p ordinary | CFD | LONG | 768 | 8.8650 GBP |
4 329/395 p ordinary | CFD | LONG | 68 | 8.8650 GBP |
4 329/395 p ordinary | CFD | LONG | 142,942 | 8.8954 GBP |
4 329/395 p ordinary | CFD | LONG | 8,601 | 8.8991 GBP |
4 329/395 p ordinary | CFD | LONG | 8,604 | 8.8991 GBP |
4 329/395 p ordinary | CFD | LONG | 2,000 | 8.9000 GBP |
4 329/395 p ordinary | CFD | LONG | 1,000 | 8.9000 GBP |
4 329/395 p ordinary | CFD | LONG | 13,099 | 8.9009 GBP |
4 329/395 p ordinary | CFD | LONG | 100,000 | 8.9050 GBP |
4 329/395 p ordinary | CFD | LONG | 404 | 8.9051 GBP |
4 329/395 p ordinary | CFD | LONG | 147,395 | 8.9061 GBP |
4 329/395 p ordinary | CFD | LONG | 5,694 | 8.9061 GBP |
4 329/395 p ordinary | CFD | LONG | 3,896 | 8.9061 GBP |
4 329/395 p ordinary | CFD | LONG | 1,931 | 8.9061 GBP |
4 329/395 p ordinary | CFD | LONG | 29,521 | 8.9061 GBP |
4 329/395 p ordinary | CFD | LONG | 93 | 8.9064 GBP |
4 329/395 p ordinary | CFD | LONG | 1,021 | 8.9064 GBP |
4 329/395 p ordinary | CFD | LONG | 2,196 | 8.9064 GBP |
4 329/395 p ordinary | CFD | LONG | 13,909 | 8.9109 GBP |
4 329/395 p ordinary | CFD | LONG | 1,069 | 8.9124 GBP |
4 329/395 p ordinary | CFD | LONG | 3,072 | 8.9126 GBP |
4 329/395 p ordinary | CFD | LONG | 558,971 | 8.9450 GBP |
4 329/395 p ordinary | CFD | LONG | 2,923 | 8.9714 GBP |
4 329/395 p ordinary | CFD | LONG | 707 | 8.9800 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,216 | 8.8544 GBP |
4 329/395 p ordinary | CFD | SHORT | 14,978 | 8.8650 GBP |
4 329/395 p ordinary | CFD | SHORT | 183 | 8.8650 GBP |
4 329/395 p ordinary | CFD | SHORT | 10 | 8.8650 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,054 | 8.8652 GBP |
4 329/395 p ordinary | CFD | SHORT | 71 | 8.8652 GBP |
4 329/395 p ordinary | CFD | SHORT | 595 | 8.8652 GBP |
4 329/395 p ordinary | CFD | SHORT | 47 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 215 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 80 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,051 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 152 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 259 | 8.8653 GBP |
4 329/395 p ordinary | CFD | SHORT | 41 | 8.8654 GBP |
4 329/395 p ordinary | CFD | SHORT | 14 | 8.8790 GBP |
4 329/395 p ordinary | CFD | SHORT | 448 | 8.8796 GBP |
4 329/395 p ordinary | CFD | SHORT | 135 | 8.8796 GBP |
4 329/395 p ordinary | CFD | SHORT | 64 | 8.8796 GBP |
4 329/395 p ordinary | CFD | SHORT | 137 | 8.8796 GBP |
4 329/395 p ordinary | CFD | SHORT | 916 | 8.8796 GBP |
4 329/395 p ordinary | CFD | SHORT | 27 | 8.8798 GBP |
4 329/395 p ordinary | CFD | SHORT | 100,000 | 8.8837 GBP |
4 329/395 p ordinary | CFD | SHORT | 113 | 8.8873 GBP |
4 329/395 p ordinary | CFD | SHORT | 196 | 8.8874 GBP |
4 329/395 p ordinary | CFD | SHORT | 220 | 8.8874 GBP |
4 329/395 p ordinary | CFD | SHORT | 716 | 8.8879 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,900 | 8.8880 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,138 | 8.8880 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,197 | 8.8880 GBP |
4 329/395 p ordinary | CFD | SHORT | 426 | 8.8882 GBP |
4 329/395 p ordinary | CFD | SHORT | 589 | 8.8884 GBP |
4 329/395 p ordinary | CFD | SHORT | 92 | 8.8888 GBP |
4 329/395 p ordinary | CFD | SHORT | 28 | 8.8900 GBP |
4 329/395 p ordinary | CFD | SHORT | 7 | 8.8986 GBP |
4 329/395 p ordinary | CFD | SHORT | 12 | 8.8992 GBP |
4 329/395 p ordinary | CFD | SHORT | 42 | 8.8995 GBP |
4 329/395 p ordinary | CFD | SHORT | 62 | 8.8995 GBP |
4 329/395 p ordinary | CFD | SHORT | 63 | 8.8995 GBP |
4 329/395 p ordinary | CFD | SHORT | 20 | 8.8995 GBP |
4 329/395 p ordinary | CFD | SHORT | 273 | 8.8996 GBP |
4 329/395 p ordinary | CFD | SHORT | 2,923 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 100,000 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 18 | 8.9000 GBP |
4 329/395 p ordinary | CFD | SHORT | 121,327 | 8.9045 GBP |
4 329/395 p ordinary | CFD | SHORT | 190,000 | 8.9045 GBP |
4 329/395 p ordinary | CFD | SHORT | 223,000 | 8.9051 GBP |
4 329/395 p ordinary | CFD | SHORT | 41 | 8.9066 GBP |
4 329/395 p ordinary | CFD | SHORT | 157 | 8.9066 GBP |
4 329/395 p ordinary | CFD | SHORT | 9 | 8.9067 GBP |
4 329/395 p ordinary | CFD | SHORT | 82 | 8.9068 GBP |
4 329/395 p ordinary | CFD | SHORT | 73 | 8.9068 GBP |
4 329/395 p ordinary | CFD | SHORT | 217 | 8.9069 GBP |
4 329/395 p ordinary | CFD | SHORT | 268 | 8.9069 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,082 | 8.9069 GBP |
4 329/395 p ordinary | CFD | SHORT | 4 | 8.9100 GBP |
4 329/395 p ordinary | CFD | SHORT | 17 | 8.9106 GBP |
4 329/395 p ordinary | CFD | SHORT | 17 | 8.9106 GBP |
4 329/395 p ordinary | CFD | SHORT | 54 | 8.9107 GBP |
4 329/395 p ordinary | CFD | SHORT | 246 | 8.9108 GBP |
4 329/395 p ordinary | CFD | SHORT | 37 | 8.9108 GBP |
4 329/395 p ordinary | CFD | SHORT | 59 | 8.9108 GBP |
4 329/395 p ordinary | CFD | SHORT | 10 | 8.9110 GBP |
4 329/395 p ordinary | CFD | SHORT | 83 | 8.9155 GBP |
4 329/395 p ordinary | CFD | SHORT | 93 | 8.9156 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,227 | 8.9157 GBP |
4 329/395 p ordinary | CFD | SHORT | 177 | 8.9158 GBP |
4 329/395 p ordinary | CFD | SHORT | 245 | 8.9159 GBP |
4 329/395 p ordinary | CFD | SHORT | 299 | 8.9159 GBP |
4 329/395 p ordinary | CFD | SHORT | 47 | 8.9162 GBP |
4 329/395 p ordinary | CFD | SHORT | 10,040 | 8.9176 GBP |
4 329/395 p ordinary | CFD | SHORT | 9 | 8.9178 GBP |
4 329/395 p ordinary | CFD | SHORT | 1,202 | 8.9223 GBP |
4 329/395 p ordinary | CFD | SHORT | 27 | 8.9278 GBP |
4 329/395 p ordinary | CFD | SHORT | 32 | 8.9278 GBP |
4 329/395 p ordinary | CFD | SHORT | 101 | 8.9279 GBP |
4 329/395 p ordinary | CFD | SHORT | 63 | 8.9279 GBP |
4 329/395 p ordinary | CFD | SHORT | 92 | 8.9279 GBP |
4 329/395 p ordinary | CFD | SHORT | 28 | 8.9279 GBP |
4 329/395 p ordinary | CFD | SHORT | 427 | 8.9280 GBP |
4 329/395 p ordinary | CFD | SHORT | 241 | 8.9280 GBP |
4 329/395 p ordinary | CFD | SHORT | 425 | 8.9280 GBP |
4 329/395 p ordinary | CFD | SHORT | 16 | 8.9281 GBP |
4 329/395 p ordinary | CFD | SHORT | 6 | 8.9283 GBP |
4 329/395 p ordinary | CFD | SHORT | 10 | 8.9420 GBP |
4 329/395 p ordinary | CFD | SHORT | 157 | 8.9499 GBP |
4 329/395 p ordinary | CFD | SHORT | 116 | 8.9500 GBP |
4 329/395 p ordinary | CFD | SHORT | 178 | 8.9502 GBP |
4 329/395 p ordinary | CFD | SHORT | 759 | 8.9509 GBP |
4 329/395 p ordinary | CFD | SHORT | 51 | 8.9518 GBP |
4 329/395 p ordinary | CFD | SHORT | 60 | 8.9518 GBP |
4 329/395 p ordinary | CFD | SHORT | 31 | 8.9526 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 12 March 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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