18th Sep 2012 13:39
This announcement replaces the previous RNS announcement 3144M released at 12.27pm on the 14th September 2012. Amendment made to Total Buys and Sells in 2(a) and deletion of some CFDs in 2(b). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BAE Systems PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BAE Systems PLC |
(d) Date dealing undertaken: | 13 September 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES EADS NV
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2.5p ordinary | Buy
| 7568068 | 3.548742 GBP | 3.30050 GBP |
2.5p ordinary | Sell
| 9354606
| 3.45454 GBP | 3.31083 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2.5p ordinary | CFD
| Long | 100000 | 3.373641 GBP |
2.5p ordinary | CFD
| Long | 232565 | 3.387874 GBP |
2.5p ordinary | CFD
| Long | 8296 | 3.397166 GBP |
2.5p ordinary | CFD
| Long | 8914 | 3.397597 GBP |
2.5p ordinary | CFD
| Long | 160681 | 3.370564 GBP |
2.5p ordinary | CFD
| Long | 860000 | 3.353962 GBP |
2.5p ordinary | CFD
| Long | 47217 | 3.389552 GBP |
2.5p ordinary | CFD
| Long | 453988 | 3.390027 GBP |
2.5p ordinary | CFD
| Long | 14651 | 3.460827 GBP |
2.5p ordinary | CFD
| Long | 6499 | 3.356 GBP |
2.5p ordinary | CFD
| Long | 130000 | 3.38 GBP |
2.5p ordinary | CFD
| Long | 400000 | 3.45454 GBP |
2.5p ordinary | CFD
| Long | 350745 | 3.452491 GBP |
2.5p ordinary | CFD
| Long | 150000 | 3.4364 GBP |
2.5p ordinary | CFD
| Long | 920000 | 3.367788 GBP |
2.5p ordinary | CFD
| Long | 471 | 3.4034 GBP |
2.5p ordinary | CFD
| Short | 1208616 | 3.372464 GBP |
2.5p ordinary | CFD
| Short | 500000 | 3.4051 GBP |
2.5p ordinary | CFD
| Short | 200000 | 3.4195 GBP |
2.5p ordinary | CFD
| Short | 2100 | 3.376714 GBP |
2.5p ordinary | CFD
| Short | 16535 | 3.391501 GBP |
2.5p ordinary | CFD
| Short | 37641 | 3.393018 GBP |
2.5p ordinary | CFD
| Short | 100000 | 3.3741568 GBP |
2.5p ordinary | CFD
| Short | 2624 | 3.384047 GBP |
2.5p ordinary | CFD
| Short | 12186 | 3.39502 GBP |
2.5p ordinary | CFD
| Short | 258992 | 3.388516 GBP |
2.5p ordinary | CFD
| Short | 321848 | 3.393518 GBP |
2.5p ordinary | CFD
| Short | 5023 | 3.3500001675 GBP |
2.5p ordinary | CFD
| Short | 410445 | 3.455175 GBP |
2.5p ordinary | CFD
| Short | 40485 | 3.399924 GBP |
2.5p ordinary | CFD
| Short | 154394 | 3.400297 GBP |
2.5p ordinary | CFD
| Short | 500000 | 3.372361 GBP |
2.5p ordinary | CFD
| Short | 325999 | 3.436 GBP |
2.5p ordinary | CFD
| Short | 127644 | 3.373 GBP |
2.5p ordinary | CFD
| Short | 250000 | 3.366325 GBP |
2.5p ordinary | CFD
| Short | 925000 | 3.444619 GBP |
2.5p ordinary | CFD
| Short | 222766 | 3.373744 GBP |
2.5p ordinary | CFD
| Short | 2458 | 3.4 GBP |
2.5p ordinary | CFD
| Short | 2458 | 3.401 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 September 2012 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BAE Systems