9th Mar 2015 15:22
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aviva Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Aviva Plc |
(d) Date dealing undertaken: | 05 MARCH 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | PURCHASES | 4,343,458 | 5.7350 GBP | 5.4000 GBP |
25p ordinary | SALES | 2,036,738 | 5.7350 GBP | 5.4000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | LONG | 6,662 | 5.4000 GBP |
25p ordinary | CFD | LONG | 132 | 5.5483 GBP |
25p ordinary | CFD | LONG | 43 | 5.5548 GBP |
25p ordinary | CFD | LONG | 70 | 5.5590 GBP |
25p ordinary | CFD | LONG | 4 | 5.5650 GBP |
25p ordinary | CFD | LONG | 39 | 5.5669 GBP |
25p ordinary | CFD | LONG | 2,853 | 5.5685 GBP |
25p ordinary | CFD | LONG | 225 | 5.5748 GBP |
25p ordinary | CFD | LONG | 482 | 5.5805 GBP |
25p ordinary | CFD | LONG | 28 | 5.5871 GBP |
25p ordinary | CFD | LONG | 439 | 5.5896 GBP |
25p ordinary | CFD | LONG | 2,927 | 5.5935 GBP |
25p ordinary | CFD | LONG | 184 | 5.6011 GBP |
25p ordinary | CFD | LONG | 229 | 5.6090 GBP |
25p ordinary | CFD | LONG | 55,141 | 5.6109 GBP |
25p ordinary | CFD | LONG | 68,790 | 5.6176 GBP |
25p ordinary | CFD | LONG | 6,497 | 5.6214 GBP |
25p ordinary | CFD | LONG | 26,396 | 5.6214 GBP |
25p ordinary | CFD | LONG | 1,461 | 5.6214 GBP |
25p ordinary | CFD | LONG | 21,329 | 5.6238 GBP |
25p ordinary | CFD | LONG | 35,000 | 5.6249 GBP |
25p ordinary | CFD | LONG | 4,630 | 5.6391 GBP |
25p ordinary | CFD | LONG | 1,204 | 5.6391 GBP |
25p ordinary | CFD | LONG | 323 | 5.6432 GBP |
25p ordinary | CFD | LONG | 396 | 5.6476 GBP |
25p ordinary | CFD | LONG | 52,893 | 5.6505 GBP |
25p ordinary | CFD | LONG | 36,600 | 5.6506 GBP |
25p ordinary | CFD | LONG | 211,219 | 5.6950 GBP |
25p ordinary | CFD | LONG | 29,258 | 5.7216 GBP |
25p ordinary | CFD | SHORT | 1,958 | 5.5500 GBP |
25p ordinary | CFD | SHORT | 8,884 | 5.5550 GBP |
25p ordinary | CFD | SHORT | 1,546 | 5.5600 GBP |
25p ordinary | CFD | SHORT | 918,314 | 5.6384 GBP |
25p ordinary | CFD | SHORT | 172,507 | 5.6394 GBP |
25p ordinary | CFD | SHORT | 1,100 | 5.6610 GBP |
25p ordinary | CFD | SHORT | 500 | 5.6610 GBP |
25p ordinary | CFD | SHORT | 64 | 5.6941 GBP |
25p ordinary | CFD | SHORT | 2,949 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 4,938 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 23,553 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 9,497 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 52,708 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 6,662 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 1,141 | 5.6963 GBP |
25p ordinary | CFD | SHORT | 346,626 | 5.7043 GBP |
25p ordinary | CFD | SHORT | 56,191 | 5.7075 GBP |
25p ordinary | CFD | SHORT | 80,169 | 5.7078 GBP |
25p ordinary | CFD | SHORT | 72 | 5.7130 GBP |
25p ordinary | CFD | SHORT | 70 | 5.7150 GBP |
25p ordinary | CFD | SHORT | 29,258 | 5.7158 GBP |
25p ordinary | CFD | SHORT | 40 | 5.7165 GBP |
25p ordinary | CFD | SHORT | 197 | 5.7196 GBP |
25p ordinary | CFD | SHORT | 3,774 | 5.7196 GBP |
25p ordinary | CFD | SHORT | 1 | 5.7200 GBP |
25p ordinary | CFD | SHORT | 26 | 5.7203 GBP |
25p ordinary | CFD | LONG | 9,633 | 5.6950 GBP |
25p ordinary | CFD | LONG | 290,463 | 5.6950 GBP |
25p ordinary | CFD | LONG | 842,142 | 5.6950 GBP |
25p ordinary | CFD | LONG | 290,463 | 5.6950 GBP |
25p ordinary | CFD | SHORT | 10,455 | 5.6950 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 MARCH 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aviva