15th Jan 2015 10:48
AMENDMENT (Section 2( c ))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aviva Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Aviva Plc |
(d) Date dealing undertaken: | 13 JANUARY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | LONG | 857 | 4.8090 GBP |
25p ordinary | CFD | LONG | 22,308 | 4.8270 GBP |
25p ordinary | CFD | LONG | 3 | 4.8420 GBP |
25p ordinary | CFD | LONG | 20 | 4.8420 GBP |
25p ordinary | CFD | LONG | 15 | 4.8433 GBP |
25p ordinary | CFD | LONG | 22 | 4.8436 GBP |
25p ordinary | CFD | LONG | 570 | 4.8469 GBP |
25p ordinary | CFD | LONG | 4 | 4.8470 GBP |
25p ordinary | CFD | LONG | 23 | 4.8491 GBP |
25p ordinary | CFD | LONG | 107 | 4.8514 GBP |
25p ordinary | CFD | LONG | 136 | 4.8519 GBP |
25p ordinary | CFD | LONG | 96,200 | 4.8521 GBP |
25p ordinary | CFD | LONG | 79 | 4.8549 GBP |
25p ordinary | CFD | LONG | 36 | 4.8569 GBP |
25p ordinary | CFD | LONG | 19,555 | 4.8605 GBP |
25p ordinary | CFD | LONG | 89,573 | 4.8711 GBP |
25p ordinary | CFD | LONG | 23,568 | 4.8711 GBP |
25p ordinary | CFD | LONG | 123,181 | 4.8711 GBP |
25p ordinary | CFD | LONG | 84,728 | 4.8711 GBP |
25p ordinary | CFD | LONG | 26,976 | 4.8812 GBP |
25p ordinary | CFD | LONG | 16,259 | 4.8928 GBP |
25p ordinary | CFD | LONG | 37,000 | 4.8959 GBP |
25p ordinary | CFD | LONG | 49,273 | 4.8972 GBP |
25p ordinary | CFD | LONG | 9,427 | 4.8972 GBP |
25p ordinary | CFD | LONG | 35,829 | 4.8972 GBP |
25p ordinary | CFD | LONG | 33,891 | 4.8972 GBP |
25p ordinary | CFD | LONG | 94 | 4.9024 GBP |
25p ordinary | CFD | LONG | 253 | 4.9042 GBP |
25p ordinary | CFD | LONG | 947 | 4.9053 GBP |
25p ordinary | CFD | LONG | 6,141 | 4.9053 GBP |
25p ordinary | CFD | LONG | 16,242 | 4.9059 GBP |
25p ordinary | CFD | LONG | 2,078 | 4.9060 GBP |
25p ordinary | CFD | LONG | 408 | 4.9060 GBP |
25p ordinary | CFD | LONG | 6,869 | 4.9060 GBP |
25p ordinary | CFD | LONG | 1,799 | 4.9080 GBP |
25p ordinary | CFD | LONG | 458 | 4.9080 GBP |
25p ordinary | CFD | LONG | 238 | 4.9080 GBP |
25p ordinary | CFD | LONG | 1,138 | 4.9080 GBP |
25p ordinary | CFD | LONG | 285 | 4.9140 GBP |
25p ordinary | CFD | SHORT | 21,800 | 4.8349 GBP |
25p ordinary | CFD | SHORT | 289,856 | 4.8417 GBP |
25p ordinary | CFD | SHORT | 183,038 | 4.8417 GBP |
25p ordinary | CFD | SHORT | 417 | 4.8431 GBP |
25p ordinary | CFD | SHORT | 850 | 4.8450 GBP |
25p ordinary | CFD | SHORT | 3,417 | 4.8460 GBP |
25p ordinary | CFD | SHORT | 69,000 | 4.8472 GBP |
25p ordinary | CFD | SHORT | 21,711 | 4.8480 GBP |
25p ordinary | CFD | SHORT | 2,656 | 4.8483 GBP |
25p ordinary | CFD | SHORT | 874 | 4.8500 GBP |
25p ordinary | CFD | SHORT | 77,699 | 4.8511 GBP |
25p ordinary | CFD | SHORT | 3,178 | 4.8528 GBP |
25p ordinary | CFD | SHORT | 1,250 | 4.8530 GBP |
25p ordinary | CFD | SHORT | 110,000 | 4.8556 GBP |
25p ordinary | CFD | SHORT | 77 | 4.8579 GBP |
25p ordinary | CFD | SHORT | 110 | 4.8625 GBP |
25p ordinary | CFD | SHORT | 102 | 4.8647 GBP |
25p ordinary | CFD | SHORT | 15,714 | 4.8693 GBP |
25p ordinary | CFD | SHORT | 194 | 4.8912 GBP |
25p ordinary | CFD | SHORT | 36 | 4.8938 GBP |
25p ordinary | CFD | SHORT | 34,900 | 4.8959 GBP |
25p ordinary | CFD | SHORT | 1,781 | 4.8966 GBP |
25p ordinary | CFD | SHORT | 91 | 4.9002 GBP |
25p ordinary | CFD | SHORT | 8 | 4.9037 GBP |
25p ordinary | CFD | SHORT | 5 | 4.9040 GBP |
25p ordinary | CFD | SHORT | 5 | 4.9040 GBP |
25p ordinary | CFD | SHORT | 11 | 4.9072 GBP |
25p ordinary | CFD | SHORT | 30,214 | 4.9080 GBP |
25p ordinary | CFD | SHORT | 9 | 4.9080 GBP |
25p ordinary | CFD | SHORT | 9,389 | 4.9080 GBP |
25p ordinary | CFD | LONG | 5,456 | 4.9080 GBP |
25p ordinary | CFD | LONG | 353,350 | 4.9080 GBP |
25p ordinary | CFD | SHORT | 119,783 | 4.9080 GBP |
25p ordinary | CFD | SHORT | 5,529 | 4.9080 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
25p ordinary | CALL | PURCHASE | 280,000 | 5.2516 | E | 23/02/2015 | 0.0417 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JANUARY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aviva