20th Sep 2016 12:03
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 16 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 429,514 | 112.1500 EUR | 100.0000 EUR |
Ordinary | SALES | 362,961 | 112.2000 EUR | 100.0000 EUR |
Ordinary | PURCHASES | 100 | 124.3636 USD | 124.3636 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | SHORT | 200 | 124.2800 USD |
Ordinary | CFD | LONG | 428 | 110.9000 EUR |
Ordinary | CFD | LONG | 66 | 110.9000 EUR |
Ordinary | CFD | LONG | 292 | 110.9000 EUR |
Ordinary | CFD | LONG | 3,005 | 110.9695 EUR |
Ordinary | CFD | LONG | 18 | 110.9750 EUR |
Ordinary | CFD | LONG | 13 | 111.0202 EUR |
Ordinary | CFD | LONG | 9 | 111.0202 EUR |
Ordinary | CFD | LONG | 87 | 111.0202 EUR |
Ordinary | CFD | LONG | 56 | 111.0202 EUR |
Ordinary | CFD | LONG | 31 | 111.0202 EUR |
Ordinary | CFD | LONG | 5 | 111.0202 EUR |
Ordinary | CFD | LONG | 520 | 111.0301 EUR |
Ordinary | CFD | LONG | 418 | 111.0301 EUR |
Ordinary | CFD | LONG | 198 | 111.0301 EUR |
Ordinary | CFD | LONG | 211 | 111.0326 EUR |
Ordinary | CFD | LONG | 39 | 111.0326 EUR |
Ordinary | CFD | LONG | 3 | 111.0339 EUR |
Ordinary | CFD | LONG | 10 | 111.0339 EUR |
Ordinary | CFD | LONG | 6 | 111.0339 EUR |
Ordinary | CFD | LONG | 41 | 111.0339 EUR |
Ordinary | CFD | LONG | 989 | 111.0339 EUR |
Ordinary | CFD | LONG | 36 | 111.0339 EUR |
Ordinary | CFD | LONG | 1,573 | 111.0552 EUR |
Ordinary | CFD | LONG | 358 | 111.1036 EUR |
Ordinary | CFD | LONG | 288 | 111.1036 EUR |
Ordinary | CFD | LONG | 136 | 111.1036 EUR |
Ordinary | CFD | LONG | 255 | 111.1300 EUR |
Ordinary | CFD | LONG | 122 | 111.1300 EUR |
Ordinary | CFD | LONG | 317 | 111.1300 EUR |
Ordinary | CFD | LONG | 1 | 111.1433 EUR |
Ordinary | CFD | LONG | 2,909 | 111.1459 EUR |
Ordinary | CFD | LONG | 55 | 111.1469 EUR |
Ordinary | CFD | LONG | 32,228 | 111.1859 EUR |
Ordinary | CFD | LONG | 296 | 111.2060 EUR |
Ordinary | CFD | LONG | 237 | 111.2060 EUR |
Ordinary | CFD | LONG | 112 | 111.2060 EUR |
Ordinary | CFD | LONG | 4 | 111.3000 EUR |
Ordinary | CFD | LONG | 75 | 111.3000 EUR |
Ordinary | CFD | LONG | 47 | 111.3000 EUR |
Ordinary | CFD | LONG | 734 | 111.3019 EUR |
Ordinary | CFD | LONG | 6,389 | 111.3385 EUR |
Ordinary | CFD | LONG | 4 | 111.3617 EUR |
Ordinary | CFD | LONG | 523 | 111.3617 EUR |
Ordinary | CFD | LONG | 76 | 111.3617 EUR |
Ordinary | CFD | LONG | 1,953 | 111.3806 EUR |
Ordinary | CFD | LONG | 3,083 | 111.4003 EUR |
Ordinary | CFD | LONG | 14,875 | 111.4120 EUR |
Ordinary | CFD | LONG | 1,222 | 111.4529 EUR |
Ordinary | CFD | LONG | 3,447 | 111.5035 EUR |
Ordinary | CFD | LONG | 3,781 | 111.5614 EUR |
Ordinary | CFD | LONG | 1,363 | 111.5837 EUR |
Ordinary | CFD | LONG | 19,372 | 111.6874 EUR |
Ordinary | CFD | SHORT | 102 | 110.8000 EUR |
Ordinary | CFD | SHORT | 20 | 110.8855 EUR |
Ordinary | CFD | SHORT | 1,535 | 110.9000 EUR |
Ordinary | CFD | SHORT | 891 | 110.9000 EUR |
Ordinary | CFD | SHORT | 980 | 110.9000 EUR |
Ordinary | CFD | SHORT | 3,492 | 110.9000 EUR |
Ordinary | CFD | SHORT | 100 | 110.9061 EUR |
Ordinary | CFD | SHORT | 559 | 110.9061 EUR |
Ordinary | CFD | SHORT | 875 | 110.9061 EUR |
Ordinary | CFD | SHORT | 560 | 110.9099 EUR |
Ordinary | CFD | SHORT | 1,223 | 110.9250 EUR |
Ordinary | CFD | SHORT | 3,782 | 110.9250 EUR |
Ordinary | CFD | SHORT | 18 | 110.9276 EUR |
Ordinary | CFD | SHORT | 14,875 | 110.9575 EUR |
Ordinary | CFD | SHORT | 1,364 | 110.9750 EUR |
Ordinary | CFD | SHORT | 77 | 111.0000 EUR |
Ordinary | CFD | SHORT | 76 | 111.0500 EUR |
Ordinary | CFD | SHORT | 2,785 | 111.0827 EUR |
Ordinary | CFD | SHORT | 4,013 | 111.0883 EUR |
Ordinary | CFD | SHORT | 3,982 | 111.0974 EUR |
Ordinary | CFD | SHORT | 88 | 111.1000 EUR |
Ordinary | CFD | SHORT | 5,412 | 111.1147 EUR |
Ordinary | CFD | SHORT | 5,395 | 111.1407 EUR |
Ordinary | CFD | SHORT | 244 | 111.1500 EUR |
Ordinary | CFD | SHORT | 30,028 | 111.1659 EUR |
Ordinary | CFD | SHORT | 37 | 111.1750 EUR |
Ordinary | CFD | SHORT | 6,027 | 111.1826 EUR |
Ordinary | CFD | SHORT | 1,562 | 111.1915 EUR |
Ordinary | CFD | SHORT | 550 | 111.1915 EUR |
Ordinary | CFD | SHORT | 765 | 111.1915 EUR |
Ordinary | CFD | SHORT | 81 | 111.2401 EUR |
Ordinary | CFD | SHORT | 60 | 111.2500 EUR |
Ordinary | CFD | SHORT | 66 | 111.2500 EUR |
Ordinary | CFD | SHORT | 3 | 111.2500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | SALE | 25,000 | 120.0000 | A | 16/12/2016 | 1.2500 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
Ordinary | CALL | 150,000 | 140.0000 EUR |
Ordinary | PUT | 50,000 | 92.0000 EUR |
Ordinary | CALL | 50,000 | 120.0000 EUR |
Ordinary | CALL | 100,100 | 120.0000 EUR |
Ordinary | CALL | 25,000 | 130.0000 EUR |
Ordinary | PUT | 65,000 | 105.0000 EUR |
Ordinary | PUT | 75,000 | 105.0000 EUR |
Ordinary | PUT | 2,000 | 110.0000 EUR |
Ordinary | PUT | 25,000 | 110.0000 EUR |
Ordinary | PUT | 50,000 | 110.0000 EUR |
Ordinary | CALL | 77,800 | 130.0000 EUR |
Ordinary | PUT | 25,000 | 100.0000 EUR |
Ordinary | CALL | 10,000 | 115.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L