21st Sep 2015 16:58
AMENDMENT (Section 2 a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser-Busch InBev SANV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 17 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ordinary shares | PURCHASES | 886,579 | 103.4218 EUR | 98.4500 EUR |
ordinary shares | SALES | 1,344,387 | 103.2313 EUR | 98.8200 EUR |
ordinary shares | PURCHASES | 11,567 | 73.5545 GBP | 73.5545 GBP |
ADRs | PURCHASES | 12 | 114.3266 USD | 114.3266 USD |
ADRs | SALES | 12 | 114.3266 USD | 114.3266 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ordinary shares | CFD | LONG | 166 | 100.2000 EUR |
ordinary shares | CFD | LONG | 20 | 100.2492 EUR |
ordinary shares | CFD | LONG | 3 | 100.2492 EUR |
ordinary shares | CFD | LONG | 37 | 100.2492 EUR |
ordinary shares | CFD | LONG | 2 | 100.2492 EUR |
ordinary shares | CFD | LONG | 38 | 100.2492 EUR |
ordinary shares | CFD | LONG | 16 | 100.2492 EUR |
ordinary shares | CFD | LONG | 10 | 100.2492 EUR |
ordinary shares | CFD | LONG | 2 | 100.2492 EUR |
ordinary shares | CFD | LONG | 3 | 100.2492 EUR |
ordinary shares | CFD | LONG | 7 | 100.3000 EUR |
ordinary shares | CFD | LONG | 110 | 100.3000 EUR |
ordinary shares | CFD | LONG | 664 | 100.3798 EUR |
ordinary shares | CFD | LONG | 154 | 100.3798 EUR |
ordinary shares | CFD | LONG | 121 | 100.3798 EUR |
ordinary shares | CFD | LONG | 1,067 | 100.3798 EUR |
ordinary shares | CFD | LONG | 1,443 | 100.5417 EUR |
ordinary shares | CFD | LONG | 3,041 | 100.5523 EUR |
ordinary shares | CFD | LONG | 5,550 | 100.5782 EUR |
ordinary shares | CFD | LONG | 750 | 100.6166 EUR |
ordinary shares | CFD | LONG | 13,421 | 100.6500 EUR |
ordinary shares | CFD | LONG | 685 | 100.6500 EUR |
ordinary shares | CFD | LONG | 2,728 | 100.6500 EUR |
ordinary shares | CFD | LONG | 311 | 100.6500 EUR |
ordinary shares | CFD | LONG | 127 | 100.6500 EUR |
ordinary shares | CFD | LONG | 1,406 | 100.6500 EUR |
ordinary shares | CFD | LONG | 257 | 100.6500 EUR |
ordinary shares | CFD | LONG | 585 | 100.6500 EUR |
ordinary shares | CFD | LONG | 156,221 | 100.6504 EUR |
ordinary shares | CFD | LONG | 18,195 | 100.6594 EUR |
ordinary shares | CFD | LONG | 2,869 | 100.6892 EUR |
ordinary shares | CFD | LONG | 38,642 | 100.7701 EUR |
ordinary shares | CFD | LONG | 127 | 100.7723 EUR |
ordinary shares | CFD | LONG | 2,773 | 100.8149 EUR |
ordinary shares | CFD | LONG | 679 | 100.9023 EUR |
ordinary shares | CFD | LONG | 89,905 | 100.9125 EUR |
ordinary shares | CFD | LONG | 1,632 | 100.9293 EUR |
ordinary shares | CFD | LONG | 20 | 101.1500 EUR |
ordinary shares | CFD | SHORT | 9 | 100.2920 EUR |
ordinary shares | CFD | SHORT | 127 | 100.2920 EUR |
ordinary shares | CFD | SHORT | 2 | 100.2920 EUR |
ordinary shares | CFD | SHORT | 11,480 | 100.5000 EUR |
ordinary shares | CFD | SHORT | 2,131 | 100.6198 EUR |
ordinary shares | CFD | SHORT | 20 | 100.6500 EUR |
ordinary shares | CFD | SHORT | 23 | 100.6991 EUR |
ordinary shares | CFD | SHORT | 250 | 100.7000 EUR |
ordinary shares | CFD | SHORT | 112 | 100.7153 EUR |
ordinary shares | CFD | SHORT | 156,309 | 100.7153 EUR |
ordinary shares | CFD | SHORT | 5,550 | 100.7592 EUR |
ordinary shares | CFD | SHORT | 1,954 | 100.7654 EUR |
ordinary shares | CFD | SHORT | 149 | 100.7676 EUR |
ordinary shares | CFD | SHORT | 468 | 100.7988 EUR |
ordinary shares | CFD | SHORT | 58 | 100.8467 EUR |
ordinary shares | CFD | SHORT | 21 | 100.8467 EUR |
ordinary shares | CFD | SHORT | 292 | 100.8467 EUR |
ordinary shares | CFD | SHORT | 334 | 100.8529 EUR |
ordinary shares | CFD | SHORT | 750 | 100.8833 EUR |
ordinary shares | CFD | SHORT | 126 | 100.8896 EUR |
ordinary shares | CFD | SHORT | 57 | 100.9802 EUR |
ordinary shares | CFD | SHORT | 2 | 101.1250 EUR |
ordinary shares | CFD | SHORT | 1 | 101.2500 EUR |
ordinary shares | CFD | SHORT | 322 | 73.5545 EUR |
ordinary shares | CFD | SHORT | 3,421 | 73.5545 EUR |
ordinary shares | CFD | SHORT | 442 | 73.5545 EUR |
ordinary shares | CFD | SHORT | 603 | 73.5545 EUR |
ordinary shares | CFD | SHORT | 2,764 | 73.5545 EUR |
ordinary shares | CFD | SHORT | 3,128 | 73.5545 EUR |
ADRs | CFD | LONG | 100 | 113.8100 USD |
ADRs | CFD | LONG | 10 | 114.8100 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ordinary shares | PUT | SALE | 12,500 | 100.0000 | A | 18/09/2015 | 1.1500 EUR |
ordinary shares | PUT | SALE | 7,000 | 100.0000 | A | 18/09/2015 | 1.1500 EUR |
ordinary shares | PUT | SALE | 3,500 | 100.0000 | A | 18/09/2015 | 1.1500 EUR |
ordinary shares | PUT | SALE | 3,000 | 96.0000 | A | 18/09/2015 | 0.3300 EUR |
ordinary shares | PUT | SALE | 4,000 | 96.0000 | A | 18/09/2015 | 0.3300 EUR |
ordinary shares | PUT | SALE | 18,000 | 96.0000 | A | 18/09/2015 | 0.3300 EUR |
ordinary shares | PUT | SALE | 3,000 | 96.0000 | A | 18/09/2015 | 0.3800 EUR |
ordinary shares | PUT | SALE | 4,400 | 96.0000 | A | 18/09/2015 | 0.3800 EUR |
ordinary shares | PUT | SALE | 17,600 | 96.0000 | A | 18/09/2015 | 0.3800 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L