19th Jan 2016 15:15
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 15 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 423,339 | 107.4500 EUR | 105.8500 EUR |
Ordinary | SALES | 603,485 | 107.4000 EUR | 105.9463 EUR |
Ordinary | SALES | 379 | 116.4816 USD | 116.4816 USD |
Ordinary | SALES | 67,327 | 1,935.0000 ZAR | 1,932.9231 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 900 | 116.4133 USD |
Ordinary | CFD | LONG | 136 | 105.9463 EUR |
Ordinary | CFD | LONG | 77 | 105.9463 EUR |
Ordinary | CFD | LONG | 696 | 105.9463 EUR |
Ordinary | CFD | LONG | 2,759 | 105.9463 EUR |
Ordinary | CFD | LONG | 1,777 | 105.9463 EUR |
Ordinary | CFD | LONG | 729 | 105.9463 EUR |
Ordinary | CFD | LONG | 279 | 105.9463 EUR |
Ordinary | CFD | LONG | 6,500 | 106.0086 EUR |
Ordinary | CFD | LONG | 638 | 106.1000 EUR |
Ordinary | CFD | LONG | 36 | 106.1000 EUR |
Ordinary | CFD | LONG | 540 | 106.1000 EUR |
Ordinary | CFD | LONG | 20,000 | 106.1409 EUR |
Ordinary | CFD | LONG | 108 | 106.1445 EUR |
Ordinary | CFD | LONG | 664 | 106.1445 EUR |
Ordinary | CFD | LONG | 6 | 106.1445 EUR |
Ordinary | CFD | LONG | 75 | 106.1527 EUR |
Ordinary | CFD | LONG | 16,000 | 106.1757 EUR |
Ordinary | CFD | LONG | 681 | 106.4932 EUR |
Ordinary | CFD | LONG | 1,039 | 106.5000 EUR |
Ordinary | CFD | LONG | 146 | 106.5000 EUR |
Ordinary | CFD | LONG | 20 | 106.5000 EUR |
Ordinary | CFD | LONG | 420 | 106.5000 EUR |
Ordinary | CFD | LONG | 58,564 | 106.5281 EUR |
Ordinary | CFD | LONG | 2,217 | 106.5420 EUR |
Ordinary | CFD | LONG | 753 | 106.5420 EUR |
Ordinary | CFD | LONG | 28,390 | 106.5452 EUR |
Ordinary | CFD | LONG | 486 | 106.5532 EUR |
Ordinary | CFD | LONG | 78 | 106.7064 EUR |
Ordinary | CFD | LONG | 20,000 | 106.7896 EUR |
Ordinary | CFD | LONG | 473 | 106.8156 EUR |
Ordinary | CFD | LONG | 72,443 | 106.9111 EUR |
Ordinary | CFD | LONG | 85 | 106.9111 EUR |
Ordinary | CFD | LONG | 147 | 106.9785 EUR |
Ordinary | CFD | LONG | 755 | 106.9785 EUR |
Ordinary | CFD | LONG | 86 | 106.9785 EUR |
Ordinary | CFD | LONG | 1,927 | 106.9785 EUR |
Ordinary | CFD | LONG | 2,992 | 106.9785 EUR |
Ordinary | CFD | LONG | 790 | 106.9785 EUR |
Ordinary | CFD | LONG | 303 | 106.9785 EUR |
Ordinary | CFD | LONG | 20,000 | 106.9786 EUR |
Ordinary | CFD | LONG | 122 | 106.9786 EUR |
Ordinary | CFD | LONG | 1,079 | 106.9786 EUR |
Ordinary | CFD | LONG | 210 | 106.9786 EUR |
Ordinary | CFD | LONG | 1,129 | 106.9786 EUR |
Ordinary | CFD | LONG | 4,275 | 106.9786 EUR |
Ordinary | CFD | LONG | 2,753 | 106.9786 EUR |
Ordinary | CFD | LONG | 432 | 106.9786 EUR |
Ordinary | CFD | LONG | 150 | 106.9786 EUR |
Ordinary | CFD | LONG | 953 | 106.9786 EUR |
Ordinary | CFD | LONG | 1,480 | 106.9786 EUR |
Ordinary | CFD | LONG | 391 | 106.9786 EUR |
Ordinary | CFD | LONG | 73 | 106.9786 EUR |
Ordinary | CFD | LONG | 373 | 106.9786 EUR |
Ordinary | CFD | LONG | 41 | 106.9786 EUR |
Ordinary | CFD | LONG | 20,000 | 106.9800 EUR |
Ordinary | CFD | LONG | 20,000 | 106.9934 EUR |
Ordinary | CFD | LONG | 7 | 107.0114 EUR |
Ordinary | CFD | LONG | 3,804 | 107.0301 EUR |
Ordinary | CFD | LONG | 7 | 107.0385 EUR |
Ordinary | CFD | SHORT | 1,600 | 106.0750 EUR |
Ordinary | CFD | SHORT | 67 | 106.2000 EUR |
Ordinary | CFD | SHORT | 30,000 | 106.2046 EUR |
Ordinary | CFD | SHORT | 16,000 | 106.2680 EUR |
Ordinary | CFD | SHORT | 429 | 106.4648 EUR |
Ordinary | CFD | SHORT | 17,331 | 106.4989 EUR |
Ordinary | CFD | SHORT | 251 | 106.5000 EUR |
Ordinary | CFD | SHORT | 162 | 106.5000 EUR |
Ordinary | CFD | SHORT | 1 | 106.5000 EUR |
Ordinary | CFD | SHORT | 857 | 106.5000 EUR |
Ordinary | CFD | SHORT | 512 | 106.5000 EUR |
Ordinary | CFD | SHORT | 798 | 106.5671 EUR |
Ordinary | CFD | SHORT | 9,553 | 106.5685 EUR |
Ordinary | CFD | SHORT | 56 | 106.7258 EUR |
Ordinary | CFD | SHORT | 72,443 | 106.8135 EUR |
Ordinary | CFD | SHORT | 3,144 | 106.8135 EUR |
Ordinary | CFD | SHORT | 533 | 107.0111 EUR |
Ordinary | CFD | SHORT | 30 | 107.0111 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 1 | 107.0500 EUR |
Ordinary | CFD | SHORT | 417 | 107.0633 EUR |
Ordinary | CFD | SHORT | 275 | 107.0633 EUR |
Ordinary | CFD | SHORT | 65 | 107.0633 EUR |
Ordinary | CFD | SHORT | 1 | 107.1500 EUR |
Ordinary | CFD | SHORT | 1 | 107.1500 EUR |
Ordinary | CFD | SHORT | 499 | 107.1650 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 25,000 | 110.0000 | A | 17/06/2016 | 6.1000 EUR |
Ordinary | CALL | SALE | 25,000 | 120.0000 | A | 17/06/2016 | 2.7000 EUR |
Ordinary | PUT | SALE | 25,000 | 95.0000 | A | 17/06/2016 | 4.2000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L