15th Oct 2014 11:23
AMENDMENT (Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AbbVie Inc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire Plc |
(d) Date dealing undertaken: | 13 OCTOBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common shares of USD 0.01 par value | PURCHASES | 88,281 | 55.0800 USD | 53.6000 USD |
Common shares of USD 0.01 par value | SALES | 169,237 | 55.0800 USD | 53.5900 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common shares of USD 0.01 par value | CFD | LONG | 4,684 | 54.8305 USD |
Common shares of USD 0.01 par value | CFD | LONG | 6,483 | 54.8305 USD |
Common shares of USD 0.01 par value | CFD | LONG | 16,660 | 54.8305 USD |
Common shares of USD 0.01 par value | CFD | LONG | 2,173 | 54.8305 USD |
Common shares of USD 0.01 par value | CFD | LONG | 4,302 | 53.9579 USD |
Common shares of USD 0.01 par value | CFD | LONG | 400 | 54.0000 USD |
Common shares of USD 0.01 par value | CFD | LONG | 11,885 | 54.0256 USD |
Common shares of USD 0.01 par value | CFD | LONG | 4,200 | 54.0282 USD |
Common shares of USD 0.01 par value | CFD | LONG | 38 | 54.0300 USD |
Common shares of USD 0.01 par value | CFD | LONG | 100 | 54.1200 USD |
Common shares of USD 0.01 par value | CFD | LONG | 1 | 54.1700 USD |
Common shares of USD 0.01 par value | CFD | LONG | 18 | 54.1700 USD |
Common shares of USD 0.01 par value | CFD | LONG | 700 | 54.3512 USD |
Common shares of USD 0.01 par value | CFD | LONG | 41,700 | 54.3567 USD |
Common shares of USD 0.01 par value | CFD | LONG | 12,000 | 54.4066 USD |
Common shares of USD 0.01 par value | CFD | LONG | 100 | 54.6800 USD |
Common shares of USD 0.01 par value | CFD | LONG | 300 | 54.7067 USD |
Common shares of USD 0.01 par value | CFD | LONG | 600 | 54.7139 USD |
Common shares of USD 0.01 par value | CFD | LONG | 30,300 | 54.7207 USD |
Common shares of USD 0.01 par value | CFD | LONG | 3,337 | 54.7273 USD |
Common shares of USD 0.01 par value | CFD | LONG | 1,600 | 54.7662 USD |
Common shares of USD 0.01 par value | CFD | LONG | 700 | 54.8025 USD |
Common shares of USD 0.01 par value | CFD | LONG | 700 | 54.8229 USD |
Common shares of USD 0.01 par value | CFD | LONG | 200 | 54.8300 USD |
Common shares of USD 0.01 par value | CFD | LONG | 200 | 54.8300 USD |
Common shares of USD 0.01 par value | CFD | LONG | 700 | 54.8314 USD |
Common shares of USD 0.01 par value | CFD | LONG | 1,100 | 54.8773 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 1,701 | 53.6000 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 7,000 | 53.6000 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 5,363 | 53.8994 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 600 | 53.9464 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 3,900 | 54.0068 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 16,300 | 54.0428 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 762 | 54.1508 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 2,500 | 54.1880 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 6,500 | 54.2433 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 5,000 | 54.3011 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 26,950 | 54.4038 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 4,236 | 54.4336 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 200 | 54.4751 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 824 | 54.5062 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 74 | 54.6400 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 637 | 54.6400 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 5 | 54.6400 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 81 | 54.6400 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 4 | 54.7200 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 4 | 54.7200 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 3 | 54.7200 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 300 | 54.7467 USD |
Common shares of USD 0.01 par value | CFD | SHORT | 3,437 | 54.9700 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 OCTOBER 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire