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Form 8.5 (EPT/RI) Replacement

6th Feb 2012 13:19

RNS Number : 8691W
Morgan Stanley Securities Limited
06 February 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

2nd February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD GBP

PURCHASES

19,008,332

4.6705

4.3500

ORD GBP

SALES

14,501,941

4.6480

4.3500

ORD USD

PURCHASES

1,912,148

7.3018

6.8000

ORD USD

SALES

2,923,673

7.3000

6.8000

ORD EUR

SALES

40,000

5.2336

5.2336

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

ORD GBP

CFD

LONG

40,000

5.2315

ORD GBP

CFD

PURCHASE

50

452.4089

ORD GBP

CFD

PURCHASE

100

455.6132

ORD GBP

CFD

LONG

3,787

4.4362

ORD GBP

CFD

LONG

265,503

4.4533

ORD GBP

CFD

LONG

1,451

4.4900

ORD GBP

CFD

LONG

8,000

4.5083

ORD GBP

CFD

LONG

27,500

4.5425

ORD GBP

CFD

LONG

46,646

4.5742

ORD GBP

CFD

LONG

38,850

4.6009

ORD GBP

CFD

LONG

2,126

4.6125

ORD GBP

CFD

LONG

3,282

4.6162

ORD GBP

CFD

LONG

34

4.6170

ORD GBP

CFD

SHORT

18,000

4.4229

ORD GBP

CFD

SHORT

100,000

4.4236

ORD GBP

CFD

SHORT

4,000

4.4351

ORD GBP

CFD

SHORT

6,631

4.4668

ORD GBP

CFD

SHORT

43,578

4.5018

ORD GBP

CFD

SHORT

200,000

4.5255

ORD GBP

CFD

SHORT

1,445

4.5266

ORD GBP

CFD

SHORT

1,000,000

4.5318

ORD GBP

CFD

SHORT

166,396

4.5413

ORD GBP

CFD

SHORT

60,500

4.5610

ORD GBP

CFD

SHORT

2,993

4.5800

ORD GBP

CFD

SHORT

15,000

4.5800

ORD GBP

CFD

SHORT

15,000

4.5800

ORD GBP

CFD

SHORT

50,000

4.5897

ORD GBP

CFD

SHORT

2,054

4.6049

ORD GBP

CFD

SHORT

750,000

4.6127

ORD GBP

CFD

SHORT

789

4.6170

ORD GBP

CFD

SHORT

350,000

4.6193

ORD GBP

CFD

LONG

123,800

6.8486

ORD GBP

CFD

LONG

254,650

6.8486

ORD GBP

CFD

LONG

968

7.0411

ORD GBP

CFD

LONG

123,800

7.1986

ORD GBP

CFD

SHORT

127,300

6.8014

ORD GBP

CFD

SHORT

115,000

6.8513

ORD GBP

CFD

SHORT

57,500

6.8513

ORD GBP

CFD

SHORT

57,500

6.8513

ORD GBP

CFD

SHORT

123,757

6.8514

ORD GBP

CFD

SHORT

123,800

7.2014

ORD GBP

CFD

SHORT

24,760

7.3015

ORD GBP

CFD

SHORT

37,140

7.3015

ORD GBP

CFD

SHORT

15,276

7.3034

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ORD GBP

CALL

SALE

33,000

397.1300

E

02/02/2012

0.6457

ORD GBP

CALL

PURCHASE

33,000

466.3200

E

04/03/2012

0.2363

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

6th February 2012

Contact name:

Mikhail Nassimov

Telephone number:

0207 677 0522

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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