21st Dec 2017 11:57
This announcement replaces the previous RNS announcement 9475Z released at 11:38am on the 20th December 2017. Amendment made to section 2 (a). All other information remains
unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 19 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 803816 | 5.3248988 GBP | 5.34000 GBP |
25p ordinary | Sell
| 833489 | 5.3249011 GBP | 5.34000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 32807 | 5.3248988 GBP |
25p ordinary | CFD
| Long | 3300 | 5.392727 GBP |
25p ordinary | CFD
| Long | 900 | 5.391111 GBP |
25p ordinary | CFD
| Long | 1953 | 5.395026 GBP |
25p ordinary | CFD
| Long | 1890 | 5.390741 GBP |
25p ordinary | CFD
| Long | 323593 | 5.367 GBP |
25p ordinary | CFD
| Long | 1376 | 5.366999 GBP |
25p ordinary | CFD
| Long | 9600 | 5.367439 GBP |
25p ordinary | CFD
| Long | 1720 | 5.4 GBP |
25p ordinary | CFD
| Long | 18168 | 5.379847 GBP |
25p ordinary | CFD
| Long | 5300 | 5.36288 GBP |
25p ordinary | CFD
| Short | 29829 | 5.36547286 GBP |
25p ordinary | CFD
| Short | 279 | 5.3746 GBP |
25p ordinary | CFD
| Short | 1 | 5.368037 GBP |
25p ordinary | CFD
| Short | 63 | 5.372755 GBP |
25p ordinary | CFD
| Short | 67 | 5.3702 GBP |
25p ordinary | CFD
| Short | 93 | 5.371812 GBP |
25p ordinary | CFD
| Short | 103 | 5.376883 GBP |
25p ordinary | CFD
| Short | 13436 | 5.36547336 GBP |
25p ordinary | CFD
| Short | 19115 | 5.365 GBP |
25p ordinary | CFD
| Short | 3289 | 5.354532 GBP |
25p ordinary | CFD
| Short | 1300 | 5.364615 GBP |
25p ordinary | CFD
| Short | 3200 | 5.361563 GBP |
25p ordinary | CFD
| Short | 7100 | 5.353169 GBP |
25p ordinary | CFD
| Short | 21058 | 5.36814654763035 GBP |
25p ordinary | CFD
| Short | 23189 | 5.36327224114882 GBP |
25p ordinary | CFD
| Short | 5229 | 5.37195830942819 GBP |
25p ordinary | CFD
| Short | 25092 | 5.37708313406663 GBP |
25p ordinary | CFD
| Short | 87 | 5.34563218390805 GBP |
25p ordinary | CFD
| Short | 4345 | 5.36761565017261 GBP |
25p ordinary | CFD
| Short | 1614 | 5.370458488228 GBP |
25p ordinary | CFD
| Short | 6113 | 5.34566824799607 GBP |
25p ordinary | CFD
| Short | 7888 | 5.3632860040568 GBP |
25p ordinary | CFD
| Short | 12064 | 5.36276193633952 GBP |
25p ordinary | CFD
| Short | 2322 | 5.37854866494401 GBP |
25p ordinary | CFD
| Short | 13999 | 5.37769340667191 GBP |
25p ordinary | CFD
| Short | 23955 | 5.34 GBP |
25p ordinary | CFD
| Short | 5533 | 5.343669 GBP |
25p ordinary | CFD
| Short | 32807 | 5.3248988 GBP |
25p ordinary | CFD
| Short | 7495 | 5.373032835 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L