25th Sep 2018 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Randgold Resources Limited |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Barrick Gold Corporation |
(d) Date dealing undertaken: | 24 SEPTEMBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Barrick Gold Corporation
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADS | PURCHASES | 386 | 68.6700 USD | 68.3700 USD |
ADS | SALES | 386 | 68.6700 USD | 68.3700 USD |
USD 0.05 ordinary | PURCHASES | 616,837 | 52.4000 GBP | 50.5400 GBP |
USD 0.05 ordinary | SALES | 703,347 | 52.4000 GBP | 50.5200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADS | CFD | LONG | 11 | 68.2600 USD |
ADS | CFD | LONG | 179 | 68.3600 USD |
ADS | CFD | LONG | 104 | 68.6700 USD |
ADS | CFD | LONG | 114 | 68.6700 USD |
ADS | CFD | SHORT | 4,168 | 68.0133 USD |
ADS | CFD | SHORT | 114 | 68.1400 USD |
ADS | CFD | SHORT | 470 | 68.1400 USD |
ADS | CFD | SHORT | 104 | 68.1400 USD |
ADS | CFD | SHORT | 594 | 68.1400 USD |
ADS | CFD | SHORT | 511 | 68.1400 USD |
ADS | CFD | SHORT | 2,812 | 68.1400 USD |
ADS | CFD | SHORT | 101 | 68.1400 USD |
ADS | CFD | SHORT | 82 | 68.1400 USD |
ADS | CFD | SHORT | 2,813 | 68.1400 USD |
ADS | CFD | SHORT | 512 | 68.1400 USD |
ADS | CFD | SHORT | 4,168 | 68.2213 USD |
ADS | CFD | SHORT | 179 | 68.2900 USD |
USD 0.05 ordinary | CFD | LONG | 35,334 | 49.2300 GBP |
USD 0.05 ordinary | CFD | LONG | 1,000 | 50.8435 GBP |
USD 0.05 ordinary | CFD | LONG | 250 | 50.9471 GBP |
USD 0.05 ordinary | CFD | LONG | 1,000 | 51.0088 GBP |
USD 0.05 ordinary | CFD | LONG | 2 | 51.1572 GBP |
USD 0.05 ordinary | CFD | LONG | 4,675 | 51.1880 GBP |
USD 0.05 ordinary | CFD | LONG | 700 | 51.2186 GBP |
USD 0.05 ordinary | CFD | LONG | 6,479 | 51.2743 GBP |
USD 0.05 ordinary | CFD | LONG | 71 | 51.2895 GBP |
USD 0.05 ordinary | CFD | LONG | 4 | 51.2947 GBP |
USD 0.05 ordinary | CFD | LONG | 38,667 | 51.7637 GBP |
USD 0.05 ordinary | CFD | LONG | 17,000 | 51.7650 GBP |
USD 0.05 ordinary | CFD | LONG | 18,477 | 51.7924 GBP |
USD 0.05 ordinary | CFD | LONG | 2,103 | 51.7924 GBP |
USD 0.05 ordinary | CFD | LONG | 144,706 | 51.8069 GBP |
USD 0.05 ordinary | CFD | LONG | 17,713 | 51.8600 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 4 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 2 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 3 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 2 | 51.8872 GBP |
USD 0.05 ordinary | CFD | LONG | 1,000 | 51.9000 GBP |
USD 0.05 ordinary | CFD | LONG | 906 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 1,278 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 45 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 846 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 195 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 242 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 237 | 51.9010 GBP |
USD 0.05 ordinary | CFD | LONG | 1,517 | 52.0300 GBP |
USD 0.05 ordinary | CFD | LONG | 834 | 52.0300 GBP |
USD 0.05 ordinary | CFD | LONG | 1 | 52.0400 GBP |
USD 0.05 ordinary | CFD | LONG | 5 | 52.1960 GBP |
USD 0.05 ordinary | CFD | LONG | 3,569 | 52.2000 GBP |
USD 0.05 ordinary | CFD | LONG | 3,569 | 52.2000 GBP |
USD 0.05 ordinary | CFD | LONG | 343 | 52.2000 GBP |
USD 0.05 ordinary | CFD | LONG | 1,106 | 52.2000 GBP |
USD 0.05 ordinary | CFD | SHORT | 40,646 | 49.2300 GBP |
USD 0.05 ordinary | CFD | SHORT | 35,334 | 49.2300 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,000 | 51.0682 GBP |
USD 0.05 ordinary | CFD | SHORT | 109 | 51.0800 GBP |
USD 0.05 ordinary | CFD | SHORT | 298 | 51.1387 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,000 | 51.1485 GBP |
USD 0.05 ordinary | CFD | SHORT | 828 | 51.2083 GBP |
USD 0.05 ordinary | CFD | SHORT | 116 | 51.2097 GBP |
USD 0.05 ordinary | CFD | SHORT | 102 | 51.2100 GBP |
USD 0.05 ordinary | CFD | SHORT | 10,444 | 51.2237 GBP |
USD 0.05 ordinary | CFD | SHORT | 4,385 | 51.3433 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,000 | 51.4400 GBP |
USD 0.05 ordinary | CFD | SHORT | 6,076 | 51.5315 GBP |
USD 0.05 ordinary | CFD | SHORT | 805 | 51.5653 GBP |
USD 0.05 ordinary | CFD | SHORT | 3,432 | 51.5653 GBP |
USD 0.05 ordinary | CFD | SHORT | 20,555 | 51.7322 GBP |
USD 0.05 ordinary | CFD | SHORT | 36,564 | 51.7599 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,225 | 51.9173 GBP |
USD 0.05 ordinary | CFD | SHORT | 260 | 51.9511 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,100 | 51.9511 GBP |
USD 0.05 ordinary | CFD | SHORT | 378 | 51.9633 GBP |
USD 0.05 ordinary | CFD | SHORT | 131 | 51.9633 GBP |
USD 0.05 ordinary | CFD | SHORT | 19 | 51.9633 GBP |
USD 0.05 ordinary | CFD | SHORT | 388 | 51.9633 GBP |
USD 0.05 ordinary | CFD | SHORT | 29 | 51.9633 GBP |
USD 0.05 ordinary | CFD | SHORT | 54 | 51.9635 GBP |
USD 0.05 ordinary | CFD | SHORT | 10 | 51.9635 GBP |
USD 0.05 ordinary | CFD | SHORT | 223 | 51.9635 GBP |
USD 0.05 ordinary | CFD | SHORT | 343 | 51.9635 GBP |
USD 0.05 ordinary | CFD | SHORT | 8,072 | 51.9635 GBP |
USD 0.05 ordinary | CFD | SHORT | 17,713 | 52.0202 GBP |
USD 0.05 ordinary | CFD | SHORT | 20,000 | 52.0341 GBP |
USD 0.05 ordinary | CFD | SHORT | 287 | 52.0498 GBP |
USD 0.05 ordinary | CFD | SHORT | 1,836 | 52.0651 GBP |
USD 0.05 ordinary | CFD | SHORT | 14,392 | 52.0658 GBP |
USD 0.05 ordinary | CFD | SHORT | 836 | 52.2000 GBP |
USD 0.05 ordinary | CFD | SHORT | 202 | 52.2000 GBP |
USD 0.05 ordinary | CFD | SHORT | 170 | 51.8176 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 SEPTEMBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Randgold Resources