26th Sep 2018 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Randgold Resources Limited |
| (c) Name of the party to the offer with which exempt principal trader is connected:
| Barrick Gold Corporation |
| (d) Date dealing undertaken: | 25 SEPTEMBER 2018 |
| (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Barrick Gold Corporation
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| ADS | PURCHASES | 2,525 | 71.8900 USD | 70.5854 USD |
| ADS | SALES | 2,525 | 71.8900 USD | 70.5854 USD |
| USD 0.05 ordinary | PURCHASES | 311,390 | 54.8400 GBP | 51.9079 GBP |
| USD 0.05 ordinary | SALES | 310,524 | 54.9000 GBP | 51.8400 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| ADS | CFD | LONG | 179 | 68.1400 USD |
| ADS | CFD | LONG | 82 | 69.7900 USD |
| ADS | CFD | LONG | 187 | 69.7900 USD |
| ADS | CFD | LONG | 1,223 | 69.7900 USD |
| ADS | CFD | LONG | 3,503 | 69.7900 USD |
| ADS | CFD | LONG | 100 | 71.7200 USD |
| ADS | CFD | LONG | 511 | 71.7400 USD |
| ADS | CFD | LONG | 160 | 71.7400 USD |
| ADS | CFD | LONG | 512 | 71.7400 USD |
| ADS | CFD | SHORT | 179 | 68.1400 USD |
| ADS | CFD | SHORT | 692 | 69.7900 USD |
| ADS | CFD | SHORT | 692 | 69.7900 USD |
| ADS | CFD | SHORT | 160 | 69.7900 USD |
| ADS | CFD | SHORT | 100 | 71.6700 USD |
| ADS | CFD | SHORT | 3,827 | 71.6903 USD |
| USD 0.05 ordinary | CFD | LONG | 296 | 52.0137 GBP |
| USD 0.05 ordinary | CFD | LONG | 710 | 52.0800 GBP |
| USD 0.05 ordinary | CFD | LONG | 136,281 | 52.2000 GBP |
| USD 0.05 ordinary | CFD | LONG | 57,265 | 52.2000 GBP |
| USD 0.05 ordinary | CFD | LONG | 2 | 52.2758 GBP |
| USD 0.05 ordinary | CFD | LONG | 2,827 | 52.8009 GBP |
| USD 0.05 ordinary | CFD | LONG | 27 | 53.9444 GBP |
| USD 0.05 ordinary | CFD | LONG | 1,290 | 53.9547 GBP |
| USD 0.05 ordinary | CFD | LONG | 54,391 | 53.9547 GBP |
| USD 0.05 ordinary | CFD | LONG | 160 | 53.9751 GBP |
| USD 0.05 ordinary | CFD | LONG | 248 | 53.9907 GBP |
| USD 0.05 ordinary | CFD | LONG | 2,580 | 54.0034 GBP |
| USD 0.05 ordinary | CFD | LONG | 25,401 | 54.0034 GBP |
| USD 0.05 ordinary | CFD | LONG | 18,031 | 54.1040 GBP |
| USD 0.05 ordinary | CFD | LONG | 2,292 | 54.4549 GBP |
| USD 0.05 ordinary | CFD | LONG | 701 | 54.5200 GBP |
| USD 0.05 ordinary | CFD | LONG | 407 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 52,752 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 360 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 8,449 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 407 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 7,707 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 321 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | LONG | 623 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | SHORT | 459 | 51.9079 GBP |
| USD 0.05 ordinary | CFD | SHORT | 194 | 51.9513 GBP |
| USD 0.05 ordinary | CFD | SHORT | 700 | 52.0949 GBP |
| USD 0.05 ordinary | CFD | SHORT | 57,265 | 52.2000 GBP |
| USD 0.05 ordinary | CFD | SHORT | 904 | 52.2987 GBP |
| USD 0.05 ordinary | CFD | SHORT | 2 | 52.9410 GBP |
| USD 0.05 ordinary | CFD | SHORT | 19 | 52.9410 GBP |
| USD 0.05 ordinary | CFD | SHORT | 58 | 52.9410 GBP |
| USD 0.05 ordinary | CFD | SHORT | 60 | 52.9410 GBP |
| USD 0.05 ordinary | CFD | SHORT | 6 | 52.9410 GBP |
| USD 0.05 ordinary | CFD | SHORT | 6 | 52.9595 GBP |
| USD 0.05 ordinary | CFD | SHORT | 1 | 52.9595 GBP |
| USD 0.05 ordinary | CFD | SHORT | 27 | 52.9595 GBP |
| USD 0.05 ordinary | CFD | SHORT | 40 | 52.9595 GBP |
| USD 0.05 ordinary | CFD | SHORT | 948 | 52.9595 GBP |
| USD 0.05 ordinary | CFD | SHORT | 4,698 | 53.3318 GBP |
| USD 0.05 ordinary | CFD | SHORT | 32 | 53.4068 GBP |
| USD 0.05 ordinary | CFD | SHORT | 17,554 | 53.8762 GBP |
| USD 0.05 ordinary | CFD | SHORT | 25,878 | 53.9413 GBP |
| USD 0.05 ordinary | CFD | SHORT | 2,103 | 53.9413 GBP |
| USD 0.05 ordinary | CFD | SHORT | 89 | 54.0641 GBP |
| USD 0.05 ordinary | CFD | SHORT | 81 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 1,396 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 330 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 304 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 1,530 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 381 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 1,840 | 54.2204 GBP |
| USD 0.05 ordinary | CFD | SHORT | 16,711 | 54.2305 GBP |
| USD 0.05 ordinary | CFD | SHORT | 21,344 | 54.2737 GBP |
| USD 0.05 ordinary | CFD | SHORT | 16,650 | 54.2949 GBP |
| USD 0.05 ordinary | CFD | SHORT | 139 | 54.3600 GBP |
| USD 0.05 ordinary | CFD | SHORT | 5,803 | 54.4030 GBP |
| USD 0.05 ordinary | CFD | SHORT | 3,332 | 54.4700 GBP |
| USD 0.05 ordinary | CFD | SHORT | 834 | 54.5135 GBP |
| USD 0.05 ordinary | CFD | SHORT | 3,269 | 54.5363 GBP |
| USD 0.05 ordinary | CFD | SHORT | 386 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | SHORT | 1,233 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | SHORT | 55,364 | 54.6000 GBP |
| USD 0.05 ordinary | CFD | SHORT | 170 | 52.0482 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
| Date of disclosure: | 26 SEPTEMBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Randgold Resources