20th Jul 2015 12:29
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 17/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 627,490 | 18.55 GBP | 18.26 GBP |
Common - ISIN GB00B03MM408 | Sale | 662,787 | 18.54 GBP | 18.28 GBP |
Common - ISIN GB00B03MM408 | Sale | 1 | 26.39 EUR | 26.39 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,183,137 | 18.32 GBP | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 880,711 | 26.38 EUR | 26.13 EUR |
Common - ISIN GB00B03MLX29 | Sale | 972,465 | 18.32 GBP | 18.1 GBP |
Common - ISIN GB00B03MLX29 | Sale | 4,534,691 | 26.38 EUR | 26.13 EUR |
ADR - US7802592060 | Purchase | 100,000 | 57.5 USD | 57.5 USD |
ADR - US7802592060 | Sale | 58,000 | 57.17 USD | 56.94 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,377 | 26.214 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,486 | 26.214 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,474 | 26.296 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3 | 26.201 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,660 | 26.196 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,402 | 26.196 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 156,851 | 26.249 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,787 | 26.184 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,825 | 26.184 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,679 | 26.145 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,644 | 26.138 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 640 | 26.138 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,170 | 26.291 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 435 | 26.184 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20 | 26.288 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8 | 26.184 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,591 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,468 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,107 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,903 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,002 | 18.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,373 | 18.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 527 | 18.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 259 | 18.191 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,591 | 18.11 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 2,866 | 18.11 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,834 | 18.099 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 337 | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 34 | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 435,785 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,074 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 8,489 | 18.21 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 3,190 | 18.257 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,536 | 18.257 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 3,483 | 18.139 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 304 | 18.299 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 10,624 | 18.239 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,515 | 26.256 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3 | 26.339 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 156,851 | 26.248 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 21,110 | 26.216 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 382 | 26.283 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 20 | 26.274 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 191 | 26.274 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 435 | 26.27 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 864 | 26.274 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,979 | 26.27 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1 | 18.121 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 259 | 18.321 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 11 | 18.13 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 357 | 18.13 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,870 | 18.32 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 435,785 | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,190 | 18.201 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 10,025 | 18.229 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,483 | 18.231 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 127 | 18.251 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 130 | 18.251 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 148 | 18.271 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 221 | 18.271 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,032 | 18.169 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 64 | 18.142 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1 | 26.388 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 4,516 | 18.399 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,634 | 18.413 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,451 | 18.429 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 731 | 18.429 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 358 | 18.409 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 185,000 | 18.436 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 7,019 | 18.279 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,534 | 18.279 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,344 | 18.293 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 420 | 18.457 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2 | 18.457 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,395 | 18.566 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 245 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 10,490 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,450 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 361 | 18.5 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 296,900 | 18.426 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 634 | 18.426 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,694 | 18.427 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 889 | 18.419 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 7,793 | 18.429 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 150 | 18.539 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 110 | 18.539 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,150 | 18.521 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 420 | 18.298 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,758 | 18.298 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,652 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,212 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,395 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,167 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 245 | 18.31 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,251 | 18.31 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,548 | 18.31 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10 | 18.363 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,459 | 18.285 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,490 | 18.363 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 248 | 18.28 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,085 | 18.334 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 296,900 | 18.425 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 222 | 18.382 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 889 | 18.382 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,472 | 18.386 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,331 | 18.435 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,464 | 18.435 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 277 | 18.466 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 383 | 18.375 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 300,000 | 25.55 EUR |
Common - ISIN GB00B03MLX29 | Futures | Long | 400,000 | 1.49 EUR |
Common - ISIN GB00B03MLX29 | Futures | Long | 400,000 | 1.49 EUR |
Common - ISIN GB00B03MLX29 | Futures | Short | 400,000 | 1.29 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 20/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 17/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 1,882,854 | 10.785 GBP | 10.69 GBP | |||
Common - ISIN GB0008762899 | Sale | 1,673,366 | 10.785 GBP | 10.695 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Long | 6,745 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 4,613 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,956 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 738 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 10,779 | 10.733 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 46 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,176 | 10.707 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,303 | 10.695 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 21,712 | 10.695 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 261,258 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 262,188 | 10.736 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 12,894 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 12,649 | 10.739 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 326 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 12,894 | 10.739 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 12,975 | 10.734 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,104 | 10.733 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 736 | 10.733 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 668 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 372 | 10.729 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 360 | 10.74 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 232 | 10.74 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 179 | 10.738 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 68 | 10.74 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 29 | 10.729 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,774 | 10.718 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 11,251 | 10.74 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 20/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L