24th May 2010 10:25
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
508,407 |
GBP 5.61 |
GBP 5.50 |
|
|
Common - GB0009697037 |
Sale |
648,982 |
GBP 5.60 |
GBP 5.52 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
6953 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
LONG |
205 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
224 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
229 |
GBP 5.50 |
|
|
Common - GB0009697037 |
Swap |
LONG |
248 |
GBP 5.59 |
|
|
Common - GB0009697037 |
Swap |
LONG |
400 |
GBP 5.59 |
|
|
Common - GB0009697037 |
Swap |
LONG |
504 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
596 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
703 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1265 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1330 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1336 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2890 |
GBP 5.59 |
|
|
Common - GB0009697037 |
Swap |
LONG |
100 |
GBP 5.59 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5557 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
LONG |
11121 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
LONG |
15772 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
LONG |
31203 |
GBP 5.59 |
|
|
Common - GB0009697037 |
Swap |
LONG |
4400 |
GBP 5.54 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
205 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
16276 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
12899 |
GBP 5.57 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
6953 |
GBP 5.58 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
5557 |
GBP 5.58 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
4863 |
GBP 5.60 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1954 |
GBP 5.53 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1338 |
GBP 5.55 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1330 |
GBP 5.54 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
407 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
400 |
GBP 5.55 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
24/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
109,667 |
GBP 7.35 |
GBP 7.29 |
|
|
Common - GB0031729733 |
Sale |
59,673 |
GBP 7.35 |
GBP 7.27 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
5375 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
3150 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2196 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2138 |
GBP 7.30 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1291 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1121 |
GBP 7.32 |
|
|
Common - GB0031729733 |
Swap |
LONG |
468 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
351 |
GBP 7.33 |
|
|
Common - GB0031729733 |
Swap |
LONG |
254 |
GBP 7.31 |
|
|
Common - GB0031729733 |
Swap |
LONG |
5 |
GBP 7.27 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
2948 |
GBP 7.31 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
9885 |
GBP 7.30 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
24/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
RENSBURG SHEPPARDS PLC |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B0712D26 |
Sale |
2,406 |
GBP 7.74 |
GBP 7.65 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
12 |
GBP 7.80 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
209 |
GBP 7.65 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
353 |
GBP 7.55 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
465 |
GBP 7.65 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
477 |
GBP 7.65 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
890 |
GBP 7.81 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
24/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Investec Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to INVESTEC PLC |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B17BBQ50 |
Purchase |
85,843 |
GBP 4.70 |
GBP 4.61 |
|
|
Common - GB00B17BBQ50 |
Sale |
67,967 |
GBP 4.70 |
GBP 4.60 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
36161 |
GBP 4.62 |
|
|
Common - |
Swap |
LONG |
814 |
GBP 4.65 |
|
|
Common - |
Swap |
LONG |
1138 |
GBP 4.65 |
|
|
Common - |
Swap |
LONG |
2890 |
GBP 4.70 |
|
|
Common - |
Swap |
LONG |
4051 |
GBP 4.64 |
|
|
Common - |
Swap |
LONG |
6088 |
GBP 4.62 |
|
|
Common - |
Swap |
LONG |
6833 |
GBP 4.64 |
|
|
Common - |
Swap |
LONG |
11225 |
GBP 4.61 |
|
|
Common - |
Swap |
LONG |
9 |
GBP 4.70 |
|
|
Common - |
Swap |
LONG |
12464 |
GBP 4.64 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
14 |
GBP 4.63 |
|
|
Common - |
Swap |
SHORT |
10417 |
GBP 4.64 |
|
|
Common - |
Swap |
SHORT |
9521 |
GBP 4.64 |
|
|
Common - |
Swap |
SHORT |
6088 |
GBP 4.61 |
|
|
Common - |
Swap |
SHORT |
1791 |
GBP 4.61 |
|
|
Common - |
Swap |
SHORT |
1573 |
GBP 4.67 |
|
|
Common - |
Swap |
SHORT |
1247 |
GBP 4.63 |
|
|
Common - |
Swap |
SHORT |
1138 |
GBP 4.59 |
|
|
Common - |
Swap |
SHORT |
25744 |
GBP 4.60 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
24/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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