28th Jul 2011 11:14
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 27/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 2,000,000 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 2,018,097 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 7754 GBP 0.65
Common - BE0947727377 Swap LONG 10343 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 28/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Misys Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information
Services Inc
principal trader is connected:
(d) Date dealing undertaken: 27/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B45TWN62 Purchase 86,784 GBP 4.00 GBP 3.97
Common - GB00B45TWN62 Sale 128,185 GBP 4.00 GBP 3.95
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 3100 GBP 3.98
Common - Swap SHORT 3632 GBP 4.00
Common - Swap SHORT 4487 GBP 3.98
Common - Swap SHORT 226 GBP 3.97
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 1872 GBP 3.99
Common - Swap LONG 8830 GBP 3.99
Common - Swap LONG 8099 GBP 3.99
Common - Swap LONG 7522 GBP 3.98
Common - Swap LONG 6928 GBP 3.98
Common - Swap LONG 4414 GBP 3.99
Common - Swap LONG 2167 GBP 3.95
Common - Swap LONG 58 GBP 3.96
Common - Swap LONG 1499 GBP 4.00
Common - Swap LONG 1312 GBP 3.95
Common - Swap LONG 1200 GBP 3.98
Common - Swap LONG 1154 GBP 3.95
Common - Swap LONG 510 GBP 3.95
Common - Swap LONG 135 GBP 3.98
Common - Swap LONG 82 GBP 3.95
Common - Swap LONG 67 GBP 3.95
Common - Swap LONG 4190 GBP 3.98
Common - Swap LONG 1343 GBP 3.99
Common - Swap LONG 270 GBP 4.00
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 28/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 27/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 11,378 GBP 3.01 GBP 2.95
Common - GB00B079W581 Sale 9,663 GBP 3.02 GBP 2.97
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 3783 GBP 2.98
Common - Swap SHORT 94 GBP 2.96
Common - Swap SHORT 275 GBP 3.01
Common - Swap SHORT 300 GBP 2.95
Common - Swap SHORT 1818 GBP 2.98
Common - Swap SHORT 2458 GBP 2.99
Common - Swap SHORT 11 GBP 3.02
Common - Swap SHORT 2639 GBP 2.99
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 200 GBP 2.97
Common - Swap LONG 2639 GBP 3.02
Common - Swap LONG 1204 GBP 3.02
Common - Swap LONG 306 GBP 2.97
Common - Swap LONG 300 GBP 2.97
Common - Swap LONG 282 GBP 2.97
Common - Swap LONG 247 GBP 2.97
Common - Swap LONG 3783 GBP 3.02
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 28/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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