16th Oct 2015 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 15/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,392,228 | 18.15 GBP | 17.82 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,373,891 | 18.18 GBP | 17.81 GBP |
Common - ISIN GB00B03MM408 | Sale | 1 | 24.54 EUR | 24.54 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,349,984 | 17.94 GBP | 17.64 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 913,231 | 24.38 EUR | 23.94 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,196,094 | 17.96 GBP | 17.59 GBP |
Common - ISIN GB00B03MLX29 | Sale | 836,730 | 24.25 EUR | 23.96 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,108 | 17.758 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 371 | 24.17 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,056 | 24.171 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,759 | 24.007 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27 | 17.797 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,605 | 17.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,134 | 17.817 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,378 | 17.817 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 216 | 17.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 523 | 17.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 739 | 17.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 368 | 24.189 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,534 | 24.172 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,125 | 24.189 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,110 | 17.786 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,330 | 17.786 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,408 | 17.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 24.195 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 692 | 24.005 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 733 | 24.015 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 800 | 24 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,758 | 17.752 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,801 | 24.175 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 347,338 | 24.175 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,633 | 17.786 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,503,181 | 17.786 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,438 | 17.786 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,348 | 17.812 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 371 | 24.101 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 839 | 17.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,207 | 17.801 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 17.781 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 17.781 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,779 | 17.766 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,115 | 17.783 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,307 | 17.783 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,583 | 17.783 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,159 | 17.783 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,373 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 90,737 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,678 | 17.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,582 | 24.208 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,462 | 24.208 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 788 | 24.185 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,009 | 24.147 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,551 | 17.805 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,378 | 17.802 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 764 | 17.802 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216 | 17.762 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,811 | 24.225 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,171 | 24.225 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,314 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,220 | 17.807 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,110 | 17.807 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 943 | 17.791 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 678 | 24.187 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 24.165 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 180 | 24.187 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 349,120 | 24.175 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,506,183 | 17.787 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,348 | 17.804 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,512 | 17.809 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,926 | 17.804 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,139 | 24.178 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 921 | 24.178 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 309 | 23.974 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 162 | 24.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 98 | 24.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,608 | 24.249 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,300 | 24.241 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 24.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 601 | 17.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 297 | 17.809 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 238 | 17.734 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216 | 17.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 44 | 17.734 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43 | 17.809 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,214 | 17.844 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,580 | 17.789 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 283 | 17.789 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 57 | 24.207 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34 | 17.788 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4 | 17.788 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,583 | 17.813 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,907 | 17.813 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,600 | 17.799 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,656 | 24.252 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 289 | 18.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 342 | 18.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,586 | 17.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,340 | 17.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26 | 18.035 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,649 | 18.047 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,069 | 18.039 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,741 | 18.048 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,457 | 18.048 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 100 | 17.87 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 490 | 17.87 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,932 | 17.825 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 93 | 17.985 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,744 | 17.986 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,924 | 18.086 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,732 | 17.981 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,985 | 18.007 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,195 | 18.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,355,061 | 18.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 431 | 18.065 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26 | 18.036 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 41 | 18.026 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 273 | 18.036 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 281 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 325 | 18.026 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 400 | 17.981 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,100 | 18.111 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 33,732 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 24,624 | 17.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,156 | 18.044 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,340 | 18.044 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 89,080 | 17.857 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,873 | 18.154 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 207 | 18.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 24.539 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 20,673 | 18.02 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,087 | 18.054 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,890 | 18.044 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 490 | 18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 350 | 18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,971 | 17.985 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 238 | 17.985 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 181 | 18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 91 | 17.985 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19 | 18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,355,061 | 18.003 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 620 | 18.003 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 431 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,922 | 18.013 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,815 | 18.017 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,942 | 18.031 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,789 | 18.03 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 569 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 471 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 246 | 17.858 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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