29th Sep 2010 11:05
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FORM 8.5 (EPT/RI) |
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|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
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|
Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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relevant securities this form relates: |
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(c) Name of the party to the offer with which exempt |
Advisor to Apollo Management VII LP |
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and CVC Capital Partners |
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principal trader is connected: |
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(d) Date dealing undertaken: |
28/09/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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disclosing, under the Code in respect of any other |
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party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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(a) Purchases and sales |
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|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
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|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
4,657 |
GBP 10.28 |
GBP 10.26 |
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|
Common - NL0009347863 |
Sale |
1,225 |
GBP 10.28 |
GBP 10.26 |
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(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1705 |
GBP 10.26 |
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|
Common - NL0009347863 |
Swap |
LONG |
1552 |
GBP 10.28 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1275 |
GBP 10.28 |
|
|
Common - NL0009347863 |
Swap |
LONG |
125 |
GBP 10.26 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
246 |
GBP 10.28 |
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|
Common - NL0009347863 |
Swap |
SHORT |
294 |
GBP 10.26 |
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|
Common - NL0009347863 |
Swap |
SHORT |
685 |
GBP 10.26 |
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(c) Options transactions in respect of existing securities |
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(i) Writing, selling, purchasing or varying |
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|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
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|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
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(d) Other dealings (including subscribing for new securities) |
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|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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NONE |
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|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
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NONE |
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Date of disclosure: |
29/09/2010 |
|
|
Contact name: |
Doug Berwick |
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|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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|
Group Plc |
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principal trader is connected: |
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|
(d) Date dealing undertaken: |
28/09/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
663,822 |
GBP 7.10 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Sale |
631,069 |
GBP 7.10 |
GBP 7.08 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
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|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
29/09/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Wellstream Holdings Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Wellstream Holdings Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
28/09/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
Purchase |
23,178 |
GBP 7.75 |
GBP 7.69 |
|
|
Common - |
Sale |
27,799 |
GBP 7.73 |
GBP 7.70 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
52 |
GBP 7.71 |
|
|
Common - |
Swap |
LONG |
353 |
GBP 7.69 |
|
|
Common - |
Swap |
LONG |
590 |
GBP 7.71 |
|
|
Common - |
Swap |
LONG |
695 |
GBP 7.75 |
|
|
Common - |
Swap |
LONG |
699 |
GBP 7.69 |
|
|
Common - |
Swap |
LONG |
800 |
GBP 7.75 |
|
|
Common - |
Swap |
LONG |
873 |
GBP 7.71 |
|
|
Common - |
Swap |
LONG |
1753 |
GBP 7.69 |
|
|
Common - |
Swap |
LONG |
7473 |
GBP 7.75 |
|
|
Common - |
Swap |
LONG |
9882 |
GBP 7.75 |
|
|
Common - |
Swap |
LONG |
8 |
GBP 7.73 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
2410 |
GBP 7.71 |
|
|
Common - |
Swap |
SHORT |
3878 |
GBP 7.70 |
|
|
Common - |
Swap |
SHORT |
3523 |
GBP 7.70 |
|
|
Common - |
Swap |
SHORT |
2909 |
GBP 7.70 |
|
|
Common - |
Swap |
SHORT |
52 |
GBP 7.74 |
|
|
Common - |
Swap |
SHORT |
2238 |
GBP 7.71 |
|
|
Common - |
Swap |
SHORT |
1422 |
GBP 7.74 |
|
|
Common - |
Swap |
SHORT |
1320 |
GBP 7.72 |
|
|
Common - |
Swap |
SHORT |
1150 |
GBP 7.70 |
|
|
Common - |
Swap |
SHORT |
1052 |
GBP 7.73 |
|
|
Common - |
Swap |
SHORT |
873 |
GBP 7.71 |
|
|
Common - |
Swap |
SHORT |
838 |
GBP 7.74 |
|
|
Common - |
Swap |
SHORT |
670 |
GBP 7.71 |
|
|
Common - |
Swap |
SHORT |
590 |
GBP 7.71 |
|
|
Common - |
Swap |
SHORT |
455 |
GBP 7.73 |
|
|
Common - |
Swap |
SHORT |
355 |
GBP 7.73 |
|
|
Common - |
Swap |
SHORT |
310 |
GBP 7.70 |
|
|
Common - |
Swap |
SHORT |
2922 |
GBP 7.70 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
29/09/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
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