19th Mar 2019 09:10
Provident Financial plc announcement released on 15/03/2019 at 10:26 under RNS No 0284T has been amended. Amendments are identified with an asterisk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | Provident Financial plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Non-Standard Finance plc |
(d) Date dealing undertaken: | 14/03/2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes- Non-Standard Finance plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
20 8/11p ordinary | Purchases* | 218,733 | 5.7600 | 5.5700 |
20 8/11p ordinary | Sales* | 69,999 | 5.7540 | 5.5740 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
20 8/11p ordinary | Swaps | Long | 205 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Long | 715 | 5.6100 GBP |
20 8/11p ordinary | Swaps | Long | 1,037 | 5.6100 GBP |
20 8/11p ordinary | Swaps | Long | 1,409 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Long | 3,094 | 5.6200 GBP |
20 8/11p ordinary | Swaps | Long | 3,300 | 5.6770 GBP |
20 8/11p ordinary | Swaps | Short | 2 | 5.7143 GBP |
20 8/11p ordinary | Swaps | Short | 3 | 5.7115 GBP |
20 8/11p ordinary | Swaps | Short | 4 | 5.6744 GBP |
20 8/11p ordinary | Swaps | Short | 6 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 11 | 5.6091 GBP |
20 8/11p ordinary | Swaps | Short | 11 | 5.5951 GBP |
20 8/11p ordinary | Swaps | Short | 12 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 15 | 5.7143 GBP |
20 8/11p ordinary | Swaps | Short | 22 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 26 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 27 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 32 | 5.6019 GBP |
20 8/11p ordinary | Swaps | Short | 37 | 5.7169 GBP |
20 8/11p ordinary | Swaps | Short | 56 | 5.6558 GBP |
20 8/11p ordinary | Swaps | Short | 59 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 64 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 81 | 5.6694 GBP |
20 8/11p ordinary | Swaps | Short | 94 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Short | 95 | 5.6961 GBP |
20 8/11p ordinary | Swaps | Short | 120 | 5.6960 GBP |
20 8/11p ordinary | Swaps | Short | 120 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 121 | 5.6572 GBP |
20 8/11p ordinary | Swaps | Short | 131 | 5.7177 GBP |
20 8/11p ordinary | Swaps | Short | 134 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 135 | 5.6986 GBP |
20 8/11p ordinary | Swaps | Short | 142 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Short | 153 | 5.7172 GBP |
20 8/11p ordinary | Swaps | Short | 154 | 5.7046 GBP |
20 8/11p ordinary | Swaps | Short | 179 | 5.6692 GBP |
20 8/11p ordinary | Swaps | Short | 183 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 202 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Short | 209 | 5.7088 GBP |
20 8/11p ordinary | Swaps | Short | 212 | 5.6720 GBP |
20 8/11p ordinary | Swaps | Short | 241 | 5.6735 GBP |
20 8/11p ordinary | Swaps | Short | 250 | 5.6724 GBP |
20 8/11p ordinary | Swaps | Short | 320 | 5.6961 GBP |
20 8/11p ordinary | Swaps | Short | 344 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 355 | 5.6718 GBP |
20 8/11p ordinary | Swaps | Short | 405 | 5.6561 GBP |
20 8/11p ordinary | Swaps | Short | 452 | 5.7084 GBP |
20 8/11p ordinary | Swaps | Short | 455 | 5.6561 GBP |
20 8/11p ordinary | Swaps | Short | 468 | 5.6707 GBP |
20 8/11p ordinary | Swaps | Short | 571 | 5.6000 GBP |
20 8/11p ordinary | Swaps | Short | 699 | 5.6572 GBP |
20 8/11p ordinary | Swaps | Short | 828 | 5.7089 GBP |
20 8/11p ordinary | Swaps | Short | 990 | 5.7083 GBP |
20 8/11p ordinary | Swaps | Short | 1,042 | 5.6692 GBP |
20 8/11p ordinary | Swaps | Short | 1,097 | 5.7085 GBP |
20 8/11p ordinary | Swaps | Short | 1,176 | 5.6080 GBP |
20 8/11p ordinary | Swaps | Short | 1,185 | 5.6000 GBP |
20 8/11p ordinary | Swaps | Short | 1,420 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 1,461 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 1,545 | 5.6961 GBP |
20 8/11p ordinary | Swaps | Short | 1,724 | 5.6718 GBP |
20 8/11p ordinary | Swaps | Short | 1,752 | 5.6100 GBP |
20 8/11p ordinary | Swaps | Short | 1,891 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 2,331 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 2,497 | 5.6560 GBP |
20 8/11p ordinary | Swaps | Short | 2,632 | 5.7082 GBP |
20 8/11p ordinary | Swaps | Short | 2,836 | 7.4608 USD |
20 8/11p ordinary | Swaps | Short | 3,128 | 5.6867 GBP |
20 8/11p ordinary | Swaps | Short | 3,289 | 5.6867 GBP |
20 8/11p ordinary | Swaps | Short | 5,864 | 5.6818 GBP |
20 8/11p ordinary | Swaps | Short | 6,353 | 5.7083 GBP |
20 8/11p ordinary | Swaps | Short | 6,569 | 5.6867 GBP |
20 8/11p ordinary | Swaps | Short | 8,554 | 5.6000 GBP |
20 8/11p ordinary | Swaps | Short | 9,014 | 5.6140 GBP |
20 8/11p ordinary | Swaps | Short | 9,403 | 5.7082 GBP |
20 8/11p ordinary | Swaps | Short | 10,368 | 5.6086 GBP |
20 8/11p ordinary | Swaps | Short | 62,133 | 5.6128 GBP |
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 19/03/2019 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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